RNS Number : 6002D
Barclays PLC
03 April 2025
 

FORM 8.5 (EPT/NON-RI)  Amendment - this form replaces RNS number 3868D published at 13:13 on  02/04/2025, changes made to section 2a and 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

01 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 QUALCOMM INCORPORATED

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,573,702

0.87%

13,998,509

1.85%

(2) Cash-settled derivatives:

12,957,688

1.71%

4,177,888

0.55%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 TOTAL:

19,531,390

2.58%

18,176,397

2.40%

Class of relevant security:

Senior unsecured convertible bond XS2962835257


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,000,000

1.33%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 TOTAL: 

2,000,000

1.33%

0

0.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights
 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

1p ordinary

Purchase

5371537

1.3919  GBP

0.9448  GBP

1p ordinary

Sale

4358248

1.4018  GBP

0.9808  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

1p ordinary

SWAP

Opening Long

42

0.9869  GBP

1p ordinary

SWAP

Increasing Long

1,363

1.0568  GBP

1p ordinary

SWAP

Increasing Long

308,432

1.0626  GBP

1p ordinary

SWAP

Increasing Long

1,589

1.0659  GBP

1p ordinary

SWAP

Increasing Long

624

1.0707  GBP

1p ordinary

SWAP

Increasing Long

156,196

1.0788  GBP

1p ordinary

SWAP

Increasing Long

200

1.0799  GBP

1p ordinary

SWAP

Increasing Long

16,877

1.0920  GBP

1p ordinary

SWAP

Increasing Long

29,380

1.1105  GBP

1p ordinary

SWAP

Increasing Long

33,225

1.1118  GBP

1p ordinary

SWAP

Increasing Long

4,499

1.1314  GBP

1p ordinary

SWAP

Increasing Long

5,971

1.1453  GBP

1p ordinary

SWAP

Increasing Long

261,572

1.2101  GBP

1p ordinary

SWAP

Increasing Long

15,063

1.2620  GBP

1p ordinary

SWAP

Increasing Long

75,195

1.2715  GBP

1p ordinary

SWAP

Increasing Long

200

1.3199  GBP

1p ordinary

SWAP

Increasing Long

35,366

1.3473  GBP

1p ordinary

SWAP

Increasing Long

13,585

1.3587  GBP

1p ordinary

SWAP

Increasing Long

76,986

1.3697  GBP

1p ordinary

SWAP

Increasing Long

234,219

1.3699  GBP

1p ordinary

SWAP

Increasing Long

645,992

1.3700  GBP

1p ordinary

SWAP

Increasing Long

7,507

1.3779  GBP

1p ordinary

SWAP

Increasing Long

134

1.3998  GBP

1p ordinary

SWAP

Increasing Long

27,548

1.4018  GBP

1p ordinary

SWAP

Decreasing Long

16

0.9320  GBP

1p ordinary

SWAP

Decreasing Long

796

0.9447  GBP

1p ordinary

SWAP

Decreasing Long

468

0.9450  GBP

1p ordinary

SWAP

Decreasing Long

974

0.9472  GBP

1p ordinary

SWAP

Decreasing Long

11

0.9796  GBP

1p ordinary

SWAP

Decreasing Long

19,801

1.0106  GBP

1p ordinary

SWAP

Decreasing Long

3

1.0805  GBP

1p ordinary

SWAP

Decreasing Long

22

1.1939  GBP

1p ordinary

SWAP

Decreasing Long

3,996

1.2374  GBP

1p ordinary

SWAP

Decreasing Long

8

1.2631  GBP

1p ordinary

SWAP

Decreasing Long

24,990

1.3013  GBP

1p ordinary

SWAP

Decreasing Long

2,558

1.3164  GBP

1p ordinary

SWAP

Decreasing Long

31,197

1.3168  GBP

1p ordinary

SWAP

Decreasing Long

113

1.3236  GBP

1p ordinary

SWAP

Decreasing Long

4,916

1.3321  GBP

1p ordinary

SWAP

Decreasing Long

150,000

1.3379  GBP

1p ordinary

SWAP

Decreasing Long

10,932

1.3384  GBP

1p ordinary

SWAP

Decreasing Long

9,813

1.3389  GBP

1p ordinary

SWAP

Decreasing Long

577

1.3420  GBP

1p ordinary

SWAP

Decreasing Long

6,113

1.3472  GBP

1p ordinary

SWAP

Decreasing Long

309

1.3483  GBP

1p ordinary

SWAP

Decreasing Long

86,820

1.3527  GBP

1p ordinary

SWAP

Decreasing Long

123,790

1.3534  GBP

1p ordinary

SWAP

Decreasing Long

5,127

1.3570  GBP

1p ordinary

SWAP

Decreasing Long

5,338

1.3588  GBP

1p ordinary

SWAP

Decreasing Long

573,514

1.3626  GBP

1p ordinary

SWAP

Decreasing Long

372,573

1.3631  GBP

1p ordinary

SWAP

Opening Short

1,009,290

1.3632  GBP

1p ordinary

SWAP

Increasing Short

38,579

1.3700  GBP

1p ordinary

SWAP

Increasing Short

570,438

1.3808  GBP

1p ordinary

SWAP

Increasing Short

48,923

1.3919  GBP

1p ordinary

CFD

Opening Long

47,766

1.1446  GBP

1p ordinary

CFD

Increasing Long

15,265

1.2045  GBP

1p ordinary

CFD

Increasing Long

65,405

1.3698  GBP

1p ordinary

CFD

Decreasing Long

26,044

1.1302  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

03 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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