AMENDMENT(2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 28 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | PURCHASES | 2,416,364 | 26.3300 GBP | 25.5750 GBP |
| USD 0.54945 ordinary | SALES | 1,969,994 | 26.3300 GBP | 25.5750 GBP |
| USD 0.54945 ordinary | SALES | 629 | 30.6385 EUR | 30.1400 EUR |
| USD 0.54945 ordinary | PURCHASES | 1,409 | 30.7800 EUR | 30.0205 EUR |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD | increasing a long position | 62 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 900 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 44,967 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 4,414 | 25.6426 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 1,707 | 25.7782 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 3,497 | 25.9208 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 17,685 | 25.9460 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 22,196 | 608.2433 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 24,806 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 155,652 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,754 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,755 | 25.5892 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 6,311 | 25.5970 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,000 | 25.6150 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,575 | 25.6187 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,979 | 25.6467 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 8,889 | 25.6812 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 10,726 | 25.6816 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,419 | 25.7131 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 14,798 | 25.7495 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,900 | 25.7548 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,800 | 25.7548 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,800 | 25.7784 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 9,145 | 25.8069 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 23,865 | 25.8950 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 72 | 25.8975 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,173 | 25.8975 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 466 | 25.9211 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 602 | 25.9215 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 59 | 26.0050 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,547 | 26.0128 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 33 | 26.0250 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 22 | 30.0205 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 4 | 30.4800 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,274 | 30.5400 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 5 | 30.7800 EUR |
| USD 0.54945 ordinary | CFD | increasing a short position | 11,499 | 607.4594 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,163 | 607.6691 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 8,534 | 609.4450 ZAR |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,247 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 59 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,542 | 25.5970 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 780 | 25.6816 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 5,621 | 25.7757 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 4,650 | 25.7757 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 10,696 | 25.7761 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,217 | 25.7761 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 787 | 25.7934 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 291 | 25.7934 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,174 | 25.7934 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,175 | 25.7934 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 3,590 | 25.8950 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 5,471 | 25.9449 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 127,908 | 26.3300 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 100 | 30.4800 EUR |
| USD 0.54945 ordinary | CFD | reducing a long position | 24,394 | 608.3852 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 3,633 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 33 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,859 | 25.5800 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 475 | 25.5909 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,547 | 25.6108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 42,610 | 25.7508 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 332 | 25.7755 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 156 | 25.8002 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 23,575 | 25.8421 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 54,827 | 25.8421 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 92,657 | 25.8421 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 4,386 | 25.8421 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 13,707 | 25.8421 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 23,750 | 25.8744 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 299 | 26.3300 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 5 | 30.0183 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 4 | 30.0200 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 594 | 30.1600 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 22 | 30.7795 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,750 | 606.3001 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,054 | 607.7125 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 10,448 | 608.5195 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 11,142 | 608.6505 ZAR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X4) | SHORT | 19 | 18.7300 EUR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X5) | SHORT | 500 | 0.2500 EUR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X8) | SHORT | 45 | 22.8800 EUR |
| USD 0.54945 ordinary | Mini Future (17.273) (DE000MG1PWB5) | LONG | 60 | 9.4400 EUR |
| USD 0.54945 ordinary | Open End Knock out Warrant (20) (ISIN | SHORT | 2,000 | 6.5800 EUR |
| USD 0.54945 ordinary | Open End Knock out Warrant (25) (ISIN | LONG | 700 | 1.0100 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| USD 0.54945 ordinary | CALL | WRITING | 28,301 | 2035.0760 | European | 28/05/2024 | 5.2292 GBP |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 30 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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