RNS Number : 4110N
Barclays PLC
22 November 2024
 

FORM 8.3 - Amendment to section 2a and 3b

 




 

Replaces form released 15:37 on 21 Nov 2024

 




 

2140N

 







 









 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

 

MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1

KEY INFORMATION

 

(a)

Full name of discloser:

Barclays PLC.

 

(b)

Owner or controller of interest and short

 

 


 

 positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 


 

 relevant securities this form relates:

 

(d)

If an exempt fund manager connected with an

 

 


 

 offeror/offeree, state this and specify identity of

 


 

 offeror/offeree:

 

(e)

Date position held/dealing undertaken:

20-Nov-24

 

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 



 

 disclosures in respect of any other party to the offer?

 CENTAMIN PLC

 

2

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

 

 to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 


Interests

Short Positions

 

Number

(%)

Number

(%)

 

(1) Relevant securities owned and/or controlled:

3,544,462

0.84%

3,328,134

0.79%

 

(2) Cash-settled derivatives:

3,568,255

0.84%

2,331,393

0.55%

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.03%

 

 

7,242,717

1.71%

5,819,527

1.37%

 


 

 TOTAL:

 


 

 

 

(b)

Rights to subscribe for new securities (including directors and

 

 

 

 other executive options)

 

Class of relevant security in relation to


 


 

 which subscription right exists

 

Details, including nature of the rights


 


 

 concerned and relevant percentages:

 

3

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a)

Purchase and sales

 

Class of relevant

Purchase/sale

Number of

Price per unit

 



 

 security

 securities

 

USD 1 ordinary

Purchase

272,159

24.4107  USD

 

USD 1 ordinary

Purchase

201,703

24.4937  USD

 

USD 1 ordinary

Purchase

170,001

24.3686  USD

 

USD 1 ordinary

Purchase

168,390

24.5613  USD

 

USD 1 ordinary

Purchase

62,538

24.3631  USD

 

USD 1 ordinary

Purchase

62,073

24.2287  USD

 

USD 1 ordinary

Purchase

41,925

24.5619  USD

 

USD 1 ordinary

Purchase

20,395

24.1573  USD

 

USD 1 ordinary

Purchase

20,000

24.1790  USD

 

USD 1 ordinary

Purchase

12,136

24.5671  USD

 

USD 1 ordinary

Purchase

11,188

24.1572  USD

 

USD 1 ordinary

Purchase

10,526

24.6082  USD

 

USD 1 ordinary

Purchase

10,186

24.1401  USD

 

USD 1 ordinary

Purchase

9,649

24.3514  USD

 

USD 1 ordinary

Purchase

9,098

24.5342  USD

 

USD 1 ordinary

Purchase

8,281

24.3469  USD

 

USD 1 ordinary

Purchase

7,474

24.5400  USD

 

USD 1 ordinary

Purchase

7,440

24.1731  USD

 

USD 1 ordinary

Purchase

7,207

24.5173  USD

 

USD 1 ordinary

Purchase

7,100

24.3800  USD

 

USD 1 ordinary

Purchase

5,329

24.3134  USD

 

USD 1 ordinary

Purchase

4,918

24.1382  USD

 

USD 1 ordinary

Purchase

4,728

24.5200  USD

 

USD 1 ordinary

Purchase

4,000

24.1098  USD

 

USD 1 ordinary

Purchase

4,000

24.2848  USD

 

USD 1 ordinary

Purchase

3,550

24.4418  USD

 

USD 1 ordinary

Purchase

3,051

24.4053  USD

 

USD 1 ordinary

Purchase

2,598

24.1649  USD

 

USD 1 ordinary

Purchase

2,328

24.3931  USD

 

USD 1 ordinary

Purchase

1,766

24.0652  USD

 

USD 1 ordinary

Purchase

1,430

24.2617  USD

 

USD 1 ordinary

Purchase

1,034

24.1580  USD

 

USD 1 ordinary

Purchase

914

24.4667  USD

 

USD 1 ordinary

Purchase

809

24.1684  USD

 

USD 1 ordinary

Purchase

406

24.1750  USD

 

USD 1 ordinary

Purchase

352

24.5105  USD

 

USD 1 ordinary

Purchase

350

24.5557  USD

 

USD 1 ordinary

Purchase

322

24.2295  USD

 

USD 1 ordinary

Purchase

320

24.2171  USD

 

USD 1 ordinary

Purchase

318

24.1122  USD

 

USD 1 ordinary

Purchase

300

24.1400  USD

 

USD 1 ordinary

Purchase

300

24.4666  USD

 

USD 1 ordinary

Purchase

200

24.5000  USD

 

