FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 29 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | SALES | 3,521,928 | 25.6800 GBP | 23.8700 GBP |
| USD 0.54945 ordinary | PURCHASES | 3,637,751 | 25.7200 GBP | 23.8750 GBP |
| USD 0.54945 ordinary | PURCHASES | 3,575 | 29.7427 EUR | 29.1000 EUR |
| USD 0.54945 ordinary | SALES | 5,947 | 29.7561 EUR | 29.3900 EUR |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD | increasing a long position | 29,802 | 24.7817 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 8,865 | 24.7817 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 2,892 | 24.7817 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 2,629 | 24.7817 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 2,629 | 24.7817 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 1,497 | 24.7817 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 119 | 24.7973 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 199 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 6,756 | 24.8377 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 743 | 24.8798 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 3,364 | 24.9327 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 20,000 | 24.9573 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 2,992 | 25.1478 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 4,976 | 25.1768 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 339 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 788 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 63 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 1,333 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 1,465,026 | 25.2600 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 5,594 | 25.2889 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 50 | 29.6200 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 10,657 | 24.3684 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 794 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 42 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 233 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,771 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 98 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 24 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 35,707 | 24.6513 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,345 | 24.6869 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,400 | 24.6869 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 7,230 | 24.6869 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 16,813 | 24.6870 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 28,414 | 24.6870 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 9,479 | 24.7718 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,000 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,002 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 3,353 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 781 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 33,361 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 144,836 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,083 | 24.8003 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 31,491 | 24.8020 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 98 | 24.8448 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 24 | 24.8448 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 233 | 24.8448 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 794 | 24.8448 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 42 | 24.8448 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,771 | 24.8448 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 285 | 24.8573 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 119,719 | 24.8659 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,866 | 24.8840 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,683 | 24.9311 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,176 | 24.9313 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,975 | 24.9371 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,130 | 24.9615 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 22,750 | 24.9815 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 10,467 | 25.0019 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,711 | 25.0131 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 7,659 | 25.0147 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 11,506 | 25.0222 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 31,430 | 25.0331 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,114 | 25.0351 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,006 | 25.0511 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 3,588 | 25.1430 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 11,000 | 25.1558 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 50 | 25.1949 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 501 | 25.2050 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 10,769 | 25.3406 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 17,532 | 25.3406 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 79,143 | 25.3406 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 214 | 25.4050 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 48 | 29.0099 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 197 | 29.1000 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 31 | 29.1400 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 237 | 29.1400 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,636 | 29.1743 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 206 | 29.3291 EUR |
| USD 0.54945 ordinary | CFD | reducing a long position | 339 | 24.6869 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 63 | 24.6869 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,333 | 24.6870 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 788 | 24.6870 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 18,655 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,104 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 100 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,453 | 24.9821 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,207 | 24.9821 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 19,117 | 25.0273 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,176 | 25.0273 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,183 | 25.0349 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 5,184 | 25.0349 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 961 | 25.0349 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 240 | 25.0349 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 4,976 | 25.1430 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,445 | 25.2339 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,465,026 | 25.2600 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 30 | 25.2638 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 203 | 29.1000 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 10,657 | 24.3256 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,000 | 24.4900 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 35,707 | 24.7260 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,250 | 24.7442 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 3,611 | 24.7926 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 94 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 33,361 | 24.8000 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,406 | 24.8368 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 119,719 | 24.8736 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,130 | 24.9888 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 482 | 25.0019 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 37,680 | 25.0638 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,320 | 25.0638 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,236 | 25.0901 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 955 | 25.0905 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 17,611 | 25.1173 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 56,046 | 25.1173 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 150,858 | 25.1173 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 43,981 | 25.1173 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 101,525 | 25.1173 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 17,457 | 25.1173 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 29,596 | 25.1445 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 25,024 | 25.1768 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 3,742 | 25.1773 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 14,267 | 25.1773 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 701 | 25.1773 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 196 | 25.1773 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 111 | 25.1773 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 462 | 25.1773 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 24,759 | 25.1897 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 501 | 25.2150 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,419 | 25.2259 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 8,696 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 696 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 3,739 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 14,695 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,371 | 25.2445 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 772 | 25.3175 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 65,478 | 25.3347 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 65,108 | 25.3476 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 16,111 | 25.3476 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 8,437 | 25.3476 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 4,800 | 25.3573 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,900 | 25.3573 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 13,008 | 25.3872 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 38 | 25.3900 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 100 | 25.3950 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 20 | 25.3950 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 87 | 25.3950 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1 | 25.3997 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 19,023 | 25.4506 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 261 | 25.4506 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 935 | 25.4506 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 4,990 | 25.4506 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 147 | 25.4506 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 616 | 25.4506 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 33 | 29.1000 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 197 | 29.6200 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 5,650 | 29.7599 EUR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X3) | LONG | 17 | 19.9800 EUR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X3) | SHORT | 17 | 20.3200 EUR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X4) | LONG | 19 | 14.9700 EUR |
| USD 0.54945 ordinary | Mini Future (18.182)(DE000MG1W100) | SHORT | 465 | 7.6203 EUR |
| USD 0.54945 ordinary | Mini Future (20.909) (DE000MG39239) | LONG | 340 | 3.5750 EUR |
| USD 0.54945 ordinary | Mini Future (20.909) (DE000MG39239) | SHORT | 200 | 5.0000 EUR |
| USD 0.54945 ordinary | Open End Knock out Warrant (16) (ISIN | SHORT | 160 | 10.1000 EUR |
| USD 0.54945 ordinary | Open End Knock out Warrant (22) (ISIN | LONG | 180 | 2.5500 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| USD 0.54945 ordinary | CALL | WRITING | 46,841 | 2054.9070 | European | 29/05/2024 | 4.2509 GBP |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 30 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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