TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
KYG3439B1032
Issuer Name
Financials Acquisition Corp.
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Empyrean Capital Partners, LP
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| Empyrean Capital Overseas Master Fund, Ltd. | Grand Cayman | Cayman Islands |
5. Date on which the threshold was crossed or reached
13-Apr-2022
6. Date on which Issuer notified
13-Apr-2022
7. Total positions of person(s) subject to the notification obligation
|
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
| Resulting situation on the date on which threshold was crossed or reached | 7.766990 | 0.000000 | 7.766990 | 1500000 |
| Position of previous notification (if applicable) | | | | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| KYG3439B1032 | | 1500000 | | 7.766990 |
| Sub Total 8.A | 1500000 | 7.766990% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| | | | | |
| Sub Total 8.B1 | | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| | | | | | |
| Sub Total 8.B2 | | | | ||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Empyrean Capital, LLC | | | | |
| Empyrean Capital Partners, LP | | | | |
| Empyrean Capital Fund, LP | | | | |
| Empyrean Capital Overseas Master Fund, Ltd. | | 7.766990 | | |
| Empyrean Capital, LLC | | | | |
| Empyrean Capital Partners, LP | | | | |
| Empyrean Capital Overseas Fund, Ltd. | | | | |
| Empyrean Capital Overseas Master Fund, Ltd. | | 7.766990 | | |
| Empyrean Capital, LLC | | | | |
| Empyrean Capital Partners, LP | | | | |
| Empyrean Capital Overseas ERISA Fund, Ltd. | | | | |
| Empyrean Capital Overseas Master Fund, Ltd. | | 7.766990 | | |
10. In case of proxy voting
Name of the proxy holder
Empyrean Capital Partners, LP
The number and % of voting rights held
1,500,000 (Empyrean Capital Partners, LP has authority to vote a proxy with respect to 100% of the shares of the issuer that are held by Empyrean Capital Overseas Master Fund, Ltd.)
The date until which the voting rights will be held
4/13/2022
11. Additional Information
The notification obligation has arisen as a result of the issuer's IPO.
12. Date of Completion
21-Apr-2022
13. Place Of Completion
Los Angeles, California, United States
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