RNS Number : 8359B
Barclays PLC
24 March 2025
 

FORM 8.5 (EPT/NON-RI)

This form replaces RNS number 8008D published at 11:48 on 11/09/2024 , changes made to section 2a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

10 Sep 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,853,492

0.81%

436,197

0.09%

(2) Cash-settled derivatives:

612,561

0.12%

3,769,042

0.79%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

4,466,053

0.93%

4,205,239

0.89%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

255868

11.0794  GBP

11.0450  GBP

0.4p ordinary

Sale

131764

11.0700  GBP

11.0450  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

SWAP

Decreasing Short

35

11.0491  GBP

0.4p ordinary

SWAP

Decreasing Short

5,958

11.0531  GBP

0.4p ordinary

SWAP

Decreasing Short

300

11.0565  GBP

0.4p ordinary

SWAP

Decreasing Short

468

11.0571  GBP

0.4p ordinary

SWAP

Decreasing Short

4,661

11.0586  GBP

0.4p ordinary

SWAP

Decreasing Short

12,605

11.0590  GBP

0.4p ordinary

SWAP

Decreasing Short

19,321

11.0600  GBP

0.4p ordinary

SWAP

Decreasing Short

1,045

11.0608  GBP

0.4p ordinary

SWAP

Decreasing Short

143

11.0632  GBP

0.4p ordinary

SWAP

Decreasing Short

43

11.0850  GBP

0.4p ordinary

SWAP

Increasing Short

7,181

11.0529  GBP

0.4p ordinary

SWAP

Increasing Short

50

11.0550  GBP

0.4p ordinary

SWAP

Increasing Short

10,689

11.0574  GBP

0.4p ordinary

SWAP

Increasing Short

34,685

11.0579  GBP

0.4p ordinary

SWAP

Increasing Short

14,141

11.0584  GBP

0.4p ordinary

SWAP

Increasing Short

3,951

11.0596  GBP

0.4p ordinary

SWAP

Increasing Short

9,075

11.0599  GBP

0.4p ordinary

SWAP

Increasing Short

47,868

11.0600  GBP

0.4p ordinary

SWAP

Increasing Short

10

11.0601  GBP

0.4p ordinary

SWAP

Increasing Short

2,545

11.0603  GBP

0.4p ordinary

SWAP

Increasing Short

2,649

11.0605  GBP

0.4p ordinary

SWAP

Increasing Short

89

11.0607  GBP

0.4p ordinary

SWAP

Increasing Short

59,110

11.0667  GBP

0.4p ordinary

SWAP

Increasing Short

450

11.0700  GBP

0.4p ordinary

SWAP

Increasing Short

1,318

11.0993  GBP

0.4p ordinary

CFD

Decreasing Short

52

11.0840  GBP

0.4p ordinary

CFD

Increasing Short

52

11.0509  GBP

0.4p ordinary

CFD

Increasing Short

8,319

11.0591  GBP

0.4p ordinary

CFD

Increasing Short

8,814

11.0594  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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