RNS Number : 7016C
South32 Limited
03 September 2024
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Vesting of Rights under South32 Equity Incentive Plan (EIP)

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

1,181,803

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  1,181,803

Total Aggregated Price:  0.00

g)

Date of transaction

30 August 2024

h)

Place of transaction

XASX

a)

Description of the financial instrument, type of instrument

Off-market transfer of shares made as part settlement of a marital divorce

b)

Identification code

AU000000S320

c)

Nature of the transaction

Off-market transfer of shares made as part settlement of a marital divorce

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

141,645

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  141645

Total Aggregated Price:  0.00

g)

Date of the transaction

3 September 2024

h)

Place of the transaction

XASX

 



 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Vanessa de Macedo Torres

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Vesting of Rights under South32 Equity Incentive Plan (EIP)

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

336,437

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  336437

Total Aggregated Price:  0.00

g)

Date of transaction

30 August 2024

h)

Place of transaction

XASX

a)

Description of the financial instrument, type of instrument

Sale of Shares

b)

Identification code

AU000000S320

c)

Nature of the transaction

Sale of shares

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

$3.1015

200,000

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 3.1015

Aggregated volume:  200000

Total Aggregated Price:  620300.00

g)

Date of transaction

2 September 2024

h)

Place of transaction

XASX

a)

Description of the financial instrument, type of instrument

Sale of Shares

b)

Identification code

AU000000S320

c)

Nature of the transaction

Sale of shares

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

$3.115

42,235

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 3.115

Aggregated volume:  42235

Total Aggregated Price:  131562.03

g)

Date of transaction

3 September 2024

h)

Place of transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Kumaran Perumal Pillay

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Vesting of Rights under South32 Equity Incentive Plan (EIP)

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

198,716

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  198716

Total Aggregated Price:  0.00

g)

Date of transaction

30 August 2024

h)

Place of transaction

XASX

a)

Description of the financial instrument, type of instrument

Sale of Shares

b)

Identification code

AU000000S320

c)

Nature of the transaction

Sale of shares

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

$3.14

82,436

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: amount

Aggregated volume:  82436

Total Aggregated Price:  258849.04

g)

Date of transaction

30 August 2024

h)

Place of transaction

XASX

a)

Description of the financial instrument, type of instrument

Sale of Shares

b)

Identification code

AU000000S320

c)

Nature of the transaction

Sale of shares

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

$3.115

6,988

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 3.115

Aggregated volume:  6988

Total Aggregated Price:  21767.62

g)

Date of transaction

2 September 2024

h)

Place of transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Sandy Sibenaler

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Vesting of Rights under South32 Equity Incentive Plan (EIP)

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

63,047

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  63047

Total Aggregated Price:  0.00

g)

Date of transaction

30 August 2024

h)

Place of transaction

XASX

a)

Description of the financial instrument, type of instrument

Sale of Shares

b)

Identification code

AU000000S320

c)

Nature of the transaction

Sale of shares

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

$3.06

29,633

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 3.06

Aggregated volume:  29633

Total Aggregated Price:  90676.98

g)

Date of transaction

2 September 2024

h)

Place of transaction

XASX

 

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