RNS Number : 4267K
Iofina PLC
05 May 2022
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS

 


 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

Iofina plc

 

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

 

Non-UK issuer


 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

 

An acquisition or disposal of voting rights

X

 

An acquisition or disposal of financial instruments


 

An event changing the breakdown of voting rights


 

Other (please specify) iii:


 

3. Details of person subject to the notification obligation iv

 

Name

Arron Fraser Andrew Banks

 

City and country of registered office (if applicable)


 

4. Full name of shareholder(s) (if different from 3.) v

 

Name

Rene Nominees (IOM) Limited

Securities Services Nominees Limited

 

City and country of registered office (if applicable)

Douglas, Isle of Man

London, UK

 

5. Date on which the threshold was crossed or reached vi:

29 April 2022

 

6. Date on which issuer notified (DD/MM/YYYY):

4 May 2022

 

7. Total positions of person(s) subject to the notification obligation

 


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

 

Resulting situation on the date on which threshold was crossed or reached

3.66%


3.66%

7,020,000

 

Position of previous notification (if

applicable)

4.05%


4.05%

7,770,000

 








 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

 

A: Voting rights attached to shares

 

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

 

Direct

(DTR5.1)

Direct

(DTR5.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

 

GB00B2QL5C79


7,020,000


3.66%

 






 






 

SUBTOTAL 8. A

7,020,000

3.66%

 

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

 

Type of financial instrument

Expiration
date x

Exercise/
Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 






 






 






 



SUBTOTAL 8. B 1



 

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

 

Type of financial instrument

Expiration
date x

Exercise/
Conversion Period xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

 







 







 







 




SUBTOTAL 8.B.2



 











 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Arron Fraser Andrew Banks (Rene Nominees (IOM) Limited)

3.06%


3.06%

Arron Fraser Andrew Banks (Securities Services Nominees Limited)

0.60%


0.60%










10. In case of proxy voting, please identify:

Name of the proxy holder

Rene Nominees (IOM) Limited

The number and % of voting rights held

5,870,000 - 3.06%

The date until which the voting rights will be held

Indefinite


11. Additional information xvi







 

Place of completion

Bristol, UK

Date of completion

4 May 2022

 

 

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