FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 07 Aug 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,730,658 | 0.67% | 3,558,956 | 1.39% | |||
(2) Cash-settled derivatives: | 3,398,608 | 1.32% | 1,376,441 | 0.54% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 5,129,266 | 2.00% | 4,935,397 | 1.92% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Purchase | 98974 | 2.5638 GBP | 2.5200 GBP | |||
5p ordinary | Sale | 110834 | 2.5641 GBP | 2.5200 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Increasing Long | 200 | 2.5340 GBP | |||
5p ordinary | CFD | Increasing Long | 290 | 2.5078 GBP | |||
5p ordinary | CFD | Increasing Long | 11,967 | 2.5637 GBP | |||
5p ordinary | CFD | Decreasing Long | 5,706 | 2.5278 GBP | |||
5p ordinary | CFD | Decreasing Long | 349 | 2.5379 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,000 | 2.5279 GBP | |||
5p ordinary | SWAP | Increasing Long | 893 | 2.5640 GBP | |||
5p ordinary | SWAP | Closing Long | 1,043 | 2.5641 GBP | |||
5p ordinary | SWAP | Decreasing Short | 2,775 | 2.5390 GBP | |||
5p ordinary | SWAP | Increasing Short | 552 | 2.5410 GBP | |||
5p ordinary | SWAP | Increasing Long | 214 | 2.5260 GBP | |||
5p ordinary | SWAP | Increasing Long | 268 | 2.5300 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,143 | 2.5420 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,638 | 2.5422 GBP | |||
5p ordinary | SWAP | Increasing Long | 10,386 | 2.5640 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,168 | 2.5301 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,040 | 2.5341 GBP | |||
5p ordinary | SWAP | Decreasing Long | 19,197 | 2.5581 GBP | |||
5p ordinary | SWAP | Increasing Long | 7,914 | 2.5639 GBP | |||
5p ordinary | SWAP | Decreasing Long | 62 | 2.5300 GBP | |||
5p ordinary | SWAP | Decreasing Long | 882 | 2.5339 GBP | |||
5p ordinary | SWAP | Decreasing Long | 30 | 2.5340 GBP | |||
5p ordinary | SWAP | Decreasing Long | 223 | 2.5360 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,077 | 2.5382 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,233 | 2.5391 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,482 | 2.5392 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,170 | 2.5396 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,373 | 2.5413 GBP | |||
5p ordinary | SWAP | Decreasing Long | 7,425 | 2.5456 GBP | |||
5p ordinary | SWAP | Decreasing Short | 3,000 | 2.5238 GBP | |||
5p ordinary | SWAP | Opening Long | 14,164 | 2.5639 GBP | |||
5p ordinary | SWAP | Increasing Long | 17,337 | 2.5428 GBP | |||
5p ordinary | SWAP | Increasing Long | 340 | 2.5320 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,743 | 2.5435 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,583 | 2.5640 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,125 | 2.5411 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,673 | 2.5415 GBP | |||
5p ordinary | SWAP | Decreasing Long | 19,185 | 2.5579 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 08 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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