FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANGLO AMERICAN PLC |
| (c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
| (d) Date dealing undertaken: | 29 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BHP GROUP LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | Purchases | 2,374,550 | 25.7000 GBP | 23.8050 GBP |
| USD 0.54945 ordinary | Sales | 3,035,211 | 25.5650 GBP | 24.0900 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD | Reducing a short position | 35,000 | 24.4435 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 2,366 | 24.5051 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 24,049 | 24.5113 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 47,882 | 24.5540 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 35,000 | 24.5656 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 10,000 | 24.5900 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 32 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 98 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 42 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 794 | 24.6142 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 12,865 | 24.6470 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 14,477 | 24.6470 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 1,102 | 24.6470 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 60,017 | 24.6470 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 11,714 | 24.6470 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 1,074 | 24.6498 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 1,880 | 24.6498 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 1,635 | 24.6498 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 5,205 | 24.6663 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 9,564 | 24.6663 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 8,231 | 24.6663 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 3,774 | 24.6734 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 6,872 | 24.6734 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 5,926 | 24.6734 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 226,300 | 24.6866 GBP |
| USD 0.54945 ordinary | CFD | Opening a long position | 3,684 | 24.6915 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 18,000 | 24.7602 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 357 | 24.7840 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 10 | 24.7840 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 90 | 24.7840 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 6 | 24.7840 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 27 | 24.7921 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 2 | 24.7921 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 874 | 24.7921 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 390 | 24.7921 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 4,445 | 24.7950 GBP |
| USD 0.54945 ordinary | CFD | Increasing a long position | 851 | 24.7973 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 29 | 24.7990 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 232 | 24.8020 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 627 | 24.8020 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 3,787 | 24.8025 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 21,450 | 24.8030 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 5,803 | 24.8128 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 10,558 | 24.8128 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 9,107 | 24.8128 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 32 | 24.8497 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 42 | 24.8498 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 794 | 24.8498 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 98 | 24.8498 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 20,255 | 24.8755 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 91 | 24.9417 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 143,287 | 24.9511 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 5,000 | 24.9809 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 1,703 | 25.0304 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 75 | 25.0588 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 2,039 | 25.0716 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 62 | 25.0716 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 547 | 25.0716 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 23 | 25.0716 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 8,678 | 25.0989 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 256 | 25.0989 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 2,333 | 25.0989 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 96 | 25.0989 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 23,762 | 25.1098 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 10,702 | 25.1098 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 4,418 | 25.1098 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 37,714 | 25.1098 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 4,393 | 25.1098 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 14,011 | 25.1098 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 25 | 25.1213 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 50 | 25.1288 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 10,295 | 25.1336 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 39,000 | 25.1558 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 4,454 | 25.1653 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 8,111 | 25.1653 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 6,994 | 25.1653 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 79 | 25.1722 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 239 | 25.1722 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 1,924 | 25.1723 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 101 | 25.1723 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 17,700 | 25.1765 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 40,000 | 25.1868 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 25 | 25.1988 GBP |
| USD 0.54945 ordinary | CFD | Increasing a long position | 859 | 25.2083 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 75 | 25.2413 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 100 | 25.2507 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 150 | 25.2529 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 25 | 25.2538 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 100 | 25.2562 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 25 | 25.2638 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 2,197 | 25.2687 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 319 | 25.2687 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 275 | 25.2688 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 1,393 | 25.2691 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 67 | 25.2691 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 6,430 | 25.2691 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 197 | 25.2691 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 207 | 25.2785 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 66 | 25.2785 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 125 | 25.2788 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 115 | 25.2862 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 3,350 | 25.2862 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 8,867 | 25.2862 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 268 | 25.2862 GBP |
| USD 0.54945 ordinary | CFD | Opening a short position | 43,389 | 25.3224 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 200 | 25.3573 GBP |
| USD 0.54945 ordinary | CFD | Reducing a short position | 6,400 | 25.3573 GBP |
| USD 0.54945 ordinary | CFD | Increasing a short position | 6 | 25.4988 GBP |
| USD 0.54945 ordinary | CFD | Reducing a long position | 1,739 | 31.5778 USD |
| USD 0.54945 ordinary | SWAP | Reducing a short position | 297,684 | 31.4695 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 30 May 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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