FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||||||||||||||||
(a) | Full name of discloser: | | Barclays PLC. | |||||||||||||||||||||||
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(b) | Owner or controller of interest and short | | ||||||||||||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NATIONAL EXPRESS GROUP PLC | ||||||||||||||||||||||||
| relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | | ||||||||||||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
| offeror/offeree: | | | |||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 20 May 2022 | ||||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | STAGECOACH GROUP PLC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | | |
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| Interests | Short Positions |
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| Number | (%) | Number | (%) |
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(1) | Relevant securities owned | | | | |
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| and/or controlled: | 2,596,220 | 0.42% | 9,520,823 | 1.55% |
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(2) | Cash-settled derivatives: | | | | |
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| | | 17,534,530 | 2.86% | 2,208,740 | 0.36% |
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(3) | Stock-settled derivatives (including options) | | | | |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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| TOTAL: | | 20,130,750 | 3.28% | 11,729,563 | 1.91% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to | |
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which subscription right exists | |
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Details, including nature of the rights | |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | | | | ||
Class of relevant | | Purchase/sale | | Number of | Price per unit | |
security | | | | securities | | |
5p ordinary | Purchase | 101 | 2.5400 GBP | |||
5p ordinary | Purchase | 380 | 2.5103 GBP | |||
5p ordinary | Purchase | 417 | 2.5240 GBP | |||
5p ordinary | Purchase | 725 | 2.5318 GBP | |||
5p ordinary | Purchase | 1,241 | 2.5277 GBP | |||
5p ordinary | Purchase | 1,387 | 2.5207 GBP | |||
5p ordinary | Purchase | 1,417 | 2.5227 GBP | |||
5p ordinary | Purchase | 1,608 | 2.5140 GBP | |||
5p ordinary | Purchase | 1,775 | 2.5279 GBP | |||
5p ordinary | Purchase | 2,056 | 2.5260 GBP | |||
5p ordinary | Purchase | 2,091 | 2.5245 GBP | |||
5p ordinary | Purchase | 2,544 | 2.5189 GBP | |||
5p ordinary | Purchase | 3,833 | 2.5280 GBP | |||
5p ordinary | Purchase | 5,000 | 2.5366 GBP | |||
5p ordinary | Purchase | 6,861 | 2.5278 GBP | |||
5p ordinary | Purchase | 7,071 | 2.5070 GBP | |||
5p ordinary | Purchase | 8,376 | 2.5196 GBP | |||
5p ordinary | Purchase | 14,625 | 2.5297 GBP | |||
5p ordinary | Purchase | 16,377 | 2.4999 GBP | |||
5p ordinary | Sale | 190 | 2.5180 GBP | |||
5p ordinary | Sale | 415 | 2.5240 GBP | |||
5p ordinary | Sale | 435 | 2.5160 GBP | |||
5p ordinary | Sale | 637 | 2.5260 GBP | |||
5p ordinary | Sale | 1,070 | 2.5320 GBP | |||
5p ordinary | Sale | 1,243 | 2.5281 GBP | |||
5p ordinary | Sale | 1,387 | 2.5386 GBP | |||
5p ordinary | Sale | 1,775 | 2.5280 GBP | |||
5p ordinary | Sale | 1,886 | 2.5161 GBP | |||
5p ordinary | Sale | 2,002 | 2.5222 GBP | |||
5p ordinary | Sale | 2,437 | 2.5165 GBP | |||
5p ordinary | Sale | 3,799 | 2.5190 GBP | |||
5p ordinary | Sale | 4,712 | 2.5305 GBP | |||
5p ordinary | Sale | 5,094 | 2.5414 GBP | |||
5p ordinary | Sale | 5,483 | 2.5270 GBP | |||
5p ordinary | Sale | 5,656 | 2.5283 GBP | |||
5p ordinary | Sale | 6,748 | 2.5364 GBP | |||
5p ordinary | Sale | 15,825 | 2.5290 GBP | |||
5p ordinary | Sale | 32,337 | 2.5254 GBP |
(b) | Cash-settled derivative transactions | | |||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
5p ordinary | SWAP | Long | 39 | 2.5299 GBP | |||
5p ordinary | SWAP | Long | 1,387 | 2.5386 GBP | |||
5p ordinary | SWAP | Long | 2,255 | 2.4811 GBP | |||
5p ordinary | SWAP | Long | 2,809 | 2.5335 GBP | |||
5p ordinary | SWAP | Long | 5,055 | 2.5415 GBP | |||
5p ordinary | SWAP | Long | 7,155 | 2.5305 GBP | |||
5p ordinary | SWAP | Long | 32,092 | 2.5273 GBP | |||
5p ordinary | SWAP | Short | 175 | 2.5259 GBP | |||
5p ordinary | SWAP | Short | 283 | 2.5260 GBP | |||
5p ordinary | SWAP | Short | 380 | 2.5103 GBP | |||
5p ordinary | SWAP | Short | 921 | 2.5210 GBP | |||
5p ordinary | SWAP | Short | 1,916 | 2.5280 GBP | |||
5p ordinary | SWAP | Short | 3,236 | 2.5206 GBP | |||
5p ordinary | SWAP | Short | 12,097 | 2.4810 GBP | |||
5p ordinary | CFD | Short | 14,480 | 2.5234 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | ||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 May 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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