RNS Number : 0149O
Barclays PLC
26 January 2023
 

FORM 8.5 (EPT/NON-RI) Amendment to Section 3(a)&(b)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

 

(OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

MICRO FOCUS INTERNATIONAL PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

Open Text Corporation

(d)

Date position held/dealing undertaken:

20 Jan 2023

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

10p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

13,530,022

3.99%

119,545

0.04%

(2) Cash-settled derivatives:

2,344

0.00%

13,448,544

3.96%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

13,532,366

3.99%

13,568,089

4.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

10p ordinary

Purchase

858210

5.3057  GBP

5.2997  GBP

10p ordinary

Sale

71687

5.3060  GBP

5.2999  GBP

 

(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

10p ordinary

SWAP

Decreasing Short

210

5.3000  GBP

10p ordinary

SWAP

Decreasing Short

700

5.2999  GBP

10p ordinary

CFD

Decreasing Short

1,720

5.3000  GBP

10p ordinary

SWAP

Decreasing Short

5,746

5.3024  GBP

10p ordinary

CFD

Increasing Short

56

5.3019  GBP

10p ordinary

SWAP

Increasing Short

62

5.3010  GBP

10p ordinary

CFD

Increasing Short

735

5.3003  GBP

10p ordinary

SWAP

Increasing Short

3,253

5.3001  GBP

10p ordinary

SWAP

Increasing Short

7,119

5.3020  GBP

10p ordinary

SWAP

Increasing Short

15,195

5.3055  GBP

10p ordinary

SWAP

Increasing Short

16,684

5.3000  GBP

10p ordinary

CFD

Increasing Short

17,292

5.3029  GBP

10p ordinary

CFD

Increasing Short

33,106

5.3036  GBP

10p ordinary

CFD

Increasing Short

697,818

5.2982  GBP

10p ordinary

SWAP

Opening Short

4,993

5.3032  GBP

10p ordinary

CFD

Opening Long

697,818

6.5050  USD

10p ordinary

CFD

Closing Long

697,818

6.5050  USD

 

(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26-Jan-23

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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