| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
| (b) | Name of offeror/offeree in relation to whose |
| QUALCOMM INC | ||||
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| relevant securities this form relates: |
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| (c) | Name of the party to the offer with which exempt | ALPHAWAVE IP GROUP PLC | |||||
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| principal trader is connected |
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| (d) | Date position held/dealing undertaken: |
| 03 Apr 2025 | ||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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| trader making disclosures in respect of any other party to the offer? | ALPHAWAVE IP GROUP PLC |
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| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: | USD 0.0001 common | ||||||
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| Interests | Short Positions | |||||
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| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
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| and/or controlled: |
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| 4,913,094 | 0.44% | 4,868,475 | 0.44% |
| (2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,388,340 | 0.22% | 91,789 | 0.01% |
| (3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 991,400 | 0.09% | 8,588,666 | 0.78% |
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| TOTAL: |
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| 8,292,834 | 0.75% | 13,548,930 | 1.23% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
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| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
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| USD 0.0001 common | Purchase | 4,926 | 136.6200 EUR | 130.6340 EUR | |||
| USD 0.0001 common | Sale | 4,611 | 136.6200 EUR | 130.3416 EUR | |||
| USD 0.0001 common | Purchase | 2,508,820 | 154.0800 USD | 138.6900 USD | |||
| USD 0.0001 common | Sale | 2,647,945 | 190.0000 USD | 138.7800 USD | |||
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| (b) | Cash-settled derivative transactions |
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| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
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| securities |
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| USD 0.0001 common | SWAP | Increasing Long | 403,000 | 139.4200 USD | |||
| USD 0.0001 common | SWAP | Decreasing Long | 403,000 | 139.4200 USD | |||
| USD 0.0001 common | SWAP | Decreasing Short | 11 | 134.6647 EUR | |||
| USD 0.0001 common | SWAP | Increasing Short | 11 | 132.0768 EUR | |||
| USD 0.0001 common | SWAP | Increasing Short | 321 | 133.1429 EUR | |||
| USD 0.0001 common | SWAP | Increasing Short | 161 | 139.4224 USD | |||
| USD 0.0001 common | SWAP | Increasing Long | 195 | 140.8968 USD | |||
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| (c) | Stock-settled derivative transactions (including options) |
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| (i) | Writing, selling, purchasing or varying |
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| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
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| paid/ |
| security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| securities | unit | |||
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| (d) | Other dealings (including subscribing for new securities) |
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| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
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| applicable) | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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| to the offer or any person acting in concert with a party to the offer: |
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| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the exempt principal trader making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE | |||||||
| (c) | Attachments |
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| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 04 Apr 2025 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | QUALCOMM INC | ||||||
| relevant securities this from relates: | |||||||
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| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
| USD 0.0001 common | Put Options | Purchased | -200,000 | 100.0000 | American | 18 Dec 2026 | |
| USD 0.0001 common | Put Options | Purchased | -170,000 | 160.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Purchased | -55,900 | 100.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Purchased | -53,600 | 105.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Purchased | -35,700 | 130.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -29,000 | 170.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Purchased | -22,200 | 110.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Purchased | -22,000 | 135.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Purchased | -20,600 | 115.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -19,700 | 150.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -12,200 | 145.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -12,000 | 145.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Purchased | -11,400 | 175.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -10,200 | 155.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -10,000 | 120.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -9,900 | 185.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -8,900 | 140.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -7,800 | 110.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -5,300 | 180.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -5,100 | 190.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -2,100 | 165.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -1,500 | 170.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -500 | 160.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Purchased | -100 | 200.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 100 | 310.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 200 | 240.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 2,200 | 210.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 2,500 | 250.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 2,600 | 185.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 2,600 | 195.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Call Options | Purchased | 3,300 | 190.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 4,300 | 270.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 8,800 | 260.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 9,600 | 200.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 11,900 | 195.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Purchased | 15,000 | 160.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Call Options | Purchased | 20,000 | 170.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Call Options | Purchased | 21,600 | 185.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Call Options | Purchased | 31,100 | 190.0000 | American | 16 Jan 2026 | |
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| Call Options | Written | -1,179,595 | 161.4905 | European |
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| Call Options | Written | -744,653 | 177.7289 | European |
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| Call Options | Written | -695,436 | 141.1743 | European |
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| Call Options | Written | -563,162 | 180.9207 | European |
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| Call Options | Written | -501,444 | 178.9218 | European |
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| Call Options | Written | -460,513 | 186.1018 | European |
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| Call Options | Written | -455,232 | 191.4793 | European |
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| Call Options | Written | -452,761 | 179.3946 | European |
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| Call Options | Written | -436,362 | 179.2639 | European |
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| Call Options | Written | -341,118 | 145.7435 | European |
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| Call Options | Written | -340,351 | 186.3984 | European |
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| Call Options | Written | -333,219 | 141.0187 | European |
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| Call Options | Written | -311,456 | 173.3688 | European |
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| Call Options | Written | -305,534 | 143.8098 | European |
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| Call Options | Written | -216,143 | 143.2774 | European |
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| Call Options | Written | -211,467 | 148.6597 | European |
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| Call Options | Written | -177,220 | 143.1938 | European |
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| USD 0.0001 common | Call Options | Written | -8,600 | 220.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Written | -6,900 | 170.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Written | -5,300 | 180.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Written | -2,800 | 165.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Call Options | Written | -1,600 | 170.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Call Options | Written | -700 | 175.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Written | 100 | 170.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 1,000 | 150.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 1,100 | 195.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Written | 1,400 | 145.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Written | 2,000 | 140.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Written | 2,200 | 120.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 2,500 | 165.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 2,500 | 175.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 2,600 | 165.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Written | 2,900 | 160.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 4,800 | 140.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 5,700 | 135.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Written | 5,900 | 145.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 8,900 | 150.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Written | 9,400 | 95.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 11,700 | 100.0000 | American | 19 Sep 2025 | |
| USD 0.0001 common | Put Options | Written | 17,100 | 125.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Written | 19,600 | 170.0000 | American | 17 Apr 2025 | |
| USD 0.0001 common | Put Options | Written | 27,000 | 120.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Written | 28,900 | 105.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Written | 30,000 | 130.0000 | American | 16 Jan 2026 | |
| USD 0.0001 common | Put Options | Written | 30,000 | 150.0000 | American | 20 Jun 2025 | |
| USD 0.0001 common | Put Options | Written | 30,000 | 130.0000 | American | 15 Jan 2027 | |
| USD 0.0001 common | Put Options | Written | 30,000 | 140.0000 | American | 15 Aug 2025 | |
| USD 0.0001 common | Put Options | Written | 40,000 | 135.0000 | American | 18 Jul 2025 | |
| USD 0.0001 common | Put Options | Written | 200,000 | 135.0000 | American | 18 Dec 2026 | |
| USD 0.0001 common | Put Options | Written | 318,300 | 140.0000 | American | 16 Jan 2026 | |
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| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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