FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CAPITAL & COUNTIES PROPERTIES PLC | |||||
(c) | Name of the party to the offer with which exempt | Capital & Counties Properties plc | |||||
(d) | Date position held/dealing undertaken: | 03 Mar 2023 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 25p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,596,317 | 0.66% | 8,496,964 | 1.00% | |||
(2) Cash-settled derivatives: | 8,504,467 | 1.00% | 4,531,637 | 0.53% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 14,100,784 | 1.66% | 13,028,601 | 1.53% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
25p ordinary | Purchase | 964877 | 1.2563 GBP | 1.2330 GBP | |||
25p ordinary | Sale | 1068157 | 1.2562 GBP | 1.2410 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
25p ordinary | CFD | Decreasing Long | 522 | 1.2460 GBP | |||
25p ordinary | SWAP | Decreasing Long | 1,243 | 27.1400 ZAR | |||
25p ordinary | CFD | Decreasing Long | 1,431 | 1.2378 GBP | |||
25p ordinary | SWAP | Decreasing Long | 1,764 | 26.9200 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 1,823 | 1.2580 GBP | |||
25p ordinary | SWAP | Decreasing Long | 1,915 | 1.2460 GBP | |||
25p ordinary | SWAP | Decreasing Long | 4,949 | 1.2486 GBP | |||
25p ordinary | SWAP | Decreasing Long | 7,997 | 1.2437 GBP | |||
25p ordinary | CFD | Decreasing Long | 8,167 | 1.2461 GBP | |||
25p ordinary | SWAP | Decreasing Long | 12,020 | 1.2455 GBP | |||
25p ordinary | SWAP | Decreasing Long | 18,690 | 1.2403 GBP | |||
25p ordinary | SWAP | Decreasing Long | 19,031 | 1.2457 GBP | |||
25p ordinary | CFD | Decreasing Long | 55,727 | 1.2476 GBP | |||
25p ordinary | CFD | Decreasing Long | 159,556 | 1.2450 GBP | |||
25p ordinary | SWAP | Decreasing Long | 334,748 | 1.2450 GBP | |||
25p ordinary | SWAP | Decreasing Short | 1,243 | 27.1400 ZAR | |||
25p ordinary | CFD | Decreasing Short | 1,719 | 27.0891 ZAR | |||
25p ordinary | CFD | Decreasing Short | 1,764 | 26.9119 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 21,837 | 1.2487 GBP | |||
25p ordinary | SWAP | Increasing Long | 1,193 | 26.5400 ZAR | |||
25p ordinary | CFD | Increasing Long | 3,224 | 1.2487 GBP | |||
25p ordinary | CFD | Increasing Long | 9,287 | 1.2423 GBP | |||
25p ordinary | SWAP | Increasing Long | 15,454 | 1.2556 GBP | |||
25p ordinary | SWAP | Increasing Long | 15,532 | 1.2538 GBP | |||
25p ordinary | SWAP | Increasing Long | 27,230 | 1.2475 GBP | |||
25p ordinary | CFD | Increasing Long | 103,383 | 1.2457 GBP | |||
25p ordinary | SWAP | Increasing Long | 103,740 | 27.0888 ZAR | |||
25p ordinary | CFD | Increasing Long | 153,118 | 1.2459 GBP | |||
25p ordinary | SWAP | Increasing Long | 156,784 | 1.2410 GBP | |||
25p ordinary | SWAP | Increasing Short | 1,193 | 26.5400 ZAR | |||
25p ordinary | CFD | Increasing Short | 2,349 | 27.0622 ZAR | |||
25p ordinary | SWAP | Increasing Short | 6,427 | 1.2473 GBP | |||
25p ordinary | SWAP | Increasing Short | 15,573 | 1.2481 GBP | |||
25p ordinary | SWAP | Increasing Short | 21,000 | 1.2437 GBP | |||
25p ordinary | SWAP | Increasing Short | 23,137 | 1.2450 GBP | |||
25p ordinary | CFD | Increasing Short | 103,740 | 27.0970 ZAR | |||
25p ordinary | SWAP | Opening Long | 8,487 | 1.2437 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 06 Mar 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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