FORM 8.5 (EPT/NON-RI) |
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
(OR WHERE RI STATUS IS NOT APPLICABLE) |
Rule 8.5 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | |
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
(b) | Name of offeror/offeree in relation to whose | CAPITAL & COUNTIES PROPERTIES PLC |
(c) | Name of the party to the offer with which exempt | Capital & Counties Properties plc |
(d) | Date position held/dealing undertaken: | 02 Mar 2023 |
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 25p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,608,209 | 0.66% | 8,405,576 | 0.99% | |||
(2) Cash-settled derivatives: | 8,536,618 | 1.00% | 4,384,781 | 0.51% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 14,144,827 | 1.66% | 12,790,357 | 1.50% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit |
| ||
25p ordinary | Purchase | 308881 | 1.2500 GBP | 1.2311 GBP |
| ||
25p ordinary | Sale | 1873251 | 1.2490 GBP | 1.2171 GBP |
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| | | | | | | |
(b) | Cash-settled derivative transactions |
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Class of | Product description | Nature of dealing | Number of | Price per |
| ||
25p ordinary | SWAP | Closing Short | 65,300 | 1.2368 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 2 | 26.8700 ZAR |
| ||
25p ordinary | CFD | Decreasing Long | 80 | 1.2355 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 284 | 27.0700 ZAR |
| ||
25p ordinary | SWAP | Decreasing Long | 465 | 27.1100 ZAR |
| ||
25p ordinary | SWAP | Decreasing Long | 1,247 | 27.1500 ZAR |
| ||
25p ordinary | SWAP | Decreasing Long | 1,722 | 1.2425 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 1,779 | 1.2470 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 1,869 | 27.1867 ZAR |
| ||
25p ordinary | SWAP | Decreasing Long | 2,246 | 1.2487 GBP |
| ||
25p ordinary | CFD | Decreasing Long | 7,235 | 1.2461 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 7,977 | 26.9772 ZAR |
| ||
25p ordinary | SWAP | Decreasing Long | 8,445 | 1.2485 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 9,135 | 1.2427 GBP |
| ||
25p ordinary | CFD | Decreasing Long | 9,553 | 1.2453 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 10,211 | 1.2417 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 10,795 | 1.2477 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 11,452 | 1.2426 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 22,700 | 1.2423 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 22,949 | 1.2293 GBP |
| ||
25p ordinary | SWAP | Decreasing Long | 33,479 | 1.2434 GBP |
| ||
25p ordinary | CFD | Decreasing Short | 2 | 26.8600 ZAR |
| ||
25p ordinary | CFD | Decreasing Short | 284 | 27.0625 ZAR |
| ||
25p ordinary | SWAP | Decreasing Short | 465 | 27.1100 ZAR |
| ||
25p ordinary | CFD | Decreasing Short | 588 | 27.1101 ZAR |
| ||
25p ordinary | SWAP | Decreasing Short | 1,247 | 27.1500 ZAR |
| ||
25p ordinary | CFD | Decreasing Short | 5,170 | 26.8633 ZAR |
| ||
25p ordinary | CFD | Decreasing Short | 6,054 | 26.9959 ZAR |
| ||
25p ordinary | CFD | Decreasing Short | 7,977 | 26.9697 ZAR |
| ||
25p ordinary | SWAP | Decreasing Short | 650,000 | 1.2472 GBP |
| ||
25p ordinary | SWAP | Increasing Long | 1,869 | 27.1867 ZAR |
| ||
25p ordinary | CFD | Increasing Long | 4,077 | 1.2171 GBP |
| ||
25p ordinary | SWAP | Increasing Long | 10,659 | 26.7881 ZAR |
| ||
25p ordinary | SWAP | Increasing Long | 34,579 | 1.2435 GBP |
| ||
25p ordinary | CFD | Increasing Long | 43,249 | 1.2395 GBP |
| ||
25p ordinary | SWAP | Increasing Long | 43,322 | 26.9618 ZAR |
| ||
25p ordinary | SWAP | Increasing Long | 130,749 | 1.2450 GBP |
| ||
25p ordinary | SWAP | Increasing Long | 286,068 | 1.2447 GBP |
| ||
25p ordinary | SWAP | Increasing Short | 6,596 | 1.2140 GBP |
| ||
25p ordinary | SWAP | Increasing Short | 7,000 | 1.2350 GBP |
| ||
25p ordinary | CFD | Increasing Short | 10,659 | 26.7955 ZAR |
| ||
25p ordinary | SWAP | Increasing Short | 11,000 | 1.2493 GBP |
| ||
25p ordinary | CFD | Increasing Short | 43,322 | 26.9698 ZAR |
| ||
25p ordinary | SWAP | Opening Long | 161,002 | 1.2417 GBP |
| ||
25p ordinary | SWAP | Opening Long | 245,085 | 1.2368 GBP |
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Mar 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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