FORM 8.5 (EPT/NON-RI) | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||
Rule 8.5 of the Takeover Code (the "Code") | |||||
1. | KEY INFORMATION | ||||
(a) | Name of exempt principal trader: | | BARCLAYS CAPITAL SECURITIES LTD | ||
(b) | Name of offeror/offeree in relation to whose | COUNTRYSIDE PARTNERSHIPS PLC | |||
| relevant securities this form relates: | ||||
(c) | Name of the party to the offer with which exempt | Countryside Partnerships plc | |||
| principal trader is connected | | |||
(d) | Date position held/dealing undertaken: | 10 November 2022 | |||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
| | |
| trader making disclosures in respect of any other party to the offer? | VISTRY GROUP PLC | |
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| | ||||
Class of relevant security: | 0.01p ordinary | | | ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | | | | | ||
| and/or controlled: | 6,356,721 | 1.27% | 3,726,710 | 0.75% | ||
| | | | | | | |
(2) | Cash-settled derivatives: | | | | | ||
| | | 3,572,239 | 0.71% | 6,097,076 | 1.22% | |
| | | | | | | |
(3) | Stock-settled derivatives (including options) | | | | | ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | |
| | | | | | | |
| TOTAL: | | 9,928,960 | 1.99% | 9,823,786 | 1.97% | |
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| | | | | |
Class of relevant security in relation to | | ||||||
which subscription right exists | | ||||||
Details, including nature of the rights | | ||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | | | | | | |
Class of relevant | | Purchase/sale | | Total number of | | Highest price per unit | Lowest price per unit |
security | | | | securities | | paid/received | paid/received |
0.01p ordinary | Purchase | 592,534 | 2.2980 GBP | 2.1417 GBP | |||
0.01p ordinary | Sale | 1,281,319 | 2.2980 GBP | 2.15 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | | | | | ||
Class of | | Product | | Nature of dealing | | Number of | Price per |
relevant | | description | | | | reference | unit |
security | | | | | | securities | |
0.01p ordinary | SWAP | Decreasing Long | 2,789 | 2.2346 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 1 | 2.1740 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 1 | 2.1840 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 2 | 2.1800 GBP | |||
0.01p ordinary | CFD | Decreasing Short | 381 | 2.2022 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 1,820 | 2.2217 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 2,252 | 2.2693 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 4,172 | 2.1962 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 7,750 | 2.2445 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 18,830 | 2.2510 GBP | |||
0.01p ordinary | CFD | Decreasing Short | 50,000 | 2.2980 GBP | |||
0.01p ordinary | CFD | Decreasing Short | 140,718 | 2.2440 GBP | |||
0.01p ordinary | CFD | Decreasing Short | 300,000 | 2.2978 GBP | |||
0.01p ordinary | SWAP | Decreasing Short | 367,404 | 2.2980 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) |
| | ||||
(i) | Writing, selling, purchasing or varying |
| | | |||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | | securities | unit | ||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) |
| | ||||
Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
| | | |
4. | OTHER INFORMATION | |||||
(a) | Indemnity and other dealings arrangements |
| | | ||
Details of any indemnity or option arrangement, or any agreement or understanding, | | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | ||||||
to the offer or any person acting in concert with a party to the offer: | | | ||||
NONE | ||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | | |||||
the exempt principal trader making the disclosure and any other person relating to: | | |||||
(i) the voting rights of any relevant securities under any option; or |
| | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | | |||||
any derivative is referenced: | | | | | | |
NONE | ||||||
(c) | Attachments |
| | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | |||||
Date of disclosure: | 11 Nov 2022 | | | | ||
Contact name: | Large Holdings Regulatory Operations | | ||||
Telephone number: | 020 3134 7213 | | | |
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