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FORM 8.3 - Amendment to 3b | |||||||
Replaces form Released at 13/12/2024 07:00 RNS Number : 0209Q | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DIRECT LINE INSURANCE GROUP PLC | |||||
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relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of | |||||||
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offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 04-Dec-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| AVIVA PLC | ||||||
disclosures in respect of any other party to the offer? | | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| |||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10 10/11p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 20,286,434 | 1.55% | 11,894,551 | 0.91% | |||
(2) Cash-settled derivatives: | 12,666,465 | 0.97% | 17,317,153 | 1.32% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 32,952,899 | 2.51% | 29,211,704 | 2.23% | |||
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TOTAL: | |||||||
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| |||||||
Class of relevant security: | Restricted Tier 1 Note XS1728036366 | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 200,000 | 0.06% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 200,000 | 0.06% | 0 | 0.00% | |||
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TOTAL: | |||||||
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(b) | Rights to subscribe for new securities (including directors and | ||||||
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other executive options) | |||||||
Class of relevant security in relation to | | ||||||
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which subscription right exists | |||||||
Details, including nature of the rights | | ||||||
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concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| | ||||||
security | securities | ||||||
10 10/11p ordinary | Purchase | 646,092 | 2.3221 GBP | ||||
10 10/11p ordinary | Purchase | 500,000 | 2.3210 GBP | ||||
10 10/11p ordinary | Purchase | 222,246 | 2.3265 GBP | ||||
10 10/11p ordinary | Purchase | 179,016 | 2.3534 GBP | ||||
10 10/11p ordinary | Purchase | 164,109 | 2.3580 GBP | ||||
10 10/11p ordinary | Purchase | 160,587 | 2.3206 GBP | ||||
10 10/11p ordinary | Purchase | 145,805 | 2.3680 GBP | ||||
10 10/11p ordinary | Purchase | 130,975 | 2.3280 GBP | ||||
10 10/11p ordinary | Purchase | 89,636 | 2.3267 GBP | ||||
10 10/11p ordinary | Purchase | 66,504 | 2.3146 GBP | ||||
10 10/11p ordinary | Purchase | 64,208 | 2.3185 GBP | ||||
10 10/11p ordinary | Purchase | 57,561 | 2.3197 GBP | ||||
10 10/11p ordinary | Purchase | 53,998 | 2.3525 GBP | ||||
10 10/11p ordinary | Purchase | 53,244 | 2.3402 GBP | ||||
10 10/11p ordinary | Purchase | 50,626 | 2.3179 GBP | ||||
10 10/11p ordinary | Purchase | 48,295 | 2.3241 GBP | ||||
10 10/11p ordinary | Purchase | 45,551 | 2.3677 GBP | ||||
10 10/11p ordinary | Purchase | 44,379 | 2.3305 GBP | ||||
10 10/11p ordinary | Purchase | 41,000 | 2.3270 GBP | ||||
10 10/11p ordinary | Purchase | 39,313 | 2.3231 GBP | ||||
10 10/11p ordinary | Purchase | 30,872 | 2.3303 GBP | ||||
10 10/11p ordinary | Purchase | 30,600 | 2.3175 GBP | ||||
10 10/11p ordinary | Purchase | 27,410 | 2.3226 GBP | ||||
10 10/11p ordinary | Purchase | 21,427 | 2.3263 GBP | ||||
10 10/11p ordinary | Purchase | 19,194 | 2.3202 GBP | ||||
ADR | Purchase | 16,120 | 11.9488 USD | ||||
10 10/11p ordinary | Purchase | 13,883 | 2.3260 GBP | ||||
10 10/11p ordinary | Purchase | 11,465 | 2.3423 GBP | ||||
10 10/11p ordinary | Purchase | 10,508 | 2.3405 GBP | ||||
10 10/11p ordinary | Purchase | 9,912 | 2.3253 GBP | ||||
10 10/11p ordinary | Purchase | 9,600 | 2.3213 GBP | ||||
10 10/11p ordinary | Purchase | 8,833 | 2.3454 GBP | ||||
10 10/11p ordinary | Purchase | 8,123 | 2.3458 GBP | ||||
10 10/11p ordinary | Purchase | 5,832 | 2.3094 GBP | ||||
10 10/11p ordinary | Purchase | 5,248 | 2.3108 GBP | ||||
10 10/11p ordinary | Purchase | 4,934 | 2.3357 GBP | ||||
10 10/11p ordinary | Purchase | 4,898 | 2.3000 GBP | ||||
10 10/11p ordinary | Purchase | 4,712 | 2.3500 GBP | ||||
10 10/11p ordinary | Purchase | 4,458 | 2.3294 GBP | ||||
10 10/11p ordinary | Purchase | 4,229 | 2.3540 GBP | ||||
10 10/11p ordinary | Purchase | 4,152 | 2.3247 GBP | ||||
10 10/11p ordinary | Purchase | 4,063 | 2.3290 GBP | ||||
10 10/11p ordinary | Purchase | 3,986 | 2.3160 GBP | ||||
