
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 15 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,839,211 | 0.63% | 17,131,941 | 2.24% | |||
(2) Cash-settled derivatives: | 15,369,413 | 2.01% | 4,679,698 | 0.61% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 20,208,624 | 2.65% | 21,811,639 | 2.86% | |||
| | | | | | | |
Class of relevant security: | Senior unsecured convertible bond | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,200,000 | 2.80% | 0 | 0.00% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 149,204 | 1.3570 GBP | ||||
1p ordinary | Purchase | 55,699 | 1.3466 GBP | ||||
1p ordinary | Purchase | 49,211 | 1.3627 GBP | ||||
1p ordinary | Purchase | 42,678 | 1.4400 GBP | ||||
1p ordinary | Purchase | 36,586 | 1.4270 GBP | ||||
1p ordinary | Purchase | 12,750 | 1.3523 GBP | ||||
1p ordinary | Purchase | 9,559 | 1.3487 GBP | ||||
1p ordinary | Purchase | 9,448 | 1.3573 GBP | ||||
1p ordinary | Purchase | 6,835 | 1.3941 GBP | ||||
1p ordinary | Purchase | 5,378 | 1.3599 GBP | ||||
1p ordinary | Purchase | 3,704 | 1.3299 GBP | ||||
1p ordinary | Purchase | 2,475 | 1.3708 GBP | ||||
1p ordinary | Purchase | 1,927 | 1.3605 GBP | ||||
1p ordinary | Purchase | 1,461 | 1.3881 GBP | ||||
1p ordinary | Purchase | 759 | 1.4185 GBP | ||||
1p ordinary | Purchase | 211 | 1.3986 GBP | ||||
1p ordinary | Purchase | 63 | 1.4390 GBP | ||||
1p ordinary | Purchase | 51 | 1.4368 GBP | ||||
1p ordinary | Purchase | 5 | 1.4375 GBP | ||||
1p ordinary | Sale | 256,953 | 1.3570 GBP | ||||
1p ordinary | Sale | 42,600 | 1.3580 GBP | ||||
1p ordinary | Sale | 37,059 | 1.3539 GBP | ||||
1p ordinary | Sale | 36,743 | 1.3899 GBP | ||||
1p ordinary | Sale | 23,378 | 1.3533 GBP | ||||
1p ordinary | Sale | 23,133 | 1.3877 GBP | ||||
1p ordinary | Sale | 17,923 | 1.4220 GBP | ||||
1p ordinary | Sale | 15,363 | 1.3727 GBP | ||||
1p ordinary | Sale | 13,764 | 1.3731 GBP | ||||
1p ordinary | Sale | 11,817 | 1.3374 GBP | ||||
1p ordinary | Sale | 3,799 | 1.3394 GBP | ||||
1p ordinary | Sale | 3,265 | 1.3342 GBP | ||||
1p ordinary | Sale | 2,644 | 1.3400 GBP | ||||
1p ordinary | Sale | 313 | 1.4289 GBP | ||||
1p ordinary | Sale | 210 | 1.3985 GBP | ||||
1p ordinary | Sale | 51 | 1.4370 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Increasing Long | 171,599 | 1.3570 GBP | |||
1p ordinary | SWAP | Increasing Long | 35,831 | 1.3572 GBP | |||
1p ordinary | SWAP | Increasing Long | 7,597 | 1.3596 GBP | |||
1p ordinary | SWAP | Increasing Long | 23,133 | 1.3877 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,167 | 1.3898 GBP | |||
1p ordinary | SWAP | Increasing Long | 36,743 | 1.3899 GBP | |||
1p ordinary | SWAP | Increasing Long | 313 | 1.4289 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,704 | 1.3299 GBP | |||
1p ordinary | SWAP | Decreasing Long | 12,750 | 1.3523 GBP | |||
1p ordinary | SWAP | Decreasing Long | 83,656 | 1.3570 GBP | |||
1p ordinary | SWAP | Decreasing Long | 9,448 | 1.3573 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5 | 1.3774 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3 | 1.3791 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,461 | 1.3881 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6,835 | 1.3941 GBP | |||
1p ordinary | SWAP | Decreasing Long | 42,678 | 1.4400 GBP | |||
1p ordinary | CFD | Decreasing Long | 15,627 | 1.3570 GBP | |||
1p ordinary | CFD | Decreasing Long | 4,138 | 1.3854 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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