FORM 8.3 - Amendment to 2a and 3a | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 17 Dec 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 34,544,758 | 2.50% | 16,443,626 | 1.19% | |||
(2) Cash-settled derivatives: | 12,610,829 | 0.91% | 33,376,759 | 2.42% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 47,155,587 | 3.41% | 49,820,385 | 3.61% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 301,107 | 5.4477 GBP | ||||
10p ordinary | Purchase | 256,422 | 5.4350 GBP | ||||
10p ordinary | Purchase | 98,859 | 5.4229 GBP | ||||
10p ordinary | Purchase | 45,000 | 5.4396 GBP | ||||
10p ordinary | Purchase | 18,509 | 5.4376 GBP | ||||
10p ordinary | Purchase | 16,414 | 5.4579 GBP | ||||
10p ordinary | Purchase | 12,048 | 5.4621 GBP | ||||
10p ordinary | Purchase | 9,496 | 5.4502 GBP | ||||
10p ordinary | Purchase | 7,045 | 5.4355 GBP | ||||
10p ordinary | Purchase | 4,113 | 5.4434 GBP | ||||
10p ordinary | Purchase | 3,932 | 5.4413 GBP | ||||
10p ordinary | Purchase | 2,787 | 5.4397 GBP | ||||
10p ordinary | Purchase | 2,409 | 5.4488 GBP | ||||
10p ordinary | Purchase | 1,534 | 5.4400 GBP | ||||
10p ordinary | Purchase | 1,343 | 5.4591 GBP | ||||
10p ordinary | Purchase | 1,144 | 5.4388 GBP | ||||
10p ordinary | Purchase | 864 | 5.4275 GBP | ||||
10p ordinary | Purchase | 805 | 5.4383 GBP | ||||
10p ordinary | Purchase | 642 | 5.4250 GBP | ||||
10p ordinary | Purchase | 455 | 5.4406 GBP | ||||
10p ordinary | Purchase | 444 | 5.4384 GBP | ||||
10p ordinary | Purchase | 296 | 5.4550 GBP | ||||
10p ordinary | Purchase | 277 | 5.4700 GBP | ||||
10p ordinary | Purchase | 80 | 5.4356 GBP | ||||
10p ordinary | Purchase | 1 | 5.4450 GBP | ||||
10p ordinary | Sale | 136,124 | 5.4350 GBP | ||||
10p ordinary | Sale | 71,630 | 5.4344 GBP | ||||
10p ordinary | Sale | 39,181 | 5.4445 GBP | ||||
10p ordinary | Sale | 36,918 | 5.4396 GBP | ||||
10p ordinary | Sale | 35,995 | 5.4240 GBP | ||||
10p ordinary | Sale | 35,600 | 5.4437 GBP | ||||
10p ordinary | Sale | 29,163 | 5.4459 GBP | ||||
10p ordinary | Sale | 28,233 | 5.4311 GBP | ||||
10p ordinary | Sale | 23,150 | 5.4233 GBP | ||||
10p ordinary | Sale | 17,404 | 5.4250 GBP | ||||
10p ordinary | Sale | 17,311 | 5.4385 GBP | ||||
10p ordinary | Sale | 13,763 | 5.4455 GBP | ||||
10p ordinary | Sale | 13,054 | 5.4482 GBP | ||||
10p ordinary | Sale | 10,216 | 5.4442 GBP | ||||
10p ordinary | Sale | 7,045 | 5.4355 GBP | ||||
10p ordinary | Sale | 6,373 | 5.4441 GBP | ||||
10p ordinary | Sale | 6,241 | 5.4540 GBP | ||||
10p ordinary | Sale | 6,185 | 5.4420 GBP | ||||
10p ordinary | Sale | 5,857 | 5.4677 GBP | ||||
10p ordinary | Sale | 5,420 | 5.4549 GBP | ||||
10p ordinary | Sale | 4,994 | 5.4431 GBP | ||||
10p ordinary | Sale | 3,495 | 5.4377 GBP | ||||
10p ordinary | Sale | 3,346 | 5.4552 GBP | ||||
10p ordinary | Sale | 2,819 | 5.4475 GBP | ||||
10p ordinary | Sale | 2,199 | 5.4612 GBP | ||||
10p ordinary | Sale | 1,745 | 5.4347 GBP | ||||
10p ordinary | Sale | 1,319 | 5.4490 GBP | ||||
10p ordinary | Sale | 1,273 | 5.4339 GBP | ||||
10p ordinary | Sale | 882 | 5.4427 GBP | ||||
10p ordinary | Sale | 740 | 5.4425 GBP | ||||
10p ordinary | Sale | 671 | 5.4450 GBP | ||||
10p ordinary | Sale | 330 | 5.4400 GBP | ||||
10p ordinary | Sale | 322 | 5.4449 GBP | ||||
10p ordinary | Sale | 277 | 5.4700 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Increasing Short | 35,793 | 5.4513 GBP | |||
10p ordinary | SWAP | Decreasing Short | 71,630 | 5.4344 GBP | |||
10p ordinary | SWAP | Decreasing Short | 12,068 | 5.4345 GBP | |||
10p ordinary | SWAP | Decreasing Short | 9,158 | 5.4350 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,495 | 5.4376 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5,900 | 5.4385 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,464 | 5.4420 GBP | |||
10p ordinary | SWAP | Decreasing Short | 35,600 | 5.4437 GBP | |||
10p ordinary | SWAP | Decreasing Short | 13,531 | 5.4438 GBP | |||
10p ordinary | SWAP | Decreasing Short | 39,181 | 5.4445 GBP | |||
10p ordinary | SWAP | Decreasing Short | 322 | 5.4449 GBP | |||
10p ordinary | SWAP | Decreasing Short | 13,136 | 5.4460 GBP | |||
10p ordinary | SWAP | Decreasing Short | 13,054 | 5.4482 GBP | |||
10p ordinary | SWAP | Decreasing Short | 296 | 5.4850 GBP | |||
10p ordinary | SWAP | Decreasing Short | 73,647 | 5.5108 GBP | |||
10p ordinary | SWAP | Increasing Short | 34,098 | 5.4350 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,840 | 5.4352 GBP | |||
10p ordinary | SWAP | Increasing Short | 80 | 5.4356 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,204 | 5.4400 GBP | |||
10p ordinary | SWAP | Increasing Short | 301,107 | 5.4477 GBP | |||
10p ordinary | SWAP | Increasing Short | 8,914 | 5.4579 GBP | |||
10p ordinary | SWAP | Increasing Short | 500,000 | 5.4997 GBP | |||
10p ordinary | CFD | Decreasing Short | 789 | 5.4350 GBP | |||
10p ordinary | CFD | Increasing Short | 906 | 5.4457 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 Jan 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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