| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: |
| Barclays PLC. | ||||
| (b) | Owner or controller of interest and short |
| |||||
|
| positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
|
| relevant securities this form relates: | ||||||
| (d) | If an exempt fund manager connected with an |
| |||||
|
| offeror/offeree, state this and specify identity of | ||||||
|
| offeror/offeree: | ||||||
| (e) | Date position held/dealing undertaken: | 18 Sep 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
|
| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
| ||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
|
| to which the disclosure relates following the dealing(if any) |
| |||||
| Class of relevant security: | USD 1 ordinary | ||||||
|
| Interests | Short Positions | |||||
|
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
|
|
|
| ||
|
| and/or controlled: |
|
| 2,089,999 | 0.50% | 1,936,617 | 0.46% |
| (2) | Cash-settled derivatives: |
|
|
|
| ||
|
| and/or controlled: |
|
| 867,828 | 0.21% | 598,256 | 0.14% |
| (3) | Stock-settled derivatives (including options) |
|
|
|
| ||
|
| and agreements to purchase/sell: |
|
| 130,000 | 0.03% | 160,000 | 0.04% |
|
|
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 3,087,827 | 0.74% | 2,694,873 | 0.64% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
|
| options) |
|
|
|
|
|
|
| Class of relevant security in relation to |
|
|
|
| |||
| which subscription right exists |
|
|
|
| |||
| Details, including nature of the rights |
|
|
|
| |||
| concerned and relevant percentages: |
|
|
|
| |||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
|
|
|
|
| |
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security |
| securities |
| ||||
| USD 1 ordinary | Purchase | 44,399 | 27.2912 USD | ||||
| USD 1 ordinary | Purchase | 40,629 | 27.4597 USD | ||||
| USD 1 ordinary | Purchase | 21,324 | 27.5585 USD | ||||
| USD 1 ordinary | Purchase | 18,041 | 27.6402 USD | ||||
| USD 1 ordinary | Purchase | 17,864 | 27.8406 USD | ||||
| USD 1 ordinary | Purchase | 7,637 | 28.0550 USD | ||||
| USD 1 ordinary | Purchase | 4,422 | 27.8657 USD | ||||
| USD 1 ordinary | Purchase | 2,764 | 481.9745 ZAR | ||||
| USD 1 ordinary | Purchase | 2,152 | 27.3867 USD | ||||
| USD 1 ordinary | Purchase | 2,107 | 27.4296 USD | ||||
| USD 1 ordinary | Purchase | 1,062 | 28.1649 USD | ||||
| USD 1 ordinary | Purchase | 900 | 28.3933 USD | ||||
| USD 1 ordinary | Purchase | 800 | 27.3500 USD | ||||
| USD 1 ordinary | Purchase | 700 | 28.4742 USD | ||||
| USD 1 ordinary | Purchase | 639 | 27.3748 USD | ||||
| USD 1 ordinary | Purchase | 525 | 27.2729 USD | ||||
| USD 1 ordinary | Purchase | 441 | 27.5930 USD | ||||
| USD 1 ordinary | Purchase | 312 | 27.6671 USD | ||||
| USD 1 ordinary | Purchase | 209 | 27.3963 USD | ||||
| USD 1 ordinary | Purchase | 197 | 27.4268 USD | ||||
| USD 1 ordinary | Purchase | 185 | 27.3972 USD | ||||
| USD 1 ordinary | Purchase | 184 | 28.2800 USD | ||||
| USD 1 ordinary | Purchase | 135 | 27.3960 USD | ||||
| USD 1 ordinary | Purchase | 106 | 27.3883 USD | ||||
| USD 1 ordinary | Purchase | 70 | 27.7042 USD | ||||
| USD 1 ordinary | Purchase | 66 | 27.3300 USD | ||||
| USD 1 ordinary | Purchase | 19 | 27.9521 USD | ||||
| USD 1 ordinary | Purchase | 15 | 27.5600 USD | ||||
| USD 1 ordinary | Purchase | 5 | 27.4240 USD | ||||
| USD 1 ordinary | Purchase | 3 | 27.4300 USD | ||||
| USD 1 ordinary | Purchase | 3 | 27.3200 USD | ||||
| USD 1 ordinary | Purchase | 2 | 27.3700 USD | ||||
| USD 1 ordinary | Sale | 49,175 | 27.2948 USD | ||||
| USD 1 ordinary | Sale | 35,599 | 27.4455 USD | ||||
| USD 1 ordinary | Sale | 16,349 | 27.8802 USD | ||||
| USD 1 ordinary | Sale | 14,675 | 27.7685 USD | ||||
| USD 1 ordinary | Sale | 7,909 | 27.5043 USD | ||||
| USD 1 ordinary | Sale | 7,638 | 27.3123 USD | ||||
| USD 1 ordinary | Sale | 6,045 | 27.8481 USD | ||||
| USD 1 ordinary | Sale | 5,419 | 27.5293 USD | ||||
| USD 1 ordinary | Sale | 3,060 | 27.8150 USD | ||||
| USD 1 ordinary | Sale | 3,032 | 27.7233 USD | ||||
| USD 1 ordinary | Sale | 2,764 | 481.9744 ZAR | ||||
| USD 1 ordinary | Sale | 2,330 | 27.4666 USD | ||||
| USD 1 ordinary | Sale | 2,092 | 28.3103 USD | ||||
| USD 1 ordinary | Sale | 2,000 | 28.5400 USD | ||||
| USD 1 ordinary | Sale | 1,738 | 28.1375 USD | ||||
| USD 1 ordinary | Sale | 800 | 27.3500 USD | ||||
| USD 1 ordinary | Sale | 793 | 27.5253 USD | ||||
| USD 1 ordinary | Sale | 718 | 27.5312 USD | ||||
| USD 1 ordinary | Sale | 700 | 28.4742 USD | ||||
| USD 1 ordinary | Sale | 513 | 27.2700 USD | ||||
| USD 1 ordinary | Sale | 500 | 27.7980 USD | ||||
| USD 1 ordinary | Sale | 497 | 28.1846 USD | ||||
| USD 1 ordinary | Sale | 455 | 27.3501 USD | ||||
| USD 1 ordinary | Sale | 441 | 27.5930 USD | ||||
| USD 1 ordinary | Sale | 196 | 27.3905 USD | ||||
| USD 1 ordinary | Sale | 194 | 27.2226 USD | ||||
| USD 1 ordinary | Sale | 173 | 27.4943 USD | ||||
| USD 1 ordinary | Sale | 169 | 27.6530 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.3900 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.4400 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.7500 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.8000 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.4500 USD | ||||
| USD 1 ordinary | Sale | 56 | 27.4300 USD | ||||
| USD 1 ordinary | Sale | 50 | 27.6024 USD | ||||
| USD 1 ordinary | Sale | 40 | 27.7225 USD | ||||
| USD 1 ordinary | Sale | 38 | 27.4376 USD | ||||
| USD 1 ordinary | Sale | 13 | 27.3700 USD | ||||
| USD 1 ordinary | Sale | 6 | 28.5200 USD | ||||
|
|
|
|
|
|
|
|
|
| (b) | Cash-settled derivative transactions |
| |||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
|
| securities |
| |||
| USD 1 ordinary | SWAP | Increasing Long | 594 | 480.2141 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 5 | 480.3512 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 435 | 480.3725 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 7 | 480.3912 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 190 | 480.4861 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 3 | 480.5312 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 8,147 | 480.6059 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 1,061 | 480.6092 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 1,336 | 480.7868 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 10 | 480.9113 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 3,337 | 480.9800 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 2 | 480.9813 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 476 | 481.0268 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 1 | 481.0313 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 379 | 481.0473 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 40,248 | 481.0617 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 4 | 481.0813 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 6 | 481.1414 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 1,795 | 481.1546 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 10,741 | 481.1740 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 903 | 481.2332 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 