RNS Number : 2632G
Barclays PLC
25 April 2025
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

24 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 QUALCOMM INCORPORATED

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,034,083

0.66%

16,532,153

2.17%

(2) Cash-settled derivatives:

14,859,581

1.95%

4,712,047

0.62%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

19,893,664

2.62%

21,244,200

2.79%

Class of relevant security:

Senior unsecured  Convertible Bond


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,200,000

2.80%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

4,200,000

2.80%

0

0.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

1p ordinary

Purchase

1282745

1.1300  GBP

1.0810  GBP

1p ordinary

Sale

1234753

1.1300  GBP

1.0810  GBP

Senior unsecured Convertible Bond

Purchase

1029710

111.7500  USD

111.7500  USD

Senior unsecured Convertible Bond

Sale

1029710

112.1250  USD

112.1250  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

1p ordinary

SWAP

Increasing Long

1,458

1.0854  GBP

1p ordinary

SWAP

Increasing Long

8,792

1.0857  GBP

1p ordinary

SWAP

Increasing Long

38,226

1.0928  GBP

1p ordinary

SWAP

Increasing Long

3,335

1.0930  GBP

1p ordinary

SWAP

Increasing Long

839

1.0970  GBP

1p ordinary

SWAP

Increasing Long

54,594

1.0975  GBP

1p ordinary

SWAP

Increasing Long

6,064

1.0979  GBP

1p ordinary

SWAP

Increasing Long

11,781

1.0982  GBP

1p ordinary

SWAP

Increasing Long

1,656

1.0984  GBP

1p ordinary

SWAP

Increasing Long

4,094

1.1024  GBP

1p ordinary

SWAP

Increasing Long

12,459

1.1032  GBP

1p ordinary

SWAP

Increasing Long

30,017

1.1176  GBP

1p ordinary

SWAP

Increasing Long

20,000

1.1224  GBP

1p ordinary

SWAP

Increasing Long

33,442

1.1299  GBP

1p ordinary

SWAP

Increasing Long

174,262

1.1300  GBP

1p ordinary

SWAP

Decreasing Long

406

1.0800  GBP

1p ordinary

SWAP

Decreasing Long

14,290

1.0894  GBP

1p ordinary

SWAP

Decreasing Long

1,999

1.0937  GBP

1p ordinary

SWAP

Decreasing Long

17,397

1.0949  GBP

1p ordinary

SWAP

Decreasing Long

49,657

1.0962  GBP

1p ordinary

SWAP

Decreasing Long

17,482

1.0994  GBP

1p ordinary

SWAP

Decreasing Long

12,323

1.1012  GBP

1p ordinary

SWAP

Decreasing Long

5

1.1070  GBP

1p ordinary

SWAP

Decreasing Long

4,254

1.1094  GBP

1p ordinary

SWAP

Decreasing Long

10

1.1118  GBP

1p ordinary

SWAP

Decreasing Long

12,160

1.1140  GBP

1p ordinary

SWAP

Decreasing Long

10,005

1.1205  GBP

1p ordinary

SWAP

Decreasing Long

154,203

1.1234  GBP

1p ordinary

SWAP

Decreasing Long

94,005

1.1300  GBP

1p ordinary

CFD

Increasing Long

2,015

1.1007  GBP

1p ordinary

CFD

Increasing Long

3,154

1.1215  GBP

1p ordinary

CFD

Increasing Long

1,979

1.1242  GBP

1p ordinary

CFD

Decreasing Long

22,831

1.1012  GBP

1p ordinary

CFD

Decreasing Long

25,857

1.1080  GBP

1p ordinary

CFD

Decreasing Long

5,060

1.1300  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

25 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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