RNS Number : 9938R
Barclays PLC
06 March 2023
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

CAPITAL & COUNTIES PROPERTIES PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

Capital & Counties Properties plc

(d)

Date position held/dealing undertaken:

03 Mar 2023

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 SHAFTESBURY PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

25p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,596,317

0.66%

8,496,964

1.00%

(2) Cash-settled derivatives:

8,504,467

1.00%

4,531,637

0.53%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

14,100,784

1.66%

13,028,601

1.53%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

25p ordinary

Purchase

964877

1.2563  GBP

1.2330  GBP

25p ordinary

Sale

1068157

1.2562  GBP

1.2410  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

25p ordinary

CFD

Decreasing Long

522

1.2460  GBP

25p ordinary

SWAP

Decreasing Long

1,243

27.1400  ZAR

25p ordinary

CFD

Decreasing Long

1,431

1.2378  GBP

25p ordinary

SWAP

Decreasing Long

1,764

26.9200  ZAR

25p ordinary

SWAP

Decreasing Long

1,823

1.2580  GBP

25p ordinary

SWAP

Decreasing Long

1,915

1.2460  GBP

25p ordinary

SWAP

Decreasing Long

4,949

1.2486  GBP

25p ordinary

SWAP

Decreasing Long

7,997

1.2437  GBP

25p ordinary

CFD

Decreasing Long

8,167

1.2461  GBP

25p ordinary

SWAP

Decreasing Long

12,020

1.2455  GBP

25p ordinary

SWAP

Decreasing Long

18,690

1.2403  GBP

25p ordinary

SWAP

Decreasing Long

19,031

1.2457  GBP

25p ordinary

CFD

Decreasing Long

55,727

1.2476  GBP

25p ordinary

CFD

Decreasing Long

159,556

1.2450  GBP

25p ordinary

SWAP

Decreasing Long

334,748

1.2450  GBP

25p ordinary

SWAP

Decreasing Short

1,243

27.1400  ZAR

25p ordinary

CFD

Decreasing Short

1,719

27.0891  ZAR

25p ordinary

CFD

Decreasing Short

1,764

26.9119  ZAR

25p ordinary

SWAP

Decreasing Short

21,837

1.2487  GBP

25p ordinary

SWAP

Increasing Long

1,193

26.5400  ZAR

25p ordinary

CFD

Increasing Long

3,224

1.2487  GBP

25p ordinary

CFD

Increasing Long

9,287

1.2423  GBP

25p ordinary

SWAP

Increasing Long

15,454

1.2556  GBP

25p ordinary

SWAP

Increasing Long

15,532

1.2538  GBP

25p ordinary

SWAP

Increasing Long

27,230

1.2475  GBP

25p ordinary

CFD

Increasing Long

103,383

1.2457  GBP

25p ordinary

SWAP

Increasing Long

103,740

27.0888  ZAR

25p ordinary

CFD

Increasing Long

153,118

1.2459  GBP

25p ordinary

SWAP

Increasing Long

156,784

1.2410  GBP

25p ordinary

SWAP

Increasing Short

1,193

26.5400  ZAR

25p ordinary

CFD

Increasing Short

2,349

27.0622  ZAR

25p ordinary

SWAP

Increasing Short

6,427

1.2473  GBP

25p ordinary

SWAP

Increasing Short

15,573

1.2481  GBP

25p ordinary

SWAP

Increasing Short

21,000

1.2437  GBP

25p ordinary

SWAP

Increasing Short

23,137

1.2450  GBP

25p ordinary

CFD

Increasing Short

103,740

27.0970  ZAR

25p ordinary

SWAP

Opening Long

8,487

1.2437  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

06 Mar 2023

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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