TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001765816
Issuer Name
BREWIN DOLPHIN HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| J.P. Morgan Securities plc | | |
5. Date on which the threshold was crossed or reached
21-Sep-2022
6. Date on which Issuer notified
23-Sep-2022
7. Total positions of person(s) subject to the notification obligation
|
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
| Resulting situation on the date on which threshold was crossed or reached | 3.696771 | 2.763284 | 6.460055 | 19621171 |
| Position of previous notification (if applicable) | 2.242909 | 3.920109 | 6.163018 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB0001765816 | | 11228158 | | 3.696771 |
| Sub Total 8.A | 11228158 | 3.696771% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
|
| | | | |
| Sub Total 8.B1 | | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Cash-settled Equity Swap | 10/10/2022 | 10/10/2022 | Cash | 1561000 | 0.513945 |
| Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 499000 | 0.164291 |
| Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 844231 | 0.277955 |
| Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 25815 | 0.008494 |
| Cash-settled Equity Swap | 06/04/2023 | 06/04/2023 | Cash | 4441440 | 1.462305 |
| Cash-settled Equity Swap | 13/04/2023 | 13/04/2023 | Cash | 21488 | 0.007066 |
| Cash-settled Equity Swap | 26/04/2023 | 26/04/2023 | Cash | 18959 | 0.006241 |
| Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 335989 | 0.110607 |
| Cash-settled Equity Swap | 04/09/2023 | 04/09/2023 | Cash | 41 | 0.000013 |
| Cash-settled Equity Swap | 20/09/2023 | 20/09/2023 | Cash | 4920 | 0.001614 |
| Cash-settled Equity Swap | 03/10/2023 | 03/10/2023 | Cash | 15920 | 0.005239 |
| Cash-settled Equity Swap | 16/10/2023 | 16/10/2023 | Cash | 85583 | 0.028176 |
| Cash-settled Equity Swap | 27/01/2027 | 27/01/2027 | Cash | 538627 | 0.177338 |
| Sub Total 8.B2 | | 8393013 | 2.763284% | ||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| JPMorgan Chase & Co. | J.P. Morgan Securities plc | 3.696771 | | 6.460055% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
12. Date of Completion
23-Sep-2022
13. Place Of Completion
London
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