24 April 2023
Cenkos Securities plc
("Cenkos" or the "Company")
PDMR Dealings
Cenkos has a Deferred Bonus Scheme (the "Scheme") whereby certain employees, including executive directors of the Company, are granted a restricted share award over ordinary shares in the Company ("Award"). On 21 April 2023 in accordance with the terms and conditions of the Scheme, one third of the Awards that had been granted in respect of the 2020 and 2021 financial years vested. Upon the vesting of the Awards, Julian Morse and Jeremy Osler, executive directors of the Company, received and retained 180,684 and 54,954 ordinary shares respectively.
The notifications below are made in accordance with the requirements of the UK version of the EU Market Abuse Regulation (2014/596) which is part of UK law by virtue of the European Union (Withdrawal) Act 2018, as amended and supplemented from time to time, and provide further detail in relation to the vesting of the Awards to executive directors and to other PDMRs in the Company.
For further information, please contact:
Cenkos Securities plc
Julian Morse, Chief Executive Officer Tel: 020 7397 8900
SPARK Advisory Partners Limited
Matt Davis, Nominated Adviser Tel: 020 3368 3552
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Julian Morse | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Executive Director - PDMR | |||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||
| | | ||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||
| | | ||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||
| d)
| Aggregated information | n/a | |||||||||
| | | ||||||||||
| - Aggregated volume | | ||||||||||
| - Price | | ||||||||||
| | | ||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Jeremy Osler | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Executive Director - PDMR | |||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||
| | | ||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||
| | | ||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||
| d)
| Aggregated information | n/a | |||||||||
| | | ||||||||||
| - Aggregated volume | | ||||||||||
| - Price | | ||||||||||
| | | ||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| Michael Johnson | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| PDMR - (member of the Executive Committee) | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||||||||
| | | ||||||||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||||||||
| | | ||||||||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||||||||
| d)
| Aggregated information | n/a | |||||||||||||||
| | | ||||||||||||||||
| - Aggregated volume | | ||||||||||||||||
| - Price | | ||||||||||||||||
| | | ||||||||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| Stephen Keys | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| PDMR - (member of the Executive Committee) | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||||||||
| | | ||||||||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||||||||
| | | ||||||||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||||||||
| d)
| Aggregated information | n/a | |||||||||||||||
| | | ||||||||||||||||
| - Aggregated volume | | ||||||||||||||||
| - Price | | ||||||||||||||||
| | | ||||||||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| James King | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| PDMR - (member of the Executive Committee) | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||||||||
| | | ||||||||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||||||||
| | | ||||||||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||||||||
| d)
| Aggregated information | n/a | |||||||||||||||
| | | ||||||||||||||||
| - Aggregated volume | | ||||||||||||||||
| - Price | | ||||||||||||||||
| | | ||||||||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| Neil McDonald | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| PDMR - (member of the Executive Committee) | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||||||||
| | | ||||||||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||||||||
| | | ||||||||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||||||||
| d)
| Aggregated information | n/a | |||||||||||||||
| | | ||||||||||||||||
| - Aggregated volume | | ||||||||||||||||
| - Price | | ||||||||||||||||
| | | ||||||||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| Calvin Gregory-Lilley | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| PDMR - (member of the Executive Committee) | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||||||||
| | | ||||||||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||||||||
| | | ||||||||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||||||||
| d)
| Aggregated information | n/a | |||||||||||||||
| | | ||||||||||||||||
| - Aggregated volume | | ||||||||||||||||
| - Price | | ||||||||||||||||
| | | ||||||||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||||||||
| a)
| Name
| Jack Phillips | |||||||||||||||
| 2
| Reason for the notification
| ||||||||||||||||
| a)
| Position/status
| PDMR - (member of the Executive Committee) | |||||||||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||||||||
| a)
| Name
| Cenkos Securities plc | |||||||||||||||
| b)
| LEI
| 213800ALVRC52VN3I821
| |||||||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||||||||
| | | ||||||||||||||||
| Identification code | GB00B1FLHR07 | ||||||||||||||||
| | | ||||||||||||||||
| b)
| Nature of the transaction
| Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and the subsequent sale of shares to satisfy income tax and NIC liabilities. | |||||||||||||||
| c) | Price(s) and volume(s) |
| | | | ||||||||||||
| d)
| Aggregated information | n/a | |||||||||||||||
| | | ||||||||||||||||
| - Aggregated volume | | ||||||||||||||||
| - Price | | ||||||||||||||||
| | | ||||||||||||||||
| e)
| Date of the transaction
| 21 April 2023 | |||||||||||||||
| f)
| Place of the transaction
| London Stock Exchange (AIM) | |||||||||||||||
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