FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||
(b) | Name of offeror/offeree in relation to whose | JOHN MENZIES PLC | ||||||
| relevant securities this form relates: | |||||||
(c) | Name of the party to the offer with which exempt | NAS Holding for Company's Business Management (Holdco) S.P.C. (a subsidiary of Agility Public Warehousing Co. K.SVV.C.) | ||||||
| principal trader is connected | |||||||
(d) | Date position held/dealing undertaken: | 03 August 2022 | ||||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
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| trader making disclosures in respect of any other party to the offer? | | | | ||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | |||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||
| to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 25p ordinary | | | |||||
| Interests | Short Positions | ||||||
| Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | | | | | |||
| and/or controlled: | 5,960,912 | 6.48% | 13,961 | 0.02% | |||
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(2) | Cash-settled derivatives: | | | | | |||
| | | 0 | 0.00% | 5,948,979 | 6.47% | ||
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(3) | Stock-settled derivatives (including options) | | | | | |||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
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| TOTAL: | 5,960,912 | 6.48% | 5,962,940 | 6.48% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive | |||||||
| options) |
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Class of relevant security in relation to | | |||||||
which subscription right exists | ||||||||
Details, including nature of the rights | | |||||||
concerned and relevant percentages: | ||||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | | | | | ||
Class of relevant | | Purchase/sale | | Total number of | | Highest price per unit | Lowest price per unit |
security | | | | securities | | paid/received | paid/received |
25p ordinary | Purchase | 270,126 | 6.1000 GBP | 6.0696 GBP | |||
25p ordinary | Sale | 252,811 | 6.0706 GBP | 6.0664 GBP |
(b) | Cash-settled derivative transactions | | | ||||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
25p ordinary | CFD | Decreasing Short | 1,089 | 6.0689 GBP | |||
25p ordinary | CFD | Decreasing Short | 1,316 | 6.0644 GBP | |||
25p ordinary | SWAP | Increasing Short | 114 | 6.0738 GBP | |||
25p ordinary | SWAP | Increasing Short | 120 | 6.0736 GBP | |||
25p ordinary | SWAP | Increasing Short | 121 | 6.1000 GBP | |||
25p ordinary | SWAP | Increasing Short | 442 | 6.0700 GBP | |||
25p ordinary | SWAP | Increasing Short | 2,289 | 6.0815 GBP | |||
25p ordinary | SWAP | Increasing Short | 3,343 | 6.0814 GBP | |||
25p ordinary | SWAP | Increasing Short | 5,288 | 6.0700 GBP | |||
25p ordinary | SWAP | Opening Short | 20,476 | 6.0840 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | | Product description | Exercising/ exercised against | Number of | Exercise price per | ||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | | ||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | | ||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 4 Aug 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | |
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