| FORM 8.3 |
| | | | | | |
| | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | | | Barclays PLC. | |||
| | | | | | |||
| (b) | Owner or controller of interest and short | | |||||
| | positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | STAGECOACH GROUP PLC | |||||
| | relevant securities this form relates: | ||||||
| (d) | If an exempt fund manager connected with an | | |||||
| | offeror/offeree, state this and specify identity of | ||||||
| | offeror/offeree: | | | ||||
| (e) | Date position held/dealing undertaken: | 20 May 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| | |||
| | disclosures in respect of any other party to the offer? | NATIONAL EXPRESS GROUP PLC | |||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
|
| to which the disclosure relates following the dealing (if any) |
| | ||||
| Class of relevant security: | 125/228p ordinary | | | ||||
| | Interests | Short Positions | |||||
| | Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | | | | | ||
| | and/or controlled: | 12,027,476 | 2.18% | 1,639,712 | 0.30% | ||
| | | | | | | | |
| (2) | Cash-settled derivatives: | | | | | ||
| | | | 1,633,197 | 0.30% | 11,961,542 | 2.17% | |
| | | | | | | | |
| (3) | Stock-settled derivatives (including options) | | | | | ||
| | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | | |
|
| | | | | | | |
| | TOTAL: | | 13,660,673 | 2.48% | 13,601,254 | 2.47% | |
| | | | | | | | |
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||
|
| options) |
| | | | | |
| Class of relevant security in relation to | | ||||||
| which subscription right exists | | ||||||
| Details, including nature of the rights | | ||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchases and sales | | | | | | |
| Class of relevant | Purchase/sale | | Number of | | Price per unit | | |
| security | | | | securities | | | |
| 125/228p ordinary | Purchase | 270 | 1.0465 GBP | ||||
| 125/228p ordinary | Purchase | 464 | 1.0440 GBP | ||||
| 125/228p ordinary | Purchase | 601 | 1.0450 GBP | ||||
| 125/228p ordinary | Purchase | 2,942 | 1.0451 GBP | ||||
| 125/228p ordinary | Purchase | 5,562 | 1.0460 GBP | ||||
| 125/228p ordinary | Purchase | 7,663 | 1.0446 GBP | ||||
| 125/228p ordinary | Purchase | 27,131 | 1.0496 GBP | ||||
| 125/228p ordinary | Sale | 1,125 | 1.0463 GBP | ||||
| 125/228p ordinary | Sale | 5,506 | 1.0460 GBP | ||||
| | | | | | | | |
| (b) | Cash-settled derivative transactions | | | | |||
| Class of | | Product | | Nature of dealing | | Number of | Price per |
| relevant | | description | | | | reference | unit |
| security | | | | | | securities | |
| 125/228p ordinary | SWAP | Short | 144 | 1.0460 GBP | |||
| 125/228p ordinary | SWAP | Short | 182 | 1.0467 GBP | |||
| 125/228p ordinary | SWAP | Short | 1,084 | 1.0451 GBP | |||
| 125/228p ordinary | CFD | Short | 10,122 | 1.0448 GBP | |||
| 125/228p ordinary | SWAP | Short | 27,131 | 1.0496 GBP | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions (including options) |
| | ||||
| (i) | Writing, selling, purchasing or varying |
| | | |||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | | date | money |
| relevant | | selling, | securities | per unit | | | paid/ |
| security | | varying etc | to which | | | | received |
| | | | option | | | | per unit |
| | | | relates | | | | |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | | | | securities | unit | ||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for new securities) |
| | ||||
| Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
| security | | | | applicable) | | ||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| | | |||
| Details of any indemnity or option arrangement, or any agreement or understanding, | | ||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | | | |||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: |
| | |||||
| (i) the voting rights of any relevant securities under any option; or |
| | |||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | | | | | | ||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 23 May 2022 | | | | |||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | | | ||||
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