10 10/11p ordinary | Purchase | 3,553 | 2.3258 GBP | ||||
10 10/11p ordinary | Purchase | 3,500 | 2.3731 GBP | ||||
10 10/11p ordinary | Purchase | 3,120 | 2.3343 GBP | ||||
10 10/11p ordinary | Purchase | 2,681 | 2.3220 GBP | ||||
10 10/11p ordinary | Purchase | 2,649 | 2.3434 GBP | ||||
10 10/11p ordinary | Purchase | 2,622 | 2.3320 GBP | ||||
10 10/11p ordinary | Purchase | 2,160 | 2.3050 GBP | ||||
10 10/11p ordinary | Purchase | 1,954 | 2.3200 GBP | ||||
10 10/11p ordinary | Purchase | 1,424 | 2.3420 GBP | ||||
10 10/11p ordinary | Purchase | 1,214 | 2.3520 GBP | ||||
10 10/11p ordinary | Purchase | 1,000 | 2.3240 GBP | ||||
10 10/11p ordinary | Purchase | 800 | 2.3390 GBP | ||||
10 10/11p ordinary | Purchase | 693 | 2.3120 GBP | ||||
10 10/11p ordinary | Purchase | 286 | 2.2960 GBP | ||||
10 10/11p ordinary | Purchase | 133 | 2.3180 GBP | ||||
10 10/11p ordinary | Purchase | 77 | 2.3681 GBP | ||||
ADR | Purchase | 40 | 11.9500 USD | ||||
10 10/11p ordinary | Sale | 2,140,651 | 2.3261 GBP | ||||
10 10/11p ordinary | Sale | 928,964 | 2.3650 GBP | ||||
10 10/11p ordinary | Sale | 187,420 | 2.3270 GBP | ||||
10 10/11p ordinary | Sale | 163,672 | 2.3307 GBP | ||||
10 10/11p ordinary | Sale | 144,315 | 2.3680 GBP | ||||
10 10/11p ordinary | Sale | 139,757 | 2.3573 GBP | ||||
10 10/11p ordinary | Sale | 91,500 | 2.3288 GBP | ||||
10 10/11p ordinary | Sale | 84,170 | 2.3183 GBP | ||||
10 10/11p ordinary | Sale | 72,487 | 2.3295 GBP | ||||
10 10/11p ordinary | Sale | 63,168 | 2.3321 GBP | ||||
10 10/11p ordinary | Sale | 49,468 | 2.3180 GBP | ||||
10 10/11p ordinary | Sale | 45,139 | 2.3269 GBP | ||||
10 10/11p ordinary | Sale | 38,619 | 2.3037 GBP | ||||
10 10/11p ordinary | Sale | 36,161 | 2.3308 GBP | ||||
10 10/11p ordinary | Sale | 33,062 | 2.3216 GBP | ||||
10 10/11p ordinary | Sale | 31,152 | 2.3277 GBP | ||||
10 10/11p ordinary | Sale | 30,994 | 2.3391 GBP | ||||
10 10/11p ordinary | Sale | 23,994 | 2.3312 GBP | ||||
10 10/11p ordinary | Sale | 21,721 | 2.3404 GBP | ||||
10 10/11p ordinary | Sale | 21,169 | 2.3297 GBP | ||||
10 10/11p ordinary | Sale | 18,610 | 2.3436 GBP | ||||
10 10/11p ordinary | Sale | 18,524 | 2.3265 GBP | ||||
10 10/11p ordinary | Sale | 18,217 | 2.3117 GBP | ||||
ADR | Sale | 16,120 | 11.9488 USD | ||||
10 10/11p ordinary | Sale | 15,487 | 2.3341 GBP | ||||
10 10/11p ordinary | Sale | 14,480 | 2.3399 GBP | ||||
10 10/11p ordinary | Sale | 11,297 | 2.3480 GBP | ||||
10 10/11p ordinary | Sale | 10,000 | 2.3546 GBP | ||||
10 10/11p ordinary | Sale | 9,563 | 2.3675 GBP | ||||
10 10/11p ordinary | Sale | 9,128 | 2.3447 GBP | ||||
10 10/11p ordinary | Sale | 6,879 | 2.3482 GBP | ||||
10 10/11p ordinary | Sale | 5,414 | 2.3426 GBP | ||||
10 10/11p ordinary | Sale | 4,912 | 2.3500 GBP | ||||
10 10/11p ordinary | Sale | 4,358 | 2.3238 GBP | ||||
10 10/11p ordinary | Sale | 4,254 | 2.3242 GBP | ||||
10 10/11p ordinary | Sale | 4,229 | 2.3540 GBP | ||||
10 10/11p ordinary | Sale | 3,941 | 2.3290 GBP | ||||
10 10/11p ordinary | Sale | 3,534 | 2.3157 GBP | ||||
10 10/11p ordinary | Sale | 2,681 | 2.3220 GBP | ||||
10 10/11p ordinary | Sale | 2,622 | 2.3320 GBP | ||||
10 10/11p ordinary | Sale | 2,300 | 2.3280 GBP | ||||
10 10/11p ordinary | Sale | 2,240 | 2.3597 GBP | ||||
10 10/11p ordinary | Sale | 2,215 | 2.3080 GBP | ||||
10 10/11p ordinary | Sale | 1,954 | 2.3200 GBP | ||||
10 10/11p ordinary | Sale | 1,881 | 2.3140 GBP | ||||
10 10/11p ordinary | Sale | 1,757 | 2.3260 GBP | ||||
10 10/11p ordinary | Sale | 1,637 | 2.3574 GBP | ||||
10 10/11p ordinary | Sale | 1,607 | 2.3160 GBP | ||||
10 10/11p ordinary | Sale | 1,131 | 2.3486 GBP | ||||
10 10/11p ordinary | Sale | 1,000 | 2.3240 GBP | ||||
10 10/11p ordinary | Sale | 212 | 2.3526 GBP | ||||
ADR | Sale | 40 | 11.9500 USD | ||||
10 10/11p ordinary | Sale | 20 | 2.3520 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
| | | |||||
relevant | reference | unit | |||||
| | | |||||
security | securities | | |||||
