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FORM 8.3 - Amendment to 3a | |||||||
Replaces form Released at 16/12/2024 15:28 RNS Number : 2783Q | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DIRECT LINE INSURANCE GROUP PLC | |||||
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relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of | |||||||
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offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 13-Dec-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
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disclosures in respect of any other party to the offer? | AVIVA PLC | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
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to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10 10/11p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,529,406 | 0.73% | ######### | 1.03% | |||
(2) Cash-settled derivatives: | ######### | 1.09% | 7,522,535 | 0.57% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| ######### | 1.81% | ######### | 1.60% | |||
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TOTAL: | |||||||
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Class of relevant security: | Restricted Tier 1 Note XS1728036366 | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 200,000 | 0.06% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 200,000 | 0.06% | 0 | 0.00% | |||
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TOTAL: | |||||||
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(b) | Rights to subscribe for new securities (including directors and | ||||||
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other executive options) | |||||||
Class of relevant security in relation to | | ||||||
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which subscription right exists | |||||||
Details, including nature of the rights | | ||||||
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concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
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security | securities | ||||||
10 10/11p ordinary | Purchase | 810,563 | 2.4680 GBP | ||||
10 10/11p ordinary | Purchase | 277,126 | 2.4689 GBP | ||||
10 10/11p ordinary | Purchase | 194,228 | 2.4681 GBP | ||||
10 10/11p ordinary | Purchase | 60,552 | 2.4634 GBP | ||||
10 10/11p ordinary | Purchase | 50,500 | 2.4767 GBP | ||||
10 10/11p ordinary | Purchase | 31,300 | 2.4783 GBP | ||||
10 10/11p ordinary | Purchase | 31,162 | 2.4771 GBP | ||||
10 10/11p ordinary | Purchase | 25,465 | 2.4778 GBP | ||||
10 10/11p ordinary | Purchase | 15,900 | 2.4713 GBP | ||||
10 10/11p ordinary | Purchase | 14,652 | 2.4796 GBP | ||||
10 10/11p ordinary | Purchase | 13,470 | 2.4795 GBP | ||||
10 10/11p ordinary | Purchase | 11,987 | 2.4760 GBP | ||||
10 10/11p ordinary | Purchase | 9,600 | 2.4663 GBP | ||||
10 10/11p ordinary | Purchase | 8,814 | 2.4773 GBP | ||||
10 10/11p ordinary | Purchase | 7,452 | 2.4759 GBP | ||||
10 10/11p ordinary | Purchase | 6,934 | 2.4761 GBP | ||||
10 10/11p ordinary | Purchase | 6,788 | 2.4745 GBP | ||||
10 10/11p ordinary | Purchase | 6,066 | 2.4736 GBP | ||||
10 10/11p ordinary | Purchase | 5,567 | 2.4829 GBP | ||||
10 10/11p ordinary | Purchase | 5,139 | 2.4740 GBP | ||||
10 10/11p ordinary | Purchase | 4,433 | 2.4800 GBP | ||||
10 10/11p ordinary | Purchase | 3,968 | 2.4756 GBP | ||||
10 10/11p ordinary | Purchase | 3,370 | 2.4770 GBP | ||||
10 10/11p ordinary | Purchase | 2,420 | 2.4697 GBP | ||||
10 10/11p ordinary | Purchase | 2,042 | 2.4820 GBP | ||||
10 10/11p ordinary | Purchase | 1,880 | 2.4748 GBP | ||||
10 10/11p ordinary | Purchase | 1,879 | 2.4766 GBP | ||||
10 10/11p ordinary | Purchase | 1,529 | 2.4866 GBP | ||||
10 10/11p ordinary | Purchase | 1,060 | 2.4860 GBP | ||||
10 10/11p ordinary | Purchase | 969 | 2.4590 GBP | ||||
10 10/11p ordinary | Purchase | 926 | 2.4780 GBP | ||||
10 10/11p ordinary | Purchase | 274 | 2.4880 GBP | ||||
10 10/11p ordinary | Purchase | 251 | 2.4762 GBP | ||||
10 10/11p ordinary | Purchase | 68 | 2.4700 GBP | ||||
10 10/11p ordinary | Sale | 423,485 | 2.4680 GBP | ||||
10 10/11p ordinary | Sale | 358,863 | 2.4700 GBP | ||||
10 10/11p ordinary | Sale | 128,734 | 2.4460 GBP | ||||
10 10/11p ordinary | Sale | 107,653 | 2.4721 GBP | ||||
10 10/11p ordinary | Sale | 49,534 | 2.4732 GBP | ||||
10 10/11p ordinary | Sale | 41,792 | 2.4736 GBP | ||||
10 10/11p ordinary | Sale | 32,248 | 2.4679 GBP | ||||
10 10/11p ordinary | Sale | 28,396 | 2.4752 GBP | ||||
10 10/11p ordinary | Sale | 21,058 | 2.4619 GBP | ||||
10 10/11p ordinary | Sale | 20,271 | 2.4761 GBP | ||||
10 10/11p ordinary | Sale | 13,222 | 2.4631 GBP | ||||
10 10/11p ordinary | Sale | 10,323 | 2.4766 GBP | ||||
10 10/11p ordinary | Sale | 9,354 | 2.4849 GBP | ||||
10 10/11p ordinary | Sale | 7,228 | 2.4785 GBP | ||||
10 10/11p ordinary | Sale | 7,957 | 2.4680 GBP | ||||
10 10/11p ordinary | Sale | 6,788 | 2.4748 GBP | ||||
10 10/11p ordinary | Sale | 6,191 | 2.4770 GBP | ||||
10 10/11p ordinary | Sale | 5,557 | 2.4745 GBP | ||||
10 10/11p ordinary | Sale | 5,390 | 2.4530 GBP | ||||
10 10/11p ordinary | Sale | 5,386 | 2.4665 GBP | ||||
10 10/11p ordinary | Sale | 3,770 | 2.4780 GBP | ||||
10 10/11p ordinary | Sale | 3,458 | 2.4814 GBP | ||||
10 10/11p ordinary | Sale | 3,298 | 2.4678 GBP | ||||
10 10/11p ordinary | Sale | 3,214 | 2.4790 GBP | ||||
10 10/11p ordinary | Sale | 2,285 | 2.4760 GBP | ||||
10 10/11p ordinary | Sale | 1,880 | 2.4750 GBP | ||||
10 10/11p ordinary | Sale | 1,308 | 2.4674 GBP | ||||
