RNS Number : 2056L
Barclays PLC
06 November 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

 

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 

CAB PAYMENTS HOLDINGS PLC

 

relevant securities this form relates:

 

(c)

Name of the party to the offer with which exempt

CAB PAYMENTS HOLDINGS PLC

 

principal trader is connected

 

 

(d)

Date position held/dealing undertaken:

 

05 Nov 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 

 

 

trader making disclosures in respect of any other party to the offer?

STONEX GROUP INC

 

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

0.0331/3p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

451,561

0.18%

1,867,405

0.73%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,070,036

0.81%

429,129

0.17%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

2,521,597

0.99%

2,296,534

0.90%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

 

securities

paid/received

paid/received

0.0331/3p ordinary

Purchase

74,952

1.0970  GBP

1.0726  GBP

0.0331/3p ordinary

Sale

158,327

1.0941  GBP

1.0629  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

0.0331/3p ordinary

SWAP

Increasing Long

2,567

1.0629  GBP

0.0331/3p ordinary

SWAP

Increasing Long

7,633

1.0719  GBP

0.0331/3p ordinary

SWAP

Increasing Long

54,475

1.0779  GBP

0.0331/3p ordinary

SWAP

Increasing Long

424

1.0839  GBP

0.0331/3p ordinary

SWAP

Increasing Long

5,705

1.0840  GBP

0.0331/3p ordinary

SWAP

Increasing Long

21,207

1.0885  GBP

0.0331/3p ordinary

SWAP

Increasing Long

13,034

1.0891  GBP

0.0331/3p ordinary

SWAP

Increasing Long

30,099

1.0894  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

5,384

1.0810  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

29,374

1.0840  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

2

1.0860  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

7,900

1.0863  GBP

0.0331/3p ordinary

SWAP

Decreasing Long

2,863

1.0918  GBP

0.0331/3p ordinary

CFD

Decreasing Long

6,246

1.0913  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the exempt principal trader making the disclosure and any other person relating to:

 

 

(i)   the voting rights of any relevant securities under any option; or

 

 

 

(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

06 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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