RNS Number : 8371B
Barclays PLC
24 March 2025
 

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 0649R published at 11:34 on 04/06/2024, changes made to section 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

03 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

703,159

0.15%

8,858,590

1.87%

(2) Cash-settled derivatives:

8,927,604

1.88%

565,192

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

9,630,763

2.03%

9,423,782

1.99%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

760489

10.7950  GBP

10.6100  GBP

0.4p ordinary

Sale

356102

10.7724  GBP

10.6100  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

CFD

Decreasing Short

3,253

10.6400  GBP

0.4p ordinary

CFD

Decreasing Short

1,631

10.6968  GBP

0.4p ordinary

CFD

Decreasing Short

290

10.7440  GBP

0.4p ordinary

CFD

Increasing Short

4,884

10.6966  GBP

0.4p ordinary

SWAP

Decreasing Short

4,161

10.6853  GBP

0.4p ordinary

SWAP

Decreasing Short

440

10.6898  GBP

0.4p ordinary

SWAP

Opening Long

1,371

10.6619  GBP

0.4p ordinary

SWAP

Decreasing Short

90

10.6568  GBP

0.4p ordinary

SWAP

Increasing Long

1,505

10.6400  GBP

0.4p ordinary

SWAP

Decreasing Long

2,946

10.6805  GBP

0.4p ordinary

SWAP

Decreasing Long

5,412

10.6976  GBP

0.4p ordinary

SWAP

Increasing Long

8,398

10.6400  GBP

0.4p ordinary

SWAP

Increasing Long

54

10.7000  GBP

0.4p ordinary

SWAP

Increasing Long

2,496

10.7343  GBP

0.4p ordinary

SWAP

Decreasing Long

166

10.6250  GBP

0.4p ordinary

SWAP

Decreasing Long

274

10.6350  GBP

0.4p ordinary

SWAP

Decreasing Long

84,654

10.6401  GBP

0.4p ordinary

SWAP

Decreasing Long

96,495

10.6593  GBP

0.4p ordinary

SWAP

Decreasing Long

1,074

10.6928  GBP

0.4p ordinary

SWAP

Decreasing Long

1,633

10.7334  GBP

0.4p ordinary

SWAP

Increasing Long

1

10.6399  GBP

0.4p ordinary

SWAP

Increasing Long

39

10.7199  GBP

0.4p ordinary

SWAP

Increasing Long

759

10.7245  GBP

0.4p ordinary

SWAP

Increasing Long

226

10.7781  GBP

0.4p ordinary

SWAP

Increasing Long

102

10.7799  GBP

0.4p ordinary

SWAP

Decreasing Long

443

10.6174  GBP

0.4p ordinary

SWAP

Decreasing Long

858

10.6214  GBP

0.4p ordinary

SWAP

Decreasing Long

1,534

10.6347  GBP

0.4p ordinary

SWAP

Decreasing Long

20,047

10.6368  GBP

0.4p ordinary

SWAP

Decreasing Long

14,474

10.6400  GBP

0.4p ordinary

SWAP

Decreasing Long

8,265

10.6414  GBP

0.4p ordinary

SWAP

Decreasing Long

518

10.6482  GBP

0.4p ordinary

SWAP

Decreasing Long

4,611

10.7289  GBP

0.4p ordinary

SWAP

Decreasing Long

1,650

10.6266  GBP

0.4p ordinary

SWAP

Decreasing Long

550

10.6647  GBP

0.4p ordinary

SWAP

Decreasing Long

4,718

10.6708  GBP

0.4p ordinary

SWAP

Decreasing Long

4,511

10.6733  GBP

0.4p ordinary

SWAP

Decreasing Long

21,079

10.6784  GBP

0.4p ordinary

SWAP

Decreasing Long

3,411

10.6815  GBP

0.4p ordinary

SWAP

Decreasing Long

10,365

10.6836  GBP

0.4p ordinary

SWAP

Decreasing Long

23,478

10.6882  GBP

0.4p ordinary

SWAP

Decreasing Long

9,889

10.6949  GBP

0.4p ordinary

SWAP

Decreasing Long

2,487

10.7033  GBP

0.4p ordinary

SWAP

Decreasing Long

250

10.7245  GBP

0.4p ordinary

SWAP

Decreasing Short

527

10.6780  GBP

0.4p ordinary

SWAP

Increasing Long

580

10.6263  GBP

0.4p ordinary

SWAP

Increasing Long

8,135

10.6390  GBP

0.4p ordinary

SWAP

Increasing Long

812

10.6397  GBP

0.4p ordinary

SWAP

Increasing Long

5,265

10.6473  GBP

0.4p ordinary

SWAP

Increasing Long

8,577

10.7129  GBP

0.4p ordinary

SWAP

Decreasing Long

78,172

10.6400  GBP

0.4p ordinary

SWAP

Decreasing Long

42,830

10.6496  GBP

0.4p ordinary

SWAP

Decreasing Long

205

10.7100  GBP

0.4p ordinary

SWAP

Decreasing Long

9,742

10.6397  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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