FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 20 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 28,490,334 | 2.06% | 23,201,149 | 1.68% | |||
(2) Cash-settled derivatives: | 12,054,559 | 0.87% | 27,472,297 | 1.99% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 40,544,893 | 2.93% | 50,669,446 | 3.67% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 142,426 | 5.7296 GBP | ||||
10p ordinary | Purchase | 135,776 | 5.7068 GBP | ||||
10p ordinary | Purchase | 128,656 | 5.7315 GBP | ||||
10p ordinary | Purchase | 84,963 | 5.7450 GBP | ||||
10p ordinary | Purchase | 69,309 | 5.6955 GBP | ||||
10p ordinary | Purchase | 66,394 | 5.6922 GBP | ||||
10p ordinary | Purchase | 35,222 | 5.6931 GBP | ||||
10p ordinary | Purchase | 30,577 | 5.6915 GBP | ||||
10p ordinary | Purchase | 28,784 | 5.6898 GBP | ||||
10p ordinary | Purchase | 25,542 | 5.7050 GBP | ||||
10p ordinary | Purchase | 21,949 | 5.7099 GBP | ||||
10p ordinary | Purchase | 9,036 | 5.6966 GBP | ||||
10p ordinary | Purchase | 6,362 | 5.6867 GBP | ||||
10p ordinary | Purchase | 5,070 | 5.7032 GBP | ||||
10p ordinary | Purchase | 4,017 | 5.6850 GBP | ||||
10p ordinary | Purchase | 3,981 | 5.6910 GBP | ||||
10p ordinary | Purchase | 3,139 | 5.6900 GBP | ||||
10p ordinary | Purchase | 3,098 | 5.6952 GBP | ||||
10p ordinary | Purchase | 2,995 | 5.7069 GBP | ||||
10p ordinary | Purchase | 2,950 | 5.6825 GBP | ||||
10p ordinary | Purchase | 2,311 | 5.6865 GBP | ||||
10p ordinary | Purchase | 1,557 | 5.6750 GBP | ||||
10p ordinary | Purchase | 1,341 | 5.7160 GBP | ||||
10p ordinary | Purchase | 1,331 | 5.6950 GBP | ||||
10p ordinary | Purchase | 1,250 | 5.6904 GBP | ||||
10p ordinary | Purchase | 1,162 | 5.7200 GBP | ||||
10p ordinary | Purchase | 1,094 | 5.7124 GBP | ||||
10p ordinary | Purchase | 1,093 | 5.7150 GBP | ||||
10p ordinary | Purchase | 949 | 5.6800 GBP | ||||
10p ordinary | Purchase | 942 | 5.7000 GBP | ||||
10p ordinary | Purchase | 927 | 5.7250 GBP | ||||
10p ordinary | Purchase | 796 | 5.7335 GBP | ||||
10p ordinary | Purchase | 694 | 5.6925 GBP | ||||
10p ordinary | Purchase | 644 | 5.7300 GBP | ||||
10p ordinary | Purchase | 644 | 5.7095 GBP | ||||
10p ordinary | Purchase | 604 | 5.7100 GBP | ||||
10p ordinary | Purchase | 481 | 5.7044 GBP | ||||
10p ordinary | Purchase | 367 | 5.6694 GBP | ||||
10p ordinary | Purchase | 93 | 5.7244 GBP | ||||
10p ordinary | Purchase | 37 | 5.7112 GBP | ||||
10p ordinary | Sale | 240,686 | 5.7283 GBP | ||||
10p ordinary | Sale | 120,256 | 5.6963 GBP | ||||
10p ordinary | Sale | 95,963 | 5.7067 GBP | ||||
10p ordinary | Sale | 80,912 | 5.7450 GBP | ||||
10p ordinary | Sale | 70,294 | 5.7087 GBP | ||||
10p ordinary | Sale | 58,586 | 5.7037 GBP | ||||
10p ordinary | Sale | 36,663 | 5.6908 GBP | ||||
10p ordinary | Sale | 30,973 | 5.7050 GBP | ||||
10p ordinary | Sale | 28,244 | 5.6922 GBP | ||||
10p ordinary | Sale | 16,683 | 5.7419 GBP | ||||
10p ordinary | Sale | 15,333 | 5.7086 GBP | ||||
10p ordinary | Sale | 12,537 | 5.7081 GBP | ||||
10p ordinary | Sale | 11,815 | 5.7201 GBP | ||||
10p ordinary | Sale | 11,722 | 5.7046 GBP | ||||
10p ordinary | Sale | 10,735 | 5.7012 GBP | ||||
10p ordinary | Sale | 8,784 | 5.6899 GBP | ||||
10p ordinary | Sale | 8,494 | 5.6982 GBP | ||||
10p ordinary | Sale | 8,364 | 5.6846 GBP | ||||
10p ordinary | Sale | 7,815 | 5.7113 GBP | ||||
10p ordinary | Sale | 7,682 | 5.6976 GBP | ||||
10p ordinary | Sale | 6,047 | 5.7083 GBP | ||||
10p ordinary | Sale | 5,900 | 5.6906 GBP | ||||
10p ordinary | Sale | 5,431 | 5.6880 GBP | ||||
10p ordinary | Sale | 4,976 | 5.6876 GBP | ||||
10p ordinary | Sale | 4,832 | 5.6950 GBP | ||||
10p ordinary | Sale | 4,720 | 5.6850 GBP | ||||
10p ordinary | Sale | 3,802 | 5.6786 GBP | ||||
10p ordinary | Sale | 3,757 | 5.7148 GBP | ||||
10p ordinary | Sale | 3,731 | 5.6900 GBP | ||||
10p ordinary | Sale | 3,706 | 5.6932 GBP | ||||
10p ordinary | Sale | 3,698 | 5.7056 GBP | ||||
10p ordinary | Sale | 3,317 | 5.6817 GBP | ||||
10p ordinary | Sale | 3,031 | 5.7040 GBP | ||||
10p ordinary | Sale | 2,718 | 5.6928 GBP | ||||
10p ordinary | Sale | 2,332 | 5.7000 GBP | ||||
10p ordinary | Sale | 2,158 | 5.6821 GBP | ||||
10p ordinary | Sale | 1,937 | 5.7098 GBP | ||||
10p ordinary | Sale | 1,850 | 5.6750 GBP | ||||
10p ordinary | Sale | 1,506 | 5.7250 GBP | ||||
10p ordinary | Sale | 1,458 | 5.6800 GBP | ||||
10p ordinary | Sale | 1,234 | 5.7150 GBP | ||||
10p ordinary | Sale | 1,162 | 5.7200 GBP | ||||
10p ordinary | Sale | 919 | 5.7405 GBP | ||||
10p ordinary | Sale | 654 | 5.7249 GBP | ||||
10p ordinary | Sale | 644 | 5.7300 GBP | ||||
10p ordinary | Sale | 604 | 5.7100 GBP | ||||
10p ordinary | Sale | 573 | 5.6775 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Decreasing Short | 26,181 | 5.7056 GBP | |||
10p ordinary | SWAP | Decreasing Short | 22,072 | 5.6889 GBP | |||
10p ordinary | SWAP | Decreasing Short | 209 | 5.6899 GBP | |||
10p ordinary | SWAP | Decreasing Short | 28,244 | 5.6922 GBP | |||
10p ordinary | SWAP | Decreasing Short | 18,926 | 5.6934 GBP | |||
10p ordinary | SWAP | Decreasing Short | 120,256 | 5.6963 GBP | |||
10p ordinary | SWAP | Decreasing Short | 95,963 | 5.7067 GBP | |||
10p ordinary | SWAP | Decreasing Short | 110,284 | 5.7097 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,937 | 5.7098 GBP | |||
10p ordinary | SWAP | Decreasing Short | 53,845 | 5.7424 GBP | |||
10p ordinary | SWAP | Decreasing Short | 26,126 | 5.7449 GBP | |||
10p ordinary | SWAP | Decreasing Short | 53,619 | 5.7450 GBP | |||
10p ordinary | SWAP | Increasing Short | 574 | 5.6750 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,106 | 5.6858 GBP | |||
10p ordinary | SWAP | Increasing Short | 29,455 | 5.6866 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,517 | 5.6895 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,981 | 5.6910 GBP | |||
10p ordinary | SWAP | Increasing Short | 171,999 | 5.6920 GBP | |||
10p ordinary | SWAP | Increasing Short | 63,338 | 5.6923 GBP | |||
10p ordinary | SWAP | Increasing Short | 694 | 5.6925 GBP | |||
10p ordinary | SWAP | Increasing Short | 644 | 5.7095 GBP | |||
10p ordinary | SWAP | Increasing Short | 21,949 | 5.7099 GBP | |||
10p ordinary | SWAP | Increasing Short | 25,317 | 5.7443 GBP | |||
10p ordinary | SWAP | Increasing Short | 96,869 | 5.7452 GBP | |||
10p ordinary | CFD | Decreasing Short | 9,068 | 5.6914 GBP | |||
10p ordinary | CFD | Decreasing Short | 40,000 | 5.6962 GBP | |||
10p ordinary | CFD | Decreasing Short | 839 | 5.7250 GBP | |||
10p ordinary | CFD | Decreasing Short | 337 | 5.7450 GBP | |||
10p ordinary | CFD | Increasing Short | 74,221 | 5.7450 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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