
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 12 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,999,846 | 0.66% | 17,228,286 | 2.27% | |||
(2) Cash-settled derivatives: | 15,501,295 | 2.04% | 4,882,454 | 0.64% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 20,501,141 | 2.70% | 22,110,740 | 2.91% | |||
| | | | | | | |
Class of relevant security: | Senior unsecured convertible bond | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.79% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,200,000 | 2.79% | 0 | 0.00% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 94,869 | 1.3940 GBP | ||||
1p ordinary | Purchase | 51,544 | 1.4254 GBP | ||||
1p ordinary | Purchase | 48,220 | 1.4063 GBP | ||||
1p ordinary | Purchase | 42,932 | 1.4252 GBP | ||||
1p ordinary | Purchase | 40,225 | 1.4178 GBP | ||||
1p ordinary | Purchase | 26,149 | 1.4177 GBP | ||||
1p ordinary | Purchase | 25,622 | 1.4430 GBP | ||||
1p ordinary | Purchase | 24,623 | 1.4009 GBP | ||||
1p ordinary | Purchase | 20,655 | 1.4327 GBP | ||||
1p ordinary | Purchase | 15,000 | 1.3833 GBP | ||||
1p ordinary | Purchase | 12,150 | 1.3962 GBP | ||||
1p ordinary | Purchase | 7,606 | 1.3954 GBP | ||||
1p ordinary | Purchase | 4,474 | 1.4037 GBP | ||||
1p ordinary | Purchase | 3,587 | 1.4072 GBP | ||||
1p ordinary | Purchase | 2,962 | 1.4000 GBP | ||||
1p ordinary | Purchase | 1,421 | 1.3999 GBP | ||||
1p ordinary | Purchase | 1,134 | 1.4310 GBP | ||||
1p ordinary | Purchase | 785 | 1.3785 GBP | ||||
1p ordinary | Purchase | 677 | 1.3909 GBP | ||||
1p ordinary | Purchase | 669 | 1.4400 GBP | ||||
1p ordinary | Purchase | 669 | 1.4399 GBP | ||||
1p ordinary | Purchase | 563 | 1.3779 GBP | ||||
1p ordinary | Purchase | 562 | 1.3800 GBP | ||||
1p ordinary | Purchase | 281 | 1.3885 GBP | ||||
1p ordinary | Purchase | 231 | 1.3762 GBP | ||||
1p ordinary | Sale | 213,039 | 1.3938 GBP | ||||
1p ordinary | Sale | 189,984 | 1.4300 GBP | ||||
1p ordinary | Sale | 142,287 | 1.3940 GBP | ||||
1p ordinary | Sale | 62,480 | 1.4079 GBP | ||||
1p ordinary | Sale | 42,674 | 1.3917 GBP | ||||
1p ordinary | Sale | 37,374 | 1.4074 GBP | ||||
1p ordinary | Sale | 24,636 | 1.4261 GBP | ||||
1p ordinary | Sale | 20,841 | 1.4117 GBP | ||||
1p ordinary | Sale | 19,418 | 1.4021 GBP | ||||
1p ordinary | Sale | 15,031 | 1.4299 GBP | ||||
1p ordinary | Sale | 14,130 | 1.3952 GBP | ||||
1p ordinary | Sale | 6,087 | 1.4225 GBP | ||||
1p ordinary | Sale | 5,535 | 1.4352 GBP | ||||
1p ordinary | Sale | 4,459 | 1.4257 GBP | ||||
1p ordinary | Sale | 3,607 | 1.4090 GBP | ||||
1p ordinary | Sale | 3,469 | 1.4310 GBP | ||||
1p ordinary | Sale | 3,281 | 1.4345 GBP | ||||
1p ordinary | Sale | 2,800 | 1.3780 GBP | ||||
1p ordinary | Sale | 2,786 | 1.4151 GBP | ||||
1p ordinary | Sale | 669 | 1.4400 GBP | ||||
1p ordinary | Sale | 531 | 1.4350 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Increasing Long | 2,800 | 1.3780 GBP | |||
1p ordinary | SWAP | Increasing Long | 458 | 1.3860 GBP | |||
1p ordinary | SWAP | Increasing Long | 74,492 | 1.3939 GBP | |||
1p ordinary | SWAP | Increasing Long | 219,298 | 1.3940 GBP | |||
1p ordinary | SWAP | Increasing Long | 19,418 | 1.4021 GBP | |||
1p ordinary | SWAP | Increasing Long | 37,374 | 1.4074 GBP | |||
1p ordinary | SWAP | Increasing Long | 60,000 | 1.4195 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,087 | 1.4225 GBP | |||
1p ordinary | SWAP | Increasing Long | 225,000 | 1.4302 GBP | |||
1p ordinary | SWAP | Increasing Long | 14,573 | 1.4312 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,422 | 1.3892 GBP | |||
1p ordinary | SWAP | Decreasing Long | 711 | 1.3894 GBP | |||
1p ordinary | SWAP | Decreasing Long | 677 | 1.3909 GBP | |||
1p ordinary | SWAP | Decreasing Long | 50,216 | 1.3940 GBP | |||
1p ordinary | SWAP | Decreasing Long | 7,606 | 1.3954 GBP | |||
1p ordinary | SWAP | Decreasing Long | 20,000 | 1.4001 GBP | |||
1p ordinary | SWAP | Decreasing Long | 35,785 | 1.4163 GBP | |||
1p ordinary | SWAP | Decreasing Long | 26,149 | 1.4177 GBP | |||
1p ordinary | SWAP | Decreasing Long | 51,544 | 1.4254 GBP | |||
1p ordinary | SWAP | Decreasing Long | 47,994 | 1.4266 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,440 | 1.4300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 529 | 1.4350 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6,160 | 1.4368 GBP | |||
1p ordinary | CFD | Decreasing Long | 16,684 | 1.4053 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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