FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | REDROW PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 21 Aug 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,217,162 | 1.27% | 3,484,218 | 1.05% | |||
(2) Cash-settled derivatives: | 29,822 | 0.01% | 4,582,994 | 1.39% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,246,984 | 1.28% | 8,067,212 | 2.44% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10.5p ordinary | Purchase | 5984859 | 7.9256 GBP | 7.7900 GBP | |||
10.5p ordinary | Sale | 5264058 | 7.9300 GBP | 7.7900 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10.5p ordinary | CFD | Increasing Short | 800,000 | 7.7906 GBP | |||
10.5p ordinary | CFD | Increasing Short | 536 | 7.8734 GBP | |||
10.5p ordinary | SWAP | Closing Short | 437,599 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Opening Long | 636 | 7.8832 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 300 | 7.8950 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 7,500 | 7.8637 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 324,714 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 26,442 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 555,370 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 449,431 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 5,680 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 3,064,035 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Opening Long | 27,900 | 7.8748 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 76 | 7.9000 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 2,179 | 7.9136 GBP | |||
10.5p ordinary | SWAP | Opening Short | 1,228,436 | 7.7900 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 22,402 | 7.8710 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 837 | 7.8851 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 51,905 | 7.8865 GBP | |||
10.5p ordinary | SWAP | Closing Short | 67,352 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 68,147 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Opening Long | 3,316 | 7.8874 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 232 | 7.8800 GBP | |||
10.5p ordinary | SWAP | Closing Short | 269,277 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Closing Short | 596,883 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Opening Short | 262,500 | 7.7905 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 15,973 | 7.8730 GBP | |||
10.5p ordinary | SWAP | Opening Short | 500,000 | 7.7919 GBP | |||
10.5p ordinary | SWAP | Closing Short | 857,643 | 0.0000 GBP | |||
10.5p ordinary | SWAP | Opening Long | 55,163 | 7.8762 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 530 | 7.9075 GBP | |||
10.5p ordinary | SWAP | Opening Short | 1,302,280 | 7.7900 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 16,134 | 7.8750 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 31,034 | 7.8836 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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