635 | 481.2734 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 23,818 | 481.3268 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 2 | 481.3714 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 75 | 481.8452 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 153 | 482.1946 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 43,334 | 482.4268 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 15,919 | 482.4457 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 36,461 | 482.4751 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 426 | 482.5106 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 24,207 | 482.5677 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 1,574 | 482.6027 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 40 | 482.7867 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 483 | 482.9637 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 825 | 483.9929 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 1,193 | 484.0937 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 185 | 484.1858 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 544 | 484.5930 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 920 | 484.9294 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 754 | 485.2270 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 722 | 485.8191 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 985 | 485.9506 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 2,366 | 486.3551 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 3 | 489.7900 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 594 | 480.1420 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 5 | 480.2796 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 435 | 480.3005 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 7 | 480.3196 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 190 | 480.4141 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 3 | 480.4596 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 1,061 | 480.5371 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 10 | 480.8396 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 2 | 480.9096 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 476 | 480.9546 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 1 | 480.9596 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 379 | 480.9752 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 43,585 | 480.9800 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 4 | 481.0096 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 6 | 481.0696 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 1,795 | 481.0825 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 10,741 | 481.1018 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 903 | 481.1610 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 635 | 481.2012 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 23,818 | 481.2450 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 2 | 481.2996 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 6,050 | 481.3494 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 268 | 481.7935 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 17,277 | 481.8434 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 45,495 | 481.9467 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 153 | 482.1126 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 1,252 | 482.3283 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 43,334 | 482.3448 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 36,461 | 482.3931 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 426 | 482.4382 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 1,574 | 482.5207 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 6,389 | 482.5703 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 40 | 482.8254 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 483 | 482.8913 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 1,019 | 483.5684 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 825 | 483.9203 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 185 | 484.1132 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 544 | 484.5203 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 920 | 484.8566 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 754 | 485.1543 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 722 | 485.7462 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Long | 3 | 489.7067 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 3,337 | 480.9800 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 6,050 | 481.2988 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 268 | 481.7670 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 17,277 | 481.7928 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 45,495 | 481.8840 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 1,252 | 482.2656 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 6,389 | 482.4593 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 1,019 | 483.5176 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 8,147 | 480.7165 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 1,336 | 480.8372 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 3,337 | 480.9800 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 75 | 481.9078 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 15,919 | 482.5084 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 24,207 | 482.6184 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 1,193 | 484.1446 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 985 | 486.0016 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 2,366 | 486.3819 ZAR | |||
|
|
|
|
|
|
|
|
|
| (c) | Stock-settled derivative transactions (including options) |
| |||||
| (i) | Writing, selling, purchasing or varying |
| |||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
|
| paid/ |
| security |
| varying etc | to which |
|
|
| received |
|
|
|
| option |
|
|
| per unit |
|
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) | Exercising |
|
|
|
|
|
|
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security |
|
| securities | unit | |||
|
|
|
|
|
| |||
|
|
|
|
|
|
|
|
|
| (d) | Other dealings (including subscribing for new securities) |
| |||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
|
| applicable) | ||||
|
|
|
|
| ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| |||||
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
| to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
| the person making the disclosure and any other person relating to: |
|
| |||||
| (i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
| any derivative is referenced: |
|
|
|
|
|
| |
| NONE | |||||||
| (c) | Attachments |
|
|
|
|
|
|
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 19 Sep 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
| relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
|
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
| USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
| USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
|
|
|
|
|
|
|
|
|
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.