USD 1 ordinary

Purchase

154

24.5144  USD

 

USD 1 ordinary

Purchase

100

24.4900  USD

 

USD 1 ordinary

Purchase

97

24.1700  USD

 

USD 1 ordinary

Sale

448,970

24.5267  USD

 

USD 1 ordinary

Sale

81,695

24.1455  USD

 

USD 1 ordinary

Sale

80,462

24.4809  USD

 

USD 1 ordinary

Sale

77,295

24.4082  USD

 

USD 1 ordinary

Sale

59,872

24.3627  USD

 

USD 1 ordinary

Sale

48,351

24.3847  USD

 

USD 1 ordinary

Sale

41,141

24.3418  USD

 

USD 1 ordinary

Sale

34,721

24.2854  USD

 

USD 1 ordinary

Sale

33,744

24.3681  USD

 

USD 1 ordinary

Sale

21,313

24.3357  USD

 

USD 1 ordinary

Sale

20,457

24.1983  USD

 

USD 1 ordinary

Sale

20,000

24.1790  USD

 

USD 1 ordinary

Sale

19,223

24.4437  USD

 

USD 1 ordinary

Sale

17,360

24.4222  USD

 

USD 1 ordinary

Sale

15,627

24.3071  USD

 

USD 1 ordinary

Sale

12,839

24.2869  USD

 

USD 1 ordinary

Sale

9,685

24.3509  USD

 

USD 1 ordinary

Sale

9,098

24.5342  USD

 

USD 1 ordinary

Sale

8,007

24.4273  USD

 

USD 1 ordinary

Sale

7,650

24.6001  USD

 

USD 1 ordinary

Sale

7,440

24.1731  USD

 

USD 1 ordinary

Sale

7,100

24.3800  USD

 

USD 1 ordinary

Sale

7,095

24.3772  USD

 

USD 1 ordinary

Sale

6,495

24.5679  USD

 

USD 1 ordinary

Sale

6,344

24.3299  USD

 

USD 1 ordinary

Sale

5,708

24.5400  USD

 

USD 1 ordinary

Sale

5,419

24.5553  USD

 

USD 1 ordinary

Sale

5,058

24.4785  USD

 

USD 1 ordinary

Sale

4,191

24.2776  USD

 

USD 1 ordinary

Sale

4,000

24.2848  USD

 

USD 1 ordinary

Sale

4,000

24.1098  USD

 

USD 1 ordinary

Sale

3,903

24.3489  USD

 

USD 1 ordinary

Sale

3,854

24.4908  USD

 

USD 1 ordinary

Sale

3,271

24.2774  USD

 

USD 1 ordinary

Sale

2,995

24.2985  USD

 

USD 1 ordinary

Sale

1,953

24.4372  USD

 

USD 1 ordinary

Sale

1,824

24.3992  USD

 

USD 1 ordinary

Sale

1,720

24.4851  USD

 

USD 1 ordinary

Sale

1,637

24.3075  USD

 

USD 1 ordinary

Sale

1,430

24.2617  USD

 

USD 1 ordinary

Sale

1,331

24.3331  USD

 

USD 1 ordinary

Sale

1,120

24.2932  USD

 

USD 1 ordinary

Sale

1,117

24.3044  USD

 

USD 1 ordinary

Sale

807

24.4212  USD

 

USD 1 ordinary

Sale

627

24.6235  USD

 

USD 1 ordinary

Sale

558

24.3327  USD

 

USD 1 ordinary

Sale

504

24.3707  USD

 

USD 1 ordinary

Sale

400

24.2737  USD

 

USD 1 ordinary

Sale

322

24.2295  USD

 

USD 1 ordinary

Sale

318

24.3700  USD

 

USD 1 ordinary

Sale

305

24.4009  USD

 

USD 1 ordinary

Sale

300

24.4566  USD

 

USD 1 ordinary

Sale

275

24.3791  USD

 

USD 1 ordinary

Sale

256

24.4535  USD

 

USD 1 ordinary

Sale

247

24.3033  USD

 

USD 1 ordinary

Sale

200

24.2650  USD

 

USD 1 ordinary

Sale

100

24.3600  USD

 

USD 1 ordinary

Sale

70

24.2500  USD

 

USD 1 ordinary

Sale

30

24.3324  USD

 

USD 1 ordinary

Sale

24

24.1200  USD

 

USD 1 ordinary

Sale

2

24.3850  USD

 

USD 1 ordinary

Sale

1

24.5200  USD

 

(b)

Cash-settled derivative transactions

 

Class of

Product  description

Nature of dealing

Number of

 




 

 relevant

 reference

 unit

 




 

 security

 securities


 

