RNS Number : 8373B
Barclays PLC
24 March 2025
 

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 2500T  published at 11:34 on 20/06/2024 , changes made to section 2a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

19 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

740,973

0.16%

6,601,875

1.39%

(2) Cash-settled derivatives:

6,666,902

1.41%

584,755

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

7,407,875

1.56%

7,186,630

1.52%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

810006

11.5300  GBP

11.2071  GBP

0.4p ordinary

Sale

1260473

11.5300  GBP

11.1890  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

SWAP

Decreasing Short

2,065

11.2322  GBP

0.4p ordinary

SWAP

Increasing Short

20,800

11.5300  GBP

0.4p ordinary

CFD

Decreasing Short

21,150

11.1826  GBP

0.4p ordinary

CFD

Decreasing Short

5,097

11.2389  GBP

0.4p ordinary

CFD

Decreasing Short

23,913

11.5289  GBP

0.4p ordinary

CFD

Decreasing Short

76,377

11.5300  GBP

0.4p ordinary

CFD

Increasing Short

250

11.2285  GBP

0.4p ordinary

CFD

Increasing Short

56,327

11.2311  GBP

0.4p ordinary

CFD

Increasing Short

3,000

11.2743  GBP

0.4p ordinary

CFD

Increasing Short

23,952

11.3966  GBP

0.4p ordinary

CFD

Increasing Short

25,147

11.5300  GBP

0.4p ordinary

SWAP

Increasing Long

100

11.2471  GBP

0.4p ordinary

SWAP

Increasing Long

11,390

11.3398  GBP

0.4p ordinary

SWAP

Increasing Long

139,100

11.3850  GBP

0.4p ordinary

SWAP

Decreasing Long

21,183

11.2976  GBP

0.4p ordinary

SWAP

Closing Long

187,721

11.5300  GBP

0.4p ordinary

SWAP

Increasing Long

1,160

11.2503  GBP

0.4p ordinary

SWAP

Increasing Long

30,502

11.2817  GBP

0.4p ordinary

SWAP

Increasing Long

33,550

11.3467  GBP

0.4p ordinary

SWAP

Increasing Long

15,112

11.3649  GBP

0.4p ordinary

SWAP

Increasing Long

79,224

11.5243  GBP

0.4p ordinary

SWAP

Increasing Long

129,376

11.5274  GBP

0.4p ordinary

SWAP

Increasing Long

26,415

11.5300  GBP

0.4p ordinary

SWAP

Decreasing Long

791

11.2071  GBP

0.4p ordinary

SWAP

Decreasing Long

5,611

11.2356  GBP

0.4p ordinary

SWAP

Decreasing Long

6,175

11.2378  GBP

0.4p ordinary

SWAP

Decreasing Long

29,865

11.2380  GBP

0.4p ordinary

SWAP

Increasing Long

3,377

11.1699  GBP

0.4p ordinary

SWAP

Increasing Long

998

11.1996  GBP

0.4p ordinary

SWAP

Increasing Long

7,439

11.2014  GBP

0.4p ordinary

SWAP

Increasing Long

1,176

11.2091  GBP

0.4p ordinary

SWAP

Increasing Long

27,427

11.2318  GBP

0.4p ordinary

SWAP

Increasing Long

10,469

11.3669  GBP

0.4p ordinary

SWAP

Increasing Long

98

11.5299  GBP

0.4p ordinary

SWAP

Decreasing Long

6,701

11.2434  GBP

0.4p ordinary

SWAP

Decreasing Long

1,268

11.3169  GBP

0.4p ordinary

SWAP

Decreasing Long

22,818

11.3322  GBP

0.4p ordinary

SWAP

Decreasing Short

1,500

11.3009  GBP

0.4p ordinary

SWAP

Decreasing Long

6,139

11.2407  GBP

0.4p ordinary

SWAP

Decreasing Long

8,224

11.2807  GBP

0.4p ordinary

SWAP

Decreasing Short

10,549

11.5276  GBP

0.4p ordinary

SWAP

Decreasing Long

3,738

11.2407  GBP

0.4p ordinary

SWAP

Decreasing Long

5,008

11.2807  GBP

0.4p ordinary

SWAP

Increasing Long

11,192

11.3352  GBP

0.4p ordinary

SWAP

Increasing Long

11,708

11.3863  GBP

0.4p ordinary

SWAP

Increasing Long

184,053

11.5300  GBP

0.4p ordinary

SWAP

Decreasing Long

1,258

11.2306  GBP

0.4p ordinary

SWAP

Decreasing Long

1,710

11.2475  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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