RNS Number : 8377B
Barclays PLC
24 March 2025
 

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 6018T published at 11:12 on 24/06/2024, changes made to section 2a and 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

21 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

712,083

0.15%

6,220,628

1.31%

(2) Cash-settled derivatives:

6,360,889

1.34%

642,321

0.14%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

7,072,972

1.49%

6,862,949

1.45%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

585361

11.3526  GBP

11.0000  GBP

0.4p ordinary

Sale

449909

11.3500  GBP

11.0000  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

SWAP

Decreasing Short

5,000

11.0000  GBP

0.4p ordinary

SWAP

Decreasing Short

1,025

11.3310  GBP

0.4p ordinary

CFD

Increasing Short

982

11.2837  GBP

0.4p ordinary

SWAP

Decreasing Short

184

11.3003  GBP

0.4p ordinary

SWAP

Increasing Long

3,928

11.3247  GBP

0.4p ordinary

SWAP

Closing Long

6,626

11.3350  GBP

0.4p ordinary

SWAP

Increasing Long

16,704

11.3222  GBP

0.4p ordinary

SWAP

Increasing Long

45,832

11.3350  GBP

0.4p ordinary

SWAP

Closing Long

151,437

11.3342  GBP

0.4p ordinary

SWAP

Increasing Long

48,754

11.2849  GBP

0.4p ordinary

SWAP

Increasing Long

74,145

11.2880  GBP

0.4p ordinary

SWAP

Increasing Long

7,626

11.3090  GBP

0.4p ordinary

SWAP

Increasing Long

8,995

11.3123  GBP

0.4p ordinary

SWAP

Increasing Long

2,985

11.3160  GBP

0.4p ordinary

SWAP

Increasing Long

1,249

11.3195  GBP

0.4p ordinary

SWAP

Increasing Long

272

11.3350  GBP

0.4p ordinary

SWAP

Decreasing Long

28,496

11.2937  GBP

0.4p ordinary

SWAP

Decreasing Long

16,348

11.3118  GBP

0.4p ordinary

SWAP

Decreasing Long

284

11.3200  GBP

0.4p ordinary

SWAP

Decreasing Long

7,864

11.3242  GBP

0.4p ordinary

SWAP

Decreasing Long

283

11.3250  GBP

0.4p ordinary

SWAP

Decreasing Long

2,442

11.3274  GBP

0.4p ordinary

SWAP

Decreasing Long

38,756

11.3312  GBP

0.4p ordinary

SWAP

Decreasing Long

6

11.3400  GBP

0.4p ordinary

SWAP

Decreasing Long

1,196

11.3442  GBP

0.4p ordinary

SWAP

Increasing Long

12

11.3149  GBP

0.4p ordinary

SWAP

Increasing Long

502

11.3243  GBP

0.4p ordinary

SWAP

Increasing Long

246

11.3253  GBP

0.4p ordinary

SWAP

Increasing Long

2,752

11.3435  GBP

0.4p ordinary

SWAP

Increasing Long

1,208

11.3478  GBP

0.4p ordinary

SWAP

Decreasing Long

3,080

11.3289  GBP

0.4p ordinary

SWAP

Decreasing Long

90,499

11.3350  GBP

0.4p ordinary

SWAP

Increasing Short

125

11.2841  GBP

0.4p ordinary

SWAP

Decreasing Long

199

11.3312  GBP

0.4p ordinary

SWAP

Decreasing Long

121

11.3312  GBP

0.4p ordinary

SWAP

Increasing Long

1,159

11.2945  GBP

0.4p ordinary

SWAP

Increasing Long

2,646

11.3099  GBP

0.4p ordinary

SWAP

Increasing Long

50,889

11.3350  GBP

0.4p ordinary

SWAP

Decreasing Long

358

11.3125  GBP

0.4p ordinary

SWAP

Decreasing Long

1,980

11.3222  GBP

0.4p ordinary

SWAP

Decreasing Long

538

11.3250  GBP

0.4p ordinary

SWAP

Decreasing Long

1,295

11.3252  GBP

0.4p ordinary

SWAP

Decreasing Long

95,261

11.3333  GBP

0.4p ordinary

SWAP

Decreasing Long

1,828

11.3595  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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