AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 28 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| ADR | PURCHASES | 485 | 59.9100 USD | 59.6289 USD |
| ADR | SALES | 485 | 59.9100 USD | 59.6289 USD |
| Ordinary NPV | SALES | 201,394 | 23.4194 GBP | 23.2050 GBP |
| Ordinary NPV | PURCHASES | 193,185 | 23.4700 GBP | 23.2000 GBP |
| Ordinary NPV | PURCHASES | 57,691 | 30.1064 USD | 29.8196 USD |
| Ordinary NPV | SALES | 77,025 | 30.1386 USD | 29.7475 USD |
| Ordinary NPV | SALES | 44,494 | 45.2317 AUD | 45.0800 AUD |
| Ordinary NPV | PURCHASES | 103,269 | 45.4144 AUD | 45.0800 AUD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | increasing a long position | 1,482 | 23.3377 GBP |
| Ordinary NPV | CFD | increasing a long position | 20,460 | 23.3399 GBP |
| Ordinary NPV | CFD | increasing a long position | 1,807 | 23.3478 GBP |
| Ordinary NPV | CFD | increasing a long position | 516 | 45.0800 AUD |
| Ordinary NPV | CFD | increasing a long position | 148 | 45.1482 AUD |
| Ordinary NPV | CFD | increasing a long position | 6,799 | 45.1509 AUD |
| Ordinary NPV | CFD | increasing a long position | 765 | 45.2280 AUD |
| Ordinary NPV | CFD | increasing a long position | 400 | 545.7382 ZAR |
| Ordinary NPV | CFD | increasing a long position | 4,934 | 547.4108 ZAR |
| Ordinary NPV | CFD | increasing a short position | 87 | 23.2400 GBP |
| Ordinary NPV | CFD | increasing a short position | 25,983 | 23.2936 GBP |
| Ordinary NPV | CFD | increasing a short position | 101 | 23.3209 GBP |
| Ordinary NPV | CFD | increasing a short position | 21 | 23.3214 GBP |
| Ordinary NPV | CFD | increasing a short position | 18 | 23.3261 GBP |
| Ordinary NPV | CFD | increasing a short position | 13 | 23.3269 GBP |
| Ordinary NPV | CFD | increasing a short position | 4 | 23.3300 GBP |
| Ordinary NPV | CFD | increasing a short position | 5 | 23.3404 GBP |
| Ordinary NPV | CFD | increasing a short position | 2 | 23.3450 GBP |
| Ordinary NPV | CFD | increasing a short position | 4,347 | 45.1713 AUD |
| Ordinary NPV | CFD | increasing a short position | 45 | 45.1980 AUD |
| Ordinary NPV | CFD | increasing a short position | 3,295 | 45.2233 AUD |
| Ordinary NPV | CFD | increasing a short position | 4,934 | 547.4108 ZAR |
| Ordinary NPV | CFD | reducing a long position | 5,374 | 23.3244 GBP |
| Ordinary NPV | CFD | reducing a long position | 8,120 | 23.3425 GBP |
| Ordinary NPV | CFD | reducing a long position | 5,216 | 23.3500 GBP |
| Ordinary NPV | CFD | reducing a long position | 388 | 23.3500 GBP |
| Ordinary NPV | CFD | reducing a long position | 195 | 23.3500 GBP |
| Ordinary NPV | CFD | reducing a long position | 57,646 | 29.8196 USD |
| Ordinary NPV | CFD | reducing a long position | 499 | 45.0800 AUD |
| Ordinary NPV | CFD | reducing a long position | 56 | 45.1341 AUD |
| Ordinary NPV | CFD | reducing a long position | 37 | 45.1341 AUD |
| Ordinary NPV | CFD | reducing a long position | 384 | 45.2053 AUD |
| Ordinary NPV | CFD | reducing a long position | 536 | 45.2078 AUD |
| Ordinary NPV | CFD | reducing a long position | 330 | 546.5637 ZAR |
| Ordinary NPV | CFD | reducing a long position | 5,913 | 547.1102 ZAR |
| Ordinary NPV | CFD | reducing a long position | 3,900 | 547.5442 ZAR |
| Ordinary NPV | CFD | reducing a short position | 11,647 | 23.2751 GBP |
| Ordinary NPV | CFD | reducing a short position | 7,732 | 23.2751 GBP |
| Ordinary NPV | CFD | reducing a short position | 22,077 | 23.3303 GBP |
| Ordinary NPV | CFD | reducing a short position | 479 | 23.3475 GBP |
| Ordinary NPV | CFD | reducing a short position | 11,536 | 23.3500 GBP |
| Ordinary NPV | CFD | reducing a short position | 6,502 | 45.1509 AUD |
| Ordinary NPV | CFD | reducing a short position | 815 | 45.1523 AUD |
| Ordinary NPV | CFD | reducing a short position | 57,646 | 45.2148 AUD |
| Ordinary NPV | CFD | reducing a short position | 5,047 | 45.2487 AUD |
| Ordinary NPV | CFD | reducing a short position | 21 | 45.3600 AUD |
| Ordinary NPV | CFD | reducing a short position | 330 | 546.5637 ZAR |
| Ordinary NPV | CFD | reducing a short position | 5,913 | 547.1102 ZAR |
| Ordinary NPV | CFD | reducing a short position | 3,500 | 547.7506 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| Ordinary NPV | Short Call | Exercised against | 250 | 39.2549 AUD |
| Ordinary NPV | Short Call | Exercised against | 180 | 40.5174 AUD |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 30 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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