Close Brothers Group plc (the Company)
Notification of transactions by
persons discharging managerial responsibilities in Ordinary shares of the Company of 25p each (Shares)
On 30 May 2024 the Company granted options to employees under the Close Brothers Group plc Sharesave Scheme 2024 (the Sharesave Scheme). This grant of options over shares under the Sharesave Scheme included ten Persons Discharging Managerial Responsibility (PDMRs). The following notifications, made pursuant to Article 19(3) of the Market Abuse Regulation, provide further details.
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Adrian Sainsbury | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Mike Morgan | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Finance Director | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Robert Sack | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Risk Officer | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Angela Yotov | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group General Counsel | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Rebekah Etherington | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Head of Human Resources | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Ian Cowie | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive Officer, Retail | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Bradley Dyer | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Winterflood Chief Executive | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Phil Hooper | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive Officer, Property | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Matt Roper | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive Officer, Commercial | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Nazrul Kazi | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Head of Internal Audit | ||||
| b)
| Initial notification / Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| Grant of three year options over shares under the Company's Sharesave Scheme | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction)
| ||||
| e)
| Date of the transaction
| 30 May 2024 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.