RNS Number : 8370B
Barclays PLC
24 March 2025
 

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 2958Q published at 11:30 on 29/05/2024, changes made to section 2a and 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

28 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

847,669

0.18%

9,171,104

1.93%

(2) Cash-settled derivatives:

9,240,206

1.95%

636,500

0.13%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

10,087,875

2.13%

9,807,604

2.07%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

478728

11.0500  GBP

10.6550  GBP

0.4p ordinary

Sale

301598

11.0500  GBP

10.6550  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

CFD

Increasing Short

389

10.7103  GBP

0.4p ordinary

CFD

Increasing Short

19,888

10.7158  GBP

0.4p ordinary

CFD

Increasing Short

4,686

10.7364  GBP

0.4p ordinary

SWAP

Decreasing Short

6,107

10.8883  GBP

0.4p ordinary

SWAP

Decreasing Short

478

10.9858  GBP

0.4p ordinary

SWAP

Opening Long

1,397

10.7774  GBP

0.4p ordinary

SWAP

Decreasing Long

11

11.0254  GBP

0.4p ordinary

SWAP

Increasing Long

466

10.7128  GBP

0.4p ordinary

SWAP

Decreasing Long

3,545

10.7166  GBP

0.4p ordinary

SWAP

Decreasing Short

310

10.8830  GBP

0.4p ordinary

SWAP

Increasing Long

830

10.6595  GBP

0.4p ordinary

SWAP

Increasing Long

10,397

10.7150  GBP

0.4p ordinary

SWAP

Decreasing Long

5,857

10.8594  GBP

0.4p ordinary

SWAP

Increasing Short

314

10.9700  GBP

0.4p ordinary

SWAP

Increasing Long

2,678

10.8432  GBP

0.4p ordinary

SWAP

Increasing Long

24,195

10.8836  GBP

0.4p ordinary

SWAP

Increasing Long

804

10.8965  GBP

0.4p ordinary

SWAP

Increasing Long

143

11.0000  GBP

0.4p ordinary

SWAP

Decreasing Long

29,577

10.7167  GBP

0.4p ordinary

SWAP

Decreasing Long

28,399

10.7180  GBP

0.4p ordinary

SWAP

Decreasing Long

34,835

10.7973  GBP

0.4p ordinary

SWAP

Decreasing Long

1,200

10.8258  GBP

0.4p ordinary

SWAP

Increasing Long

12,150

10.7149  GBP

0.4p ordinary

SWAP

Increasing Long

756

10.8023  GBP

0.4p ordinary

SWAP

Decreasing Long

28,795

10.7150  GBP

0.4p ordinary

SWAP

Decreasing Long

14,525

10.7350  GBP

0.4p ordinary

SWAP

Decreasing Long

44,969

10.7388  GBP

0.4p ordinary

SWAP

Decreasing Long

16,564

10.8568  GBP

0.4p ordinary

SWAP

Decreasing Long

22,948

10.8858  GBP

0.4p ordinary

SWAP

Decreasing Long

2,785

10.9598  GBP

0.4p ordinary

SWAP

Decreasing Long

8,458

10.9841  GBP

0.4p ordinary

SWAP

Decreasing Long

270

10.7029  GBP

0.4p ordinary

SWAP

Decreasing Long

876

10.8303  GBP

0.4p ordinary

SWAP

Decreasing Long

584

10.9178  GBP

0.4p ordinary

SWAP

Decreasing Long

2,063

10.9233  GBP

0.4p ordinary

SWAP

Decreasing Long

1,161

10.9572  GBP

0.4p ordinary

SWAP

Decreasing Long

2,289

10.9839  GBP

0.4p ordinary

SWAP

Decreasing Long

1,843

10.9917  GBP

0.4p ordinary

SWAP

Decreasing Long

5,272

11.0002  GBP

0.4p ordinary

SWAP

Decreasing Short

800

10.9460  GBP

0.4p ordinary

SWAP

Increasing Short

1,525

10.7158  GBP

0.4p ordinary

SWAP

Decreasing Short

1,115

10.8804  GBP

0.4p ordinary

SWAP

Decreasing Short

2,989

10.8884  GBP

0.4p ordinary

SWAP

Decreasing Short

232

10.9857  GBP

0.4p ordinary

SWAP

Opening Long

163

10.7101  GBP

0.4p ordinary

SWAP

Increasing Long

2,691

10.9176  GBP

0.4p ordinary

SWAP

Increasing Long

25,430

10.8687  GBP

0.4p ordinary

SWAP

Increasing Long

253

10.9950  GBP

0.4p ordinary

SWAP

Decreasing Long

32,118

10.7150  GBP

0.4p ordinary

SWAP

Decreasing Long

9,237

10.9839  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

`

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