USD 1 ordinary

SWAP

Decreasing Long

4,130

445.5068  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

18,071

445.9000  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

5,817

446.0914  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,100

446.8096  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

118,178

447.0536  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

86,653

447.1924  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

26,477

447.2145  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

398

447.2892  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

21,000

447.3287  ZAR

 

USD 1 ordinary

SWAP

Decreasing short

447

447.3291  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,558

447.3294  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

18,971

447.4321  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

10,485

447.4411  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

276,291

447.5423  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

17,282

447.5821  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

76

447.8580  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

66,970

447.8928  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

49,155

447.9217  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

40,326

448.2289  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

19,343

448.3704  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

25,330

448.4437  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,508

448.5200  ZAR

 

USD 1 ordinary

SWAP

Decreasing short

61

448.5240  ZAR

 

USD 1 ordinary

SWAP

Decreasing short

1

448.5527  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

5,459

448.7702  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

6,000

449.4736  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

155

450.6219  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

20,560

450.8548  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

387

452.1355  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,127

452.1360  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

1,760

456.1200  ZAR

 

USD 1 ordinary

CFD

Decreasing Long

56,249

447.3749  ZAR

 

USD 1 ordinary

CFD

Decreasing Long

941

447.5203  ZAR

 

USD 1 ordinary

CFD

Decreasing Long

361

447.6004  ZAR

 

USD 1 ordinary

CFD

Decreasing Long

647

447.6110  ZAR

 

USD 1 ordinary

CFD

Decreasing Long

14,627

447.8984  ZAR

 

USD 1 ordinary

CFD

Decreasing Long

566

448.1007  ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,008

24.5400  USD

 

USD 1 ordinary

SWAP

Decreasing short

647

447.5529  ZAR

 

USD 1 ordinary

SWAP

Decreasing short

3,558

447.3294  ZAR

 

USD 1 ordinary

SWAP

Decreasing short

56,249

447.3168  ZAR

 

USD 1 ordinary

SWAP

Decreasing short

941

447.5621  ZAR

 

(c)

Stock-settled derivative transactions  (including options)

 

 


(i)

Writing, selling, purchasing or varying


Class

Product

Writing,

Number

Exercise

Type

Expiry

Option







 




 of

 description

 purchasing,

 of

 price

 

 date

 money







 




 relevant


 selling,

 securities

 per unit

 


 paid/







 




 security


 varying etc

 to which


 


 received







 







 option


 


 per unit







 







 relates


 






















(ii)

Exercising

 







Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

 

 

 



 

 







 security

 

 

 securities

 unit

 

 

 




















(d)

Other dealings (including subscribing for


 

 new securities)


 


Class of relevant

Nature of Dealings

Details

Price per unit (if

 

 

 

 



 

 







 security

 

 

 applicable)

 

 

 

 











4

OTHER INFORMATION


(a)

Indemnity and other dealings arrangements


Details of any indemnity or option arrangement, or any agreement or understanding,




 formal or informal, relating to relevant securities which may be an inducement to deal




 or refrain from dealing entered into by the person making the disclosure and any party




 to the offer or any person acting in concert with a party to the offer:


NONE


(b)

Agreements, arrangements or understandings relating to options or


 


 derivatives


Details of any agreement, arrangement or understanding, formal or informal, between




 the person making the disclosure and any other person relating to:




 (i)  the voting rights of any relevant securities under any option; or




 (ii) the voting rights of future acquisition or disposal of any relevant securities to which




 any derivative is referenced:


NONE


(c)

Attachments

 







Is a Supplemental Form 8 (Open Positions) attached?

YES


Date of disclosure:

22-Nov-24


Contact name:

Large Holdings Regulatory Operations


Telephone number:

020 3134 7213


 


















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)


DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO


PURCHASE OR SELL ETC.


Note 5(i) on Rule 8 of the Takeover Code (the "Code")


1.    KEY INFORMATION


Identity of the person whose positions/dealings

Barclays PLC.




 are being disclosed:


Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC




 relevant securities this from relates:


 









2.    OPTIONS AND DERIVATIVES


Class

Product

Writing,

Number

Exercise

Type

Expiry









 of

 description

 purchasing,

 of

 price

 date









 relevant


 selling,

 securities

 per unit










 security


 varying etc

 to which














 option














 relates




USD 1 ordinary

Put Options

Purchased

-160,000

22

American

21-Mar-25


USD 1 ordinary

Put Options

Written

130,000

15

American

17-Jan-25











3.    AGREEMENTS TO PURCHASE OR SELL ETC.


Full details should be given so that the nature of the interest or position can be fully understood:


 

 

 

 

 

 

 

 


 

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