RNS Number : 2600K
Barclays PLC
30 October 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

 

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 

CAB PAYMENTS HOLDINGS PLC

 

relevant securities this form relates:

 

(c)

Name of the party to the offer with which exempt

CAB PAYMENTS HOLDINGS PLC

 

principal trader is connected

 

 

(d)

Date position held/dealing undertaken:

 

29 Oct 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 

 

 

trader making disclosures in respect of any other party to the offer?

STONEX GROUP INC

 

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

0.0331/3p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

464,982

0.18%

1,859,175

0.73%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,073,178

0.82%

447,922

0.18%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

2,538,160

1.00%

2,307,097

0.91%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

 

securities

paid/received

paid/received

0.0331/3p ordinary

Purchase

158,078

1.2380  GBP

1.1788  GBP

0.0331/3p ordinary

Sale

168,742

1.2167  GBP

1.1600  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

0.0331/3p ordinary

SWAP

Increasing Long

3,678

1.1685  GBP

0.0331/3p ordinary

SWAP

Increasing Long

8,596

1.1744  GBP

0.0331/3p ordinary

SWAP

Increasing Long

2

1.1880  GBP

0.0331/3p ordinary

SWAP

Increasing Long

426

1.1960  GBP

0.0331/3p ordinary

SWAP

Increasing Long

834

1.1993  GBP

0.0331/3p ordinary

SWAP

Increasing Long

792

1.2039  GBP

0.0331/3p ordinary

SWAP

Increasing Long

5,449

1.2040  GBP

0.0331/3p ordinary

SWAP

Increasing Long

1,578

1.2081  GBP

0.0331/3p ordinary

SWAP

Increasing Long

553

1.2095  GBP

0.0331/3p ordinary

SWAP

Increasing Long

385

1.2098  GBP

0.0331/3p ordinary

SWAP

Increasing Long

16,023

1.2099  GBP

0.0331/3p ordinary

SWAP

Increasing Long

98

1.2161  GBP

0.0331/3p ordinary

SWAP

Increasing Long

2,250

1.2180  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

10,000

1.1700  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

2,515

1.2040  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

4,400

1.2055  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

349

1.2079  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

1

1.2080  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

4,300

1.2285  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

1

1.2300  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

2,636

1.2308  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

4

1.2355  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

7,115

1.2360  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

1,500

1.2380  GBP

0.0331/3p ordinary

CFD

Decreasing Long

3,745

1.2041  GBP

0.0331/3p ordinary

CFD

Decreasing Long

86

1.2182  GBP

0.0331/3p ordinary

CFD

Decreasing Long

854

1.2310  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the exempt principal trader making the disclosure and any other person relating to:

 

 

(i)   the voting rights of any relevant securities under any option; or

 

 

 

(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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