RNS Number : 5997D
Barclays PLC
03 April 2025
 

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 5591D published at 11:40 on 03/04/2025, changes made to section 2a and 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

02 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 QUALCOMM INCORPORATED

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,933,961

0.92%

14,272,620

1.89%

(2) Cash-settled derivatives:

13,268,649

1.75%

4,542,036

0.60%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 TOTAL:

20,202,610

2.67%

18,814,656

2.49%

Class of relevant security:

Senior unsecured convertible bond XS2962835257


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,200,000

1.46%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 TOTAL: 

2,200,000

1.46%

0

0.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

1p ordinary

Purchase

1656688

1.3810  GBP

1.3279  GBP

1p ordinary

Sale

1570540

1.3803  GBP

1.3305  GBP

Senior unsecured convertible bond

Purchase

2200000

123.5800  USD

120.7500  USD

Senior unsecured convertible bond

Sale

2000000

123.3750  USD

123.3750  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

1p ordinary

SWAP

Increasing Long

1,057

1.3258  GBP

1p ordinary

SWAP

Increasing Long

30,149

1.3339  GBP

1p ordinary

SWAP

Increasing Long

218

1.3369  GBP

1p ordinary

SWAP

Increasing Long

50,352

1.3393  GBP

1p ordinary

SWAP

Increasing Long

5,233

1.3436  GBP

1p ordinary

SWAP

Increasing Long

48,025

1.3452  GBP

1p ordinary

SWAP

Increasing Long

23,700

1.3465  GBP

1p ordinary

SWAP

Increasing Long

18,381

1.3594  GBP

1p ordinary

SWAP

Increasing Long

23,361

1.3618  GBP

1p ordinary

SWAP

Increasing Long

19,300

1.3649  GBP

1p ordinary

SWAP

Increasing Long

22,034

1.3679  GBP

1p ordinary

SWAP

Increasing Long

42,462

1.3769  GBP

1p ordinary

SWAP

Increasing Long

76,775

1.3770  GBP

1p ordinary

SWAP

Decreasing Long

29

1.3241  GBP

1p ordinary

SWAP

Decreasing Long

424

1.3279  GBP

1p ordinary

SWAP

Decreasing Long

2,210

1.3291  GBP

1p ordinary

SWAP

Decreasing Long

19

1.3370  GBP

1p ordinary

SWAP

Decreasing Long

1,166

1.3386  GBP

1p ordinary

SWAP

Decreasing Long

79

1.3502  GBP

1p ordinary

SWAP

Decreasing Long

5,581

1.3545  GBP

1p ordinary

SWAP

Decreasing Long

320

1.3547  GBP

1p ordinary

SWAP

Decreasing Long

2,269

1.3568  GBP

1p ordinary

SWAP

Decreasing Long

9,087

1.3574  GBP

1p ordinary

SWAP

Decreasing Long

20,753

1.3579  GBP

1p ordinary

SWAP

Decreasing Long

21

1.3647  GBP

1p ordinary

SWAP

Decreasing Long

211,006

1.3660  GBP

1p ordinary

SWAP

Decreasing Long

393

1.3672  GBP

1p ordinary

SWAP

Decreasing Long

61,121

1.3680  GBP

1p ordinary

SWAP

Decreasing Long

47,501

1.3731  GBP

1p ordinary

SWAP

Decreasing Long

65,200

1.3770  GBP

1p ordinary

SWAP

Decreasing Long

8,389

1.3783  GBP

1p ordinary

CFD

Increasing Long

11,865

1.3509  GBP

1p ordinary

CFD

Increasing Long

10,418

1.3596  GBP

1p ordinary

CFD

Increasing Long

4,710

1.3781  GBP

1p ordinary

CFD

Decreasing Long

5,659

1.3654  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

03 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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