RNS Number : 8386B
Barclays PLC
24 March 2025
 

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 9668W published at 11:34 on 18/07/2024 , changes made to section 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

17 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

770,550

0.16%

4,487,926

0.95%

(2) Cash-settled derivatives:

4,358,444

0.92%

567,555

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

5,128,994

1.08%

5,055,481

1.07%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

321248

10.9400  GBP

10.8200  GBP

0.4p ordinary

Sale

346333

10.9200  GBP

10.8200  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

CFD

Decreasing Short

4,817

10.9090  GBP

0.4p ordinary

CFD

Increasing Short

3,882

10.8911  GBP

0.4p ordinary

SWAP

Increasing Short

603

10.8550  GBP

0.4p ordinary

SWAP

Increasing Long

7,230

10.8846  GBP

0.4p ordinary

SWAP

Increasing Long

377

10.8936  GBP

0.4p ordinary

SWAP

Increasing Long

496

10.8955  GBP

0.4p ordinary

SWAP

Increasing Long

145

10.9000  GBP

0.4p ordinary

SWAP

Increasing Long

856

10.9012  GBP

0.4p ordinary

SWAP

Increasing Long

13,736

10.9100  GBP

0.4p ordinary

SWAP

Decreasing Long

1,338

10.8609  GBP

0.4p ordinary

SWAP

Decreasing Long

6,558

10.8735  GBP

0.4p ordinary

SWAP

Decreasing Long

660

10.8882  GBP

0.4p ordinary

SWAP

Increasing Long

8,063

10.8813  GBP

0.4p ordinary

SWAP

Increasing Long

9,109

10.9099  GBP

0.4p ordinary

SWAP

Decreasing Long

44

10.8450  GBP

0.4p ordinary

SWAP

Decreasing Long

37

10.8576  GBP

0.4p ordinary

SWAP

Decreasing Long

70

10.8759  GBP

0.4p ordinary

SWAP

Decreasing Long

16,635

10.9100  GBP

0.4p ordinary

SWAP

Decreasing Short

23,659

10.9078  GBP

0.4p ordinary

SWAP

Increasing Long

2,619

10.8990  GBP

0.4p ordinary

SWAP

Increasing Long

680

10.9000  GBP

0.4p ordinary

SWAP

Increasing Long

3,282

10.9100  GBP

0.4p ordinary

SWAP

Decreasing Long

6,692

10.8704  GBP

0.4p ordinary

SWAP

Decreasing Long

3,419

10.9100  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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