10 10/11p ordinary | SWAP | Decreasing Short | 2,215 | 2.3080 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 3,534 | 2.3157 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 60,035 | 2.3159 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 47,439 | 2.3197 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 22,590 | 2.3226 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 20,500 | 2.3253 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 18,524 | 2.3265 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 82,852 | 2.3267 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 31,152 | 2.3277 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 120,000 | 2.3278 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 21,169 | 2.3297 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 18,500 | 2.3298 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 36,161 | 2.3308 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 26,432 | 2.3310 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 23,994 | 2.3312 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 50,145 | 2.3323 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 5,974 | 2.3341 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 44,400 | 2.3355 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 30,994 | 2.3391 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 136 | 2.3457 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 11,297 | 2.3480 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 44,502 | 2.3525 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 37,461 | 2.3647 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 9,563 | 2.3675 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 430,095 | 2.3679 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Short | 439,183 | 2.3680 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 4,898 | 2.3000 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 2,160 | 2.3050 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 5,248 | 2.3108 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 966 | 2.3160 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 21,427 | 2.3263 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 46,562 | 2.3285 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 7,642 | 2.3329 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 413 | 2.3409 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 287 | 2.3441 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 8,123 | 2.3458 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 56,813 | 2.3680 GBP | |||
10 10/11p ordinary | SWAP | Increasing Short | 77 | 2.3681 GBP | |||
10 10/11p ordinary | CFD | Decreasing Short | 844 | 2.3179 GBP | |||
10 10/11p ordinary | CFD | Decreasing Short | 8,084 | 2.3437 GBP | |||
10 10/11p ordinary | CFD | Decreasing Short | 19,918 | 2.3453 GBP | |||
10 10/11p ordinary | CFD | Decreasing Short | 8,792 | 2.3484 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 4,458 | 2.3294 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 6,161 | 2.3464 GBP | |||
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(c) | Stock-settled derivative transactions | ||||||
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(including options) | |||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
of | description | purchasing, | of | price | date | money | |
| | | | | | | |
relevant | | selling, | securities | per unit | | paid/ | |
| | | | | | | |
security | | varying etc | to which | | | received | |
| | | | | | | |
| | | option | | | per unit | |
| | | | | | | |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | |||||
security | securities | unit | |||||
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| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
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new securities) | |||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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security | applicable) | ||||||
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4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
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formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
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or refrain from dealing entered into by the person making the disclosure and any party | |||||||
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to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
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derivatives | |||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
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the person making the disclosure and any other person relating to: | |||||||
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(i) the voting rights of any relevant securities under any option; or | |||||||
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
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any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21-Feb-25 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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