10 10/11p ordinary | Sale | 1,060 | 2.4860 GBP | ||||
10 10/11p ordinary | Sale | 969 | 2.4590 GBP | ||||
10 10/11p ordinary | Sale | 785 | 2.4720 GBP | ||||
10 10/11p ordinary | Sale | 732 | 2.4580 GBP | ||||
10 10/11p ordinary | Sale | 650 | 2.4740 GBP | ||||
10 10/11p ordinary | Sale | 450 | 2.4850 GBP | ||||
10 10/11p ordinary | Sale | 339 | 2.4739 GBP | ||||
10 10/11p ordinary | Sale | 260 | 2.4820 GBP | ||||
10 10/11p ordinary | Sale | 68 | 2.4702 GBP | ||||
10 10/11p ordinary | Sale | 36 | 2.4800 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
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relevant | reference | unit | |||||
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security | securities | | |||||
10 10/11p ordinary | SWAP | Increasing Long | 5,386 | 2.4665 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 10,480 | 2.4678 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 32,248 | 2.4679 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 917 | 2.4680 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 104,917 | 2.4721 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 2,509 | 2.4733 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 339 | 2.4739 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 385 | 2.4760 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 20,271 | 2.4761 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 1,716 | 2.4780 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 2,977 | 2.4805 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 3,458 | 2.4814 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 9,354 | 2.4849 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 600 | 2.4600 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 30,299 | 2.4665 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 636,303 | 2.4680 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 48,199 | 2.4686 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 2,420 | 2.4697 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 140,050 | 2.4719 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 6,066 | 2.4736 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 585 | 2.4740 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 14,497 | 2.4752 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 195 | 2.4754 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 6,934 | 2.4761 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 3,535 | 2.4762 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 43,717 | 2.4767 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 21,509 | 2.4774 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 2,120 | 2.4787 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 1,237 | 2.4788 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 13,470 | 2.4795 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 14,652 | 2.4796 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 5,700 | 2.4800 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 326 | 2.4819 GBP | |||
10 10/11p ordinary | CFD | Decreasing Short | 257,468 | 2.4459 GBP | |||
10 10/11p ordinary | CFD | Decreasing Short | 12,104 | 2.4770 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 128,734 | 2.4459 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 5,172 | 2.4768 GBP | |||
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(c) | Stock-settled derivative transactions | ||||||
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(including options) | |||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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of | description | purchasing, | of | price | date | money | |
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relevant | | selling, | securities | per unit | | paid/ | |
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security | | varying etc | to which | | | received | |
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| | | option | | | per unit | |
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| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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security | securities | unit | |||||
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(d) | Other dealings (including subscribing for | ||||||
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new securities) | |||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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security | applicable) | ||||||
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4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
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formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
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or refrain from dealing entered into by the person making the disclosure and any party | |||||||
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to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
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derivatives | |||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
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the person making the disclosure and any other person relating to: | |||||||
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(i) the voting rights of any relevant securities under any option; or | |||||||
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
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any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21-Feb-25 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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