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Form 8.3 - NortonLifeLock Inc

Published: 09/09/2022, 14:50

RNS Number : 9864Y

Northern Trust Corporation

09 September 2022

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	8^th September 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSU7RE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,658,073.00	1.32
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:	7,658,073.00	1.32

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 210,528 securities into the relevant accounts and 112,397 securities out of the relevant accounts.

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Class of relevant security	Purchase/sale	Number of securities	Price per unit
Common Stock	SELL	18739	7.202
Common Stock	SELL	135405	7.202
Common Stock	SELL	17	23.4041
Common Stock	BUY	98724	23.3138
Common Stock	SELL	154	23.4041
Common Stock	SELL	179	23.4041
Common Stock	SELL	77	23.4041
Common Stock	SELL	56170	7.202
Common Stock	BUY	6566	23.405
Common Stock	BUY	10056	23.0484
Common Stock	SELL	44	23.4041
Common Stock	BUY	1174	23.3138
Common Stock	BUY	22	23.39
Common Stock	SELL	9	23.4041
Common Stock	BUY	56	23.1499
Common Stock	SELL	71	23.4041
Common Stock	SELL	17	23.4041
Common Stock	BUY	116	23.18
Common Stock	BUY	6584	23.1499
Common Stock	SELL	12	23.4041
Common Stock	SELL	16	23.4041
Common Stock	SELL	14	23.4041
Common Stock	BUY	557	23.405
Common Stock	BUY	22	23.39
Common Stock	SELL	24	23.4041
Common Stock	SELL	16	23.4041
Common Stock	SELL	16	23.4041
Common Stock	SELL	11	23.4041
Common Stock	BUY	13150	23.1499
Common Stock	BUY	543	23.3138
Common Stock	BUY	7089	23.1499
Common Stock	BUY	4172	23.405
Common Stock	BUY	79090	23.1499
Common Stock	BUY	233	23.405
Common Stock	BUY	6545	23.3815
Common Stock	SELL	13	23.4041
Common Stock	SELL	1894	23.2615
Common Stock	SELL	34	23.4041
Common Stock	SELL	13	23.4041
Common Stock	BUY	100226	23.2618
Common Stock	SELL	16	23.404
Common Stock	SELL	13	23.404
Common Stock	SELL	77	23.404
Common Stock	SELL	13	23.404
Common Stock	BUY	543	23.314
Common Stock	BUY	56	23.15
Common Stock	BUY	6545	23.382
Common Stock	BUY	4172	23.405
Common Stock	BUY	6566	23.405
Common Stock	BUY	557	23.405
Common Stock	SELL	2210	22.44
Common Stock	SELL	2199	22.6
Common Stock	SELL	11	23.404
Common Stock	BUY	15	22.86
Common Stock	SELL	71	23.404
Common Stock	BUY	233	23.405
Common Stock	BUY	22	23.39
Common Stock	BUY	22	23.39
Common Stock	SELL	17	23.404
Common Stock	SELL	34	23.404
Common Stock	SELL	179	23.404
Common Stock	BUY	116	23.18
Common Stock	SELL	12	23.404
Common Stock	SELL	16	23.404
Common Stock	SELL	24	23.404
Common Stock	SELL	16	23.404
Common Stock	SELL	9	23.404
Common Stock	SELL	17	23.404
Common Stock	SELL	14	23.404
Common Stock	SELL	44	23.404
Common Stock	BUY	34	22.86
Common Stock	BUY	26	22.86
Common Stock	BUY	15	22.86
Common Stock	SELL	154	23.404
Common Stock	BUY	98724	23.314
Common Stock	BUY	2148	22.774
Common Stock	BUY	205	22.525
Common Stock	BUY	3747	23.199
Common Stock	BUY	1725	22.774
Common Stock	BUY	3010	23.199
Common Stock	BUY	165	22.525
Common Stock	BUY	3255	23.199
Common Stock	BUY	1867	22.774
Common Stock	BUY	178	22.525
Common Stock	BUY	84	22.525
Common Stock	BUY	1535	23.199
Common Stock	BUY	881	22.774

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	9^th September 2022
Contact name:	London Compliance Team
Telephone number*:	0207 982 2158 or 0207 982 3697

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

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Market data

Form 8.3 - NortonLifeLock Inc

Date of disclosure:

Contact name:

Telephone number*: