FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 21 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 29,801,961 | 2.15% | 23,174,178 | 1.67% | |||
(2) Cash-settled derivatives: | 12,027,575 | 0.87% | 28,779,963 | 2.08% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 41,829,536 | 3.02% | 51,954,141 | 3.75% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 333,106 | 5.8198 GBP | ||||
10p ordinary | Purchase | 270,000 | 5.7804 GBP | ||||
10p ordinary | Purchase | 269,286 | 5.8249 GBP | ||||
10p ordinary | Purchase | 250,000 | 5.6928 GBP | ||||
10p ordinary | Purchase | 94,100 | 5.8158 GBP | ||||
10p ordinary | Purchase | 83,501 | 5.7914 GBP | ||||
10p ordinary | Purchase | 83,219 | 5.8393 GBP | ||||
10p ordinary | Purchase | 81,448 | 5.8141 GBP | ||||
10p ordinary | Purchase | 60,062 | 5.8270 GBP | ||||
10p ordinary | Purchase | 55,924 | 5.8300 GBP | ||||
10p ordinary | Purchase | 50,800 | 5.8131 GBP | ||||
10p ordinary | Purchase | 40,617 | 5.8307 GBP | ||||
10p ordinary | Purchase | 36,750 | 5.8022 GBP | ||||
10p ordinary | Purchase | 34,080 | 5.8311 GBP | ||||
10p ordinary | Purchase | 33,804 | 5.8193 GBP | ||||
10p ordinary | Purchase | 27,834 | 5.7847 GBP | ||||
10p ordinary | Purchase | 27,834 | 5.8054 GBP | ||||
10p ordinary | Purchase | 23,990 | 5.8272 GBP | ||||
10p ordinary | Purchase | 18,966 | 5.8202 GBP | ||||
10p ordinary | Purchase | 14,191 | 5.8115 GBP | ||||
10p ordinary | Purchase | 11,749 | 5.8146 GBP | ||||
10p ordinary | Purchase | 11,604 | 5.7925 GBP | ||||
10p ordinary | Purchase | 7,109 | 5.8100 GBP | ||||
10p ordinary | Purchase | 5,741 | 5.8197 GBP | ||||
10p ordinary | Purchase | 5,547 | 5.8079 GBP | ||||
10p ordinary | Purchase | 5,078 | 5.7984 GBP | ||||
10p ordinary | Purchase | 4,228 | 5.7940 GBP | ||||
10p ordinary | Purchase | 2,881 | 5.7965 GBP | ||||
10p ordinary | Purchase | 2,172 | 5.7900 GBP | ||||
10p ordinary | Purchase | 2,100 | 5.7770 GBP | ||||
10p ordinary | Purchase | 1,889 | 5.7893 GBP | ||||
10p ordinary | Purchase | 1,597 | 5.7850 GBP | ||||
10p ordinary | Purchase | 1,579 | 5.8051 GBP | ||||
10p ordinary | Purchase | 857 | 5.7788 GBP | ||||
10p ordinary | Purchase | 602 | 5.8466 GBP | ||||
10p ordinary | Purchase | 240 | 5.7700 GBP | ||||
10p ordinary | Sale | 123,735 | 5.8038 GBP | ||||
10p ordinary | Sale | 122,307 | 5.8176 GBP | ||||
10p ordinary | Sale | 73,652 | 5.8132 GBP | ||||
10p ordinary | Sale | 70,584 | 5.8116 GBP | ||||
10p ordinary | Sale | 60,062 | 5.8269 GBP | ||||
10p ordinary | Sale | 59,127 | 5.7879 GBP | ||||
10p ordinary | Sale | 40,343 | 5.8300 GBP | ||||
10p ordinary | Sale | 18,523 | 5.7988 GBP | ||||
10p ordinary | Sale | 14,585 | 5.7860 GBP | ||||
10p ordinary | Sale | 11,145 | 5.8267 GBP | ||||
10p ordinary | Sale | 10,343 | 5.8161 GBP | ||||
10p ordinary | Sale | 9,001 | 5.7895 GBP | ||||
10p ordinary | Sale | 8,933 | 5.8180 GBP | ||||
10p ordinary | Sale | 7,867 | 5.8537 GBP | ||||
10p ordinary | Sale | 5,476 | 5.8080 GBP | ||||
10p ordinary | Sale | 3,703 | 5.7985 GBP | ||||
10p ordinary | Sale | 3,259 | 5.8215 GBP | ||||
10p ordinary | Sale | 2,578 | 5.8139 GBP | ||||
10p ordinary | Sale | 2,354 | 5.7922 GBP | ||||
10p ordinary | Sale | 1,638 | 5.7900 GBP | ||||
10p ordinary | Sale | 1,251 | 5.8021 GBP | ||||
10p ordinary | Sale | 1,237 | 5.7950 GBP | ||||
10p ordinary | Sale | 1,236 | 5.7907 GBP | ||||
10p ordinary | Sale | 977 | 5.8006 GBP | ||||
10p ordinary | Sale | 737 | 5.8074 GBP | ||||
10p ordinary | Sale | 686 | 5.8250 GBP | ||||
10p ordinary | Sale | 633 | 5.7873 GBP | ||||
10p ordinary | Sale | 485 | 5.8100 GBP | ||||
10p ordinary | Sale | 7 | 5.8550 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Decreasing Short | 524 | 5.7850 GBP | |||
10p ordinary | SWAP | Decreasing Short | 21,397 | 5.7879 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,354 | 5.7922 GBP | |||
10p ordinary | SWAP | Decreasing Short | 29,925 | 5.8019 GBP | |||
10p ordinary | SWAP | Decreasing Short | 123,735 | 5.8038 GBP | |||
10p ordinary | SWAP | Decreasing Short | 70,584 | 5.8116 GBP | |||
10p ordinary | SWAP | Decreasing Short | 53,963 | 5.8201 GBP | |||
10p ordinary | SWAP | Decreasing Short | 99 | 5.8300 GBP | |||
10p ordinary | SWAP | Decreasing Short | 7,867 | 5.8537 GBP | |||
10p ordinary | SWAP | Increasing Short | 40,577 | 5.6868 GBP | |||
10p ordinary | SWAP | Increasing Short | 250,000 | 5.6928 GBP | |||
10p ordinary | SWAP | Increasing Short | 240 | 5.7700 GBP | |||
10p ordinary | SWAP | Increasing Short | 857 | 5.7788 GBP | |||
10p ordinary | SWAP | Increasing Short | 270,000 | 5.7804 USD | |||
10p ordinary | SWAP | Increasing Short | 5,078 | 5.7984 GBP | |||
10p ordinary | SWAP | Increasing Short | 36,750 | 5.8022 USD | |||
10p ordinary | SWAP | Increasing Short | 27,834 | 5.8054 GBP | |||
10p ordinary | SWAP | Increasing Short | 50,800 | 5.8131 GBP | |||
10p ordinary | SWAP | Increasing Short | 280,726 | 5.8190 GBP | |||
10p ordinary | SWAP | Increasing Short | 127,114 | 5.8222 GBP | |||
10p ordinary | SWAP | Increasing Short | 70,499 | 5.8271 GBP | |||
10p ordinary | SWAP | Increasing Short | 23,990 | 5.8272 GBP | |||
10p ordinary | SWAP | Increasing Short | 39,802 | 5.8289 GBP | |||
10p ordinary | SWAP | Increasing Short | 45,101 | 5.8300 GBP | |||
10p ordinary | SWAP | Increasing Short | 40,617 | 5.8307 GBP | |||
10p ordinary | SWAP | Increasing Short | 34,080 | 5.8311 GBP | |||
10p ordinary | SWAP | Increasing Short | 83,219 | 5.8393 USD | |||
10p ordinary | SWAP | Increasing Short | 602 | 5.8466 GBP | |||
10p ordinary | CFD | Decreasing Short | 7,096 | 5.7816 GBP | |||
10p ordinary | CFD | Decreasing Short | 30,000 | 5.8147 GBP | |||
10p ordinary | CFD | Decreasing Short | 268 | 5.8300 GBP | |||
10p ordinary | CFD | Increasing Short | 82,911 | 5.7974 GBP | |||
10p ordinary | CFD | Increasing Short | 60,062 | 5.8269 GBP | |||
10p ordinary | CFD | Increasing Short | 111,603 | 5.8300 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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