FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Two Sigma Investments, LP in its capacity as investment adviser and on behalf its affiliates under common control that exercise independent investment discretion ("Two Sigma"). |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Gran Tierra Energy, Inc. |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 10/09/2024
*In addition, Two Sigma has dealt on previous dates during the offer period as attached at the end of this form
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - i3 Energy PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.001 ordinary | |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: | 1093423 | 3.56 | 4241 | 0.01 |
(2) Cash-settled derivatives:
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
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TOTAL: | 1093423 | 3.56 | 4241 | 0.01 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
USD 0.001 ordinary
| Purchase | 8408 | 9.0174 CAD
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USD 0.001 ordinary
| Purchase | 200 | 10.725 USD
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USD 0.001 ordinary
| Sale | 21051 | 6.0566 CAD
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USD 0.001 ordinary
| Sale | 700 | 9.9214 USD
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(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 18 September 2024 |
Contact name: | Carsten Otto
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Telephone number*: | +1 (212) 625 05700
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
*Previous dates of dealing
Date of Dealing | Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
20/08/2024 | USD 0.001 ordinary | Purchase | 10901 | 7.8516 USD |
20/08/2024 | USD 0.001 ordinary | Sale | 7270 | 6.7005 CAD |
20/08/2024 | USD 0.001 ordinary | Sale | 9305 | 7.8578 USD |
21/08/2024 | USD 0.001 ordinary | Purchase | 6914 | 7.3509 CAD |
21/08/2024 | USD 0.001 ordinary | Purchase | 6900 | 10.6797 USD |
21/08/2024 | USD 0.001 ordinary | Sale | 45 | 8.99 CAD |
21/08/2024 | USD 0.001 ordinary | Sale | 600 | 10.6083 USD |
22/08/2024 | USD 0.001 ordinary | Purchase | 15285 | 7.8582 USD |
22/08/2024 | USD 0.001 ordinary | Sale | 3230 | 6.6287 CAD |
22/08/2024 | USD 0.001 ordinary | Sale | 17466 | 7.8611 USD |
23/08/2024 | USD 0.001 ordinary | Purchase | 2700 | 9.9252 CAD |
23/08/2024 | USD 0.001 ordinary | Purchase | 1500 | 10.6705 USD |
23/08/2024 | USD 0.001 ordinary | Sale | 6345 | 8.9661 CAD |
23/08/2024 | USD 0.001 ordinary | Sale | 100 | 10.39 USD |
26/08/2024 | USD 0.001 ordinary | Purchase | 7816 | 7.3586 CAD |
26/08/2024 | USD 0.001 ordinary | Purchase | 4109 | 7.8346 USD |
26/08/2024 | USD 0.001 ordinary | Sale | 13525 | 6.643 CAD |
26/08/2024 | USD 0.001 ordinary | Sale | 1842 | 7.8366 USD |
27/08/2024 | USD 0.001 ordinary | Purchase | 16437 | 6.7106 CAD |
27/08/2024 | USD 0.001 ordinary | Purchase | 300 | 10.7 USD |
27/08/2024 | USD 0.001 ordinary | Sale | 9944 | 6.5319 CAD |
27/08/2024 | USD 0.001 ordinary | Sale | 1200 | 10.4442 USD |
28/08/2024 | USD 0.001 ordinary | Purchase | 5613 | 7.8274 USD |
28/08/2024 | USD 0.001 ordinary | Sale | 5800 | 8.7776 CAD |
28/08/2024 | USD 0.001 ordinary | Sale | 14827 | 7.7809 USD |
29/08/2024 | USD 0.001 ordinary | Purchase | 11100 | 9.0666 CAD |
29/08/2024 | USD 0.001 ordinary | Purchase | 1991 | 7.6484 USD |
29/08/2024 | USD 0.001 ordinary | Sale | 16420 | 6.5167 CAD |
29/08/2024 | USD 0.001 ordinary | Sale | 2062 | 7.817 USD |
30/08/2024 | USD 0.001 ordinary | Purchase | 22551 | 6.6863 CAD |
30/08/2024 | USD 0.001 ordinary | Purchase | 1900 | 10.445 USD |
30/08/2024 | USD 0.001 ordinary | Sale | 9354 | 6.3634 CAD |
30/08/2024 | USD 0.001 ordinary | Sale | 1000 | 10.482 USD |
03/09/2024 | USD 0.001 ordinary | Purchase | 3861 | 7.6584 USD |
03/09/2024 | USD 0.001 ordinary | Sale | 2100 | 8.6296 CAD |
03/09/2024 | USD 0.001 ordinary | Sale | 4355 | 7.8339 USD |
04/09/2024 | USD 0.001 ordinary | Purchase | 8 | 8.99 CAD |
04/09/2024 | USD 0.001 ordinary | Purchase | 800 | 10.5075 USD |
04/09/2024 | USD 0.001 ordinary | Sale | 17496 | 6.3768 CAD |
04/09/2024 | USD 0.001 ordinary | Sale | 200 | 10.4 USD |
05/09/2024 | USD 0.001 ordinary | Purchase | 3989 | 6.679 CAD |
05/09/2024 | USD 0.001 ordinary | Purchase | 1383 | 7.7046 USD |
05/09/2024 | USD 0.001 ordinary | Sale | 400 | 8.315 CAD |
05/09/2024 | USD 0.001 ordinary | Sale | 6057 | 7.7001 USD |
06/09/2024 | USD 0.001 ordinary | Purchase | 1300 | 10.4346 USD |
06/09/2024 | USD 0.001 ordinary | Sale | 13300 | 6.0789 CAD |
06/09/2024 | USD 0.001 ordinary | Sale | 300 | 10.3533 USD |
09/09/2024 | USD 0.001 ordinary | Purchase | 8745 | 7.7073 USD |
09/09/2024 | USD 0.001 ordinary | Sale | 1700 | 8.2229 CAD |
09/09/2024 | USD 0.001 ordinary | Sale | 8371 | 7.729 USD |
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