
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose |
| SPECTRIS PLC | ||||
| relevant securities this form relates: |
| |||||
(c) | Name of the party to the offer with which exempt | SPECTRIS PLC | |||||
| principal trader is connected |
|
| ||||
(d) | Date position held/dealing undertaken: |
| 25 Jun 2025 | ||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
|
| |||
| trader making disclosures in respect of any other party to the offer? |
|
| ||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 1,314,083 | 1.32% | 653,059 | 0.66% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 445,664 | 0.45% | 1,103,737 | 1.11% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 1,759,747 | 1.77% | 1,756,796 | 1.77% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security |
| securities | paid/received | paid/received | |||
5p ordinary | Purchase | 375,847 | 38.3800 GBP | 38.1400 GBP | |||
5p ordinary | Sale | 474,008 | 38.3800 GBP | 38.0809 GBP | |||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
5p ordinary | SWAP | Increasing Short | 1,251 | 38.2229 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,006 | 38.2230 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,920 | 38.0523 GBP | |||
5p ordinary | SWAP | Increasing Long | 960 | 38.0623 GBP | |||
5p ordinary | SWAP | Increasing Long | 960 | 38.0709 GBP | |||
5p ordinary | SWAP | Increasing Long | 960 | 38.0755 GBP | |||
5p ordinary | SWAP | Increasing Long | 22,368 | 38.0809 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,880 | 38.0823 GBP | |||
5p ordinary | SWAP | Increasing Long | 960 | 38.1523 GBP | |||
5p ordinary | SWAP | Increasing Long | 228 | 38.1586 GBP | |||
5p ordinary | SWAP | Increasing Long | 809 | 38.1600 GBP | |||
5p ordinary | SWAP | Increasing Long | 77 | 38.1620 GBP | |||
5p ordinary | SWAP | Increasing Long | 211 | 38.1622 GBP | |||
5p ordinary | SWAP | Increasing Long | 960 | 38.1723 GBP | |||
5p ordinary | SWAP | Increasing Long | 28,897 | 38.1743 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,445 | 38.1747 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,527 | 38.1760 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,320 | 38.1766 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,068 | 38.1810 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,102 | 38.1858 GBP | |||
5p ordinary | SWAP | Increasing Long | 386 | 38.1887 GBP | |||
5p ordinary | SWAP | Increasing Long | 1 | 38.2000 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,611 | 38.2045 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,422 | 38.2289 GBP | |||
5p ordinary | SWAP | Increasing Long | 707 | 38.2349 GBP | |||
5p ordinary | SWAP | Increasing Long | 663 | 38.2353 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,612 | 38.2358 GBP | |||
5p ordinary | SWAP | Increasing Long | 235 | 38.2413 GBP | |||
5p ordinary | SWAP | Increasing Long | 8 | 38.2486 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,031 | 38.2575 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,487 | 38.2613 GBP | |||
5p ordinary | SWAP | Increasing Long | 493 | 38.2786 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,307 | 38.2821 GBP | |||
5p ordinary | SWAP | Increasing Long | 356 | 38.2989 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,610 | 38.2998 GBP | |||
5p ordinary | SWAP | Increasing Long | 366 | 38.3009 GBP | |||
5p ordinary | SWAP | Increasing Long | 437 | 38.3036 GBP | |||
5p ordinary | SWAP | Increasing Long | 353 | 38.3371 GBP | |||
5p ordinary | SWAP | Decreasing Long | 91 | 38.1500 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,725 | 38.1590 GBP | |||
5p ordinary | SWAP | Decreasing Long | 49,547 | 38.1600 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,185 | 38.1612 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,732 | 38.1664 GBP | |||
5p ordinary | SWAP | Decreasing Long | 21,919 | 38.1772 GBP | |||
5p ordinary | SWAP | Decreasing Long | 228 | 38.1862 GBP | |||
5p ordinary | SWAP | Decreasing Long | 4,360 | 38.1950 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1 | 38.2000 GBP | |||
5p ordinary | SWAP | Decreasing Long | 51,279 | 38.2178 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,860 | 38.2235 GBP | |||
5p ordinary | SWAP | Decreasing Long | 338 | 38.2350 GBP | |||
5p ordinary | SWAP | Decreasing Long | 8,713 | 38.2364 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,282 | 38.2426 GBP | |||
5p ordinary | SWAP | Decreasing Long | 60 | 38.2445 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,068 | 38.2447 GBP | |||
5p ordinary | SWAP | Decreasing Long | 6,464 | 38.2454 GBP | |||
5p ordinary | SWAP | Decreasing Long | 17,848 | 38.2484 GBP | |||
5p ordinary | SWAP | Decreasing Long | 