FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | SEGRO PLC | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
(d) | Date position held/dealing undertaken: | 17 Sep 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,308,053 | 1.15% | 3,068,856 | 0.23% | |||
(2) Cash-settled derivatives: | 3,423,189 | 0.25% | 8,622,633 | 0.64% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 12,731,242 | 1.41% | 11,691,489 | 0.86% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10p ordinary | Purchase | 2055457 | 9.1040 GBP | 8.8970 GBP | |||
10p ordinary | Sale | 1725677 | 9.1010 GBP | 8.8980 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Increasing Short | 11,702 | 8.9408 GBP | |||
10p ordinary | SWAP | Decreasing Short | 438 | 8.9026 GBP | |||
10p ordinary | SWAP | Decreasing Short | 20,585 | 8.9096 GBP | |||
10p ordinary | SWAP | Decreasing Short | 40,302 | 8.9592 GBP | |||
10p ordinary | SWAP | Decreasing Short | 273 | 8.9734 GBP | |||
10p ordinary | SWAP | Decreasing Short | 938 | 8.9828 GBP | |||
10p ordinary | SWAP | Decreasing Short | 758 | 8.9830 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,008 | 9.0008 GBP | |||
10p ordinary | SWAP | Decreasing Short | 604 | 9.0034 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,170 | 9.0322 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8 | 9.0420 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,952 | 9.0444 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,502 | 9.0604 GBP | |||
10p ordinary | SWAP | Decreasing Short | 909 | 9.0630 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,722 | 9.0635 GBP | |||
10p ordinary | SWAP | Decreasing Short | 101 | 9.0809 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,265 | 9.0830 GBP | |||
10p ordinary | SWAP | Decreasing Short | 81,078 | 9.0846 GBP | |||
10p ordinary | SWAP | Decreasing Short | 919 | 9.1260 GBP | |||
10p ordinary | SWAP | Increasing Short | 232,878 | 8.9040 GBP | |||
10p ordinary | SWAP | Increasing Short | 21,611 | 8.9141 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,000 | 8.9188 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,296 | 8.9225 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,327 | 8.9258 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,214 | 8.9266 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,617 | 8.9272 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,075 | 8.9323 GBP | |||
10p ordinary | SWAP | Increasing Short | 15,116 | 8.9347 GBP | |||
10p ordinary | SWAP | Increasing Short | 7,644 | 8.9410 GBP | |||
10p ordinary | SWAP | Increasing Short | 11,594 | 8.9444 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,283 | 8.9448 GBP | |||
10p ordinary | SWAP | Increasing Short | 926 | 8.9517 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,009 | 8.9559 GBP | |||
10p ordinary | SWAP | Increasing Short | 23,420 | 8.9565 GBP | |||
10p ordinary | SWAP | Increasing Short | 30,916 | 8.9570 GBP | |||
10p ordinary | SWAP | Increasing Short | 20,770 | 8.9597 GBP | |||
10p ordinary | SWAP | Increasing Short | 13,059 | 8.9626 GBP | |||
10p ordinary | SWAP | Increasing Short | 40,270 | 8.9644 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,560 | 8.9682 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,700 | 8.9901 GBP | |||
10p ordinary | SWAP | Increasing Short | 635 | 9.0146 GBP | |||
10p ordinary | SWAP | Increasing Short | 700 | 9.0316 GBP | |||
10p ordinary | SWAP | Increasing Short | 821,069 | 9.1040 GBP | |||
10p ordinary | CFD | Increasing Long | 369,606 | 8.9039 GBP | |||
10p ordinary | CFD | Increasing Long | 413,291 | 8.9040 GBP | |||
10p ordinary | CFD | Increasing Long | 5,109 | 9.1252 GBP | |||
10p ordinary | CFD | Decreasing Long | 17,500 | 8.9238 GBP | |||
10p ordinary | CFD | Decreasing Long | 712 | 9.0034 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 18 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||||||
Name of offeror/offeree in relation to whose | SEGRO PLC | ||||||
| | | | | | | |
2. OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| Call Options | Purchased | 12,571 | 947.1620 | European |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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