FORM 8.3 - Amendment to 2a and 3a | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 13 Dec 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 33,878,178 | 2.45% | 20,317,971 | 1.47% | |||
(2) Cash-settled derivatives: | 12,404,306 | 0.90% | 32,688,474 | 2.37% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 46,282,484 | 3.35% | 53,006,445 | 3.84% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 220,720 | 5.4686 GBP | ||||
10p ordinary | Purchase | 145,000 | 5.4787 GBP | ||||
10p ordinary | Purchase | 107,266 | 5.4700 GBP | ||||
10p ordinary | Purchase | 27,445 | 5.4512 GBP | ||||
10p ordinary | Purchase | 23,010 | 5.4677 GBP | ||||
10p ordinary | Purchase | 16,466 | 5.4549 GBP | ||||
10p ordinary | Purchase | 14,076 | 5.4398 GBP | ||||
10p ordinary | Purchase | 10,758 | 5.4461 GBP | ||||
10p ordinary | Purchase | 6,409 | 5.4450 GBP | ||||
10p ordinary | Purchase | 5,149 | 5.4154 GBP | ||||
10p ordinary | Purchase | 3,820 | 5.4623 GBP | ||||
10p ordinary | Purchase | 3,729 | 5.4552 GBP | ||||
10p ordinary | Purchase | 2,571 | 5.4646 GBP | ||||
10p ordinary | Purchase | 2,522 | 5.4747 GBP | ||||
10p ordinary | Purchase | 2,036 | 5.4618 GBP | ||||
10p ordinary | Purchase | 2,009 | 5.4155 GBP | ||||
10p ordinary | Purchase | 1,997 | 5.4175 GBP | ||||
10p ordinary | Purchase | 1,731 | 5.4352 GBP | ||||
10p ordinary | Purchase | 1,708 | 5.4169 GBP | ||||
10p ordinary | Purchase | 1,624 | 5.4136 GBP | ||||
10p ordinary | Purchase | 1,591 | 5.4825 GBP | ||||
10p ordinary | Purchase | 1,106 | 5.4237 GBP | ||||
10p ordinary | Purchase | 832 | 5.4669 GBP | ||||
10p ordinary | Purchase | 666 | 5.4200 GBP | ||||
10p ordinary | Purchase | 532 | 5.4466 GBP | ||||
10p ordinary | Purchase | 297 | 5.4050 GBP | ||||
10p ordinary | Purchase | 223 | 5.4100 GBP | ||||
10p ordinary | Sale | 618,138 | 5.4700 GBP | ||||
10p ordinary | Sale | 239,043 | 5.4692 GBP | ||||
10p ordinary | Sale | 63,514 | 5.4292 GBP | ||||
10p ordinary | Sale | 59,709 | 5.4527 GBP | ||||
10p ordinary | Sale | 58,502 | 5.4495 GBP | ||||
10p ordinary | Sale | 48,900 | 5.4653 GBP | ||||
10p ordinary | Sale | 42,997 | 5.4560 GBP | ||||
10p ordinary | Sale | 42,628 | 5.4523 GBP | ||||
10p ordinary | Sale | 37,270 | 5.4567 GBP | ||||
10p ordinary | Sale | 23,010 | 5.4677 GBP | ||||
10p ordinary | Sale | 21,233 | 5.4481 GBP | ||||
10p ordinary | Sale | 15,675 | 5.4572 GBP | ||||
10p ordinary | Sale | 15,061 | 5.4099 GBP | ||||
10p ordinary | Sale | 14,224 | 5.4592 GBP | ||||
10p ordinary | Sale | 12,053 | 5.4448 GBP | ||||
10p ordinary | Sale | 5,720 | 5.4209 GBP | ||||
10p ordinary | Sale | 5,161 | 5.4258 GBP | ||||
10p ordinary | Sale | 4,295 | 5.4295 GBP | ||||
10p ordinary | Sale | 2,729 | 5.4179 GBP | ||||
10p ordinary | Sale | 1,304 | 5.4392 GBP | ||||
10p ordinary | Sale | 1,284 | 5.4850 GBP | ||||
10p ordinary | Sale | 1,143 | 5.4077 GBP | ||||
10p ordinary | Sale | 572 | 5.4450 GBP | ||||
10p ordinary | Sale | 174 | 5.4875 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Increasing Short | 76,403 | 5.4538 GBP | |||
10p ordinary | SWAP | Decreasing Short | 15,061 | 5.4099 GBP | |||
10p ordinary | SWAP | Decreasing Short | 160 | 5.4150 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,729 | 5.4179 GBP | |||
10p ordinary | SWAP | Decreasing Short | 63,514 | 5.4292 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,854 | 5.4351 GBP | |||
10p ordinary | SWAP | Decreasing Short | 21,015 | 5.4456 GBP | |||
10p ordinary | SWAP | Decreasing Short | 21,233 | 5.4481 GBP | |||
10p ordinary | SWAP | Decreasing Short | 53,907 | 5.4492 GBP | |||
10p ordinary | SWAP | Decreasing Short | 25,720 | 5.4540 GBP | |||
10p ordinary | SWAP | Decreasing Short | 15,675 | 5.4571 GBP | |||
10p ordinary | SWAP | Decreasing Short | 275,593 | 5.4588 GBP | |||
10p ordinary | SWAP | Decreasing Short | 48,900 | 5.4653 GBP | |||
10p ordinary | SWAP | Decreasing Short | 133,791 | 5.4697 GBP | |||
10p ordinary | SWAP | Decreasing Short | 562,945 | 5.4700 GBP | |||
10p ordinary | SWAP | Increasing Short | 88 | 5.4100 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,068 | 5.4169 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,997 | 5.4175 GBP | |||
10p ordinary | SWAP | Increasing Short | 14,076 | 5.4398 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,013 | 5.4450 GBP | |||
10p ordinary | SWAP | Increasing Short | 57,090 | 5.4685 GBP | |||
10p ordinary | SWAP | Increasing Short | 232,273 | 5.4700 GBP | |||
10p ordinary | CFD | Decreasing Short | 4,435 | 5.4543 GBP | |||
10p ordinary | CFD | Decreasing Short | 805 | 5.4700 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 Jan 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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