FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | SEGRO PLC | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
(d) | Date position held/dealing undertaken: | 18 Sep 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,372,261 | 0.69% | 3,031,815 | 0.22% | |||
(2) Cash-settled derivatives: | 3,378,109 | 0.25% | 8,880,869 | 0.66% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 12,750,370 | 0.94% | 11,912,684 | 0.88% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10p ordinary | Purchase | 377734 | 8.8780 GBP | 8.7840 GBP | |||
10p ordinary | Sale | 254728 | 8.8800 GBP | 8.7822 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Decreasing Short | 35,724 | 8.7822 GBP | |||
10p ordinary | SWAP | Decreasing Short | 352 | 8.7826 GBP | |||
10p ordinary | SWAP | Decreasing Short | 77 | 8.7839 GBP | |||
10p ordinary | SWAP | Decreasing Short | 15,307 | 8.7911 GBP | |||
10p ordinary | SWAP | Decreasing Short | 28 | 8.8192 GBP | |||
10p ordinary | SWAP | Decreasing Short | 78 | 8.8240 GBP | |||
10p ordinary | SWAP | Decreasing Short | 605 | 8.8291 GBP | |||
10p ordinary | SWAP | Decreasing Short | 16 | 8.8358 GBP | |||
10p ordinary | SWAP | Decreasing Short | 726 | 8.8359 GBP | |||
10p ordinary | SWAP | Decreasing Short | 11,259 | 8.8392 GBP | |||
10p ordinary | SWAP | Decreasing Short | 10,037 | 8.8397 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,077 | 8.8400 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,484 | 8.8420 GBP | |||
10p ordinary | SWAP | Decreasing Short | 389 | 8.8422 GBP | |||
10p ordinary | SWAP | Decreasing Short | 7,728 | 8.8473 GBP | |||
10p ordinary | SWAP | Decreasing Short | 12,290 | 8.8481 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5,035 | 8.8489 GBP | |||
10p ordinary | SWAP | Decreasing Short | 617 | 8.8490 GBP | |||
10p ordinary | SWAP | Decreasing Short | 132 | 8.8518 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,133 | 8.8525 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,194 | 8.8543 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,081 | 8.8630 GBP | |||
10p ordinary | SWAP | Decreasing Short | 170 | 8.8880 GBP | |||
10p ordinary | SWAP | Decreasing Short | 66,380 | 9.0808 GBP | |||
10p ordinary | SWAP | Decreasing Short | 29,207 | 9.1143 GBP | |||
10p ordinary | SWAP | Decreasing Short | 29,207 | 9.1145 GBP | |||
10p ordinary | SWAP | Increasing Short | 87,918 | 8.7840 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,584 | 8.7857 GBP | |||
10p ordinary | SWAP | Increasing Short | 117 | 8.7858 GBP | |||
10p ordinary | SWAP | Increasing Short | 130 | 8.8098 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,325 | 8.8107 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,074 | 8.8228 GBP | |||
10p ordinary | SWAP | Increasing Short | 44,595 | 8.8308 GBP | |||
10p ordinary | SWAP | Increasing Short | 44,594 | 8.8320 GBP | |||
10p ordinary | SWAP | Increasing Short | 921 | 8.8353 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,772 | 8.8372 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,662 | 8.8379 GBP | |||
10p ordinary | SWAP | Increasing Short | 266 | 8.8381 GBP | |||
10p ordinary | SWAP | Increasing Short | 255 | 8.8400 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,330 | 8.8405 GBP | |||
10p ordinary | SWAP | Increasing Short | 8,200 | 8.8428 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,280 | 8.8480 GBP | |||
10p ordinary | SWAP | Increasing Short | 509 | 8.8527 GBP | |||
10p ordinary | SWAP | Increasing Short | 422 | 8.8540 GBP | |||
10p ordinary | SWAP | Increasing Short | 33,482 | 8.8561 GBP | |||
10p ordinary | SWAP | Increasing Short | 340 | 8.8590 GBP | |||
10p ordinary | SWAP | Increasing Short | 164 | 8.8648 GBP | |||
10p ordinary | SWAP | Increasing Short | 488 | 8.8680 GBP | |||
10p ordinary | SWAP | Increasing Short | 325 | 8.8760 GBP | |||
10p ordinary | SWAP | Increasing Short | 700 | 8.8793 GBP | |||
10p ordinary | SWAP | Increasing Short | 94,829 | 9.0808 GBP | |||
10p ordinary | SWAP | Increasing Short | 124,794 | 9.0965 GBP | |||
10p ordinary | SWAP | Increasing Short | 41,724 | 9.1143 GBP | |||
10p ordinary | SWAP | Increasing Short | 41,724 | 9.1145 GBP | |||
10p ordinary | CFD | Increasing Long | 49,164 | 8.7839 GBP | |||
10p ordinary | CFD | Increasing Long | 3,637 | 8.8489 GBP | |||
10p ordinary | CFD | Increasing Long | 277 | 8.8498 GBP | |||
10p ordinary | CFD | Decreasing Long | 10,865 | 8.7847 GBP | |||
10p ordinary | CFD | Decreasing Long | 42,565 | 8.7896 GBP | |||
10p ordinary | CFD | Decreasing Long | 2,294 | 8.8487 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 19 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||||||
Name of offeror/offeree in relation to whose | SEGRO PLC | ||||||
| | | | | | | |
2. OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| Call Options | Purchased | 12,571 | 947.1620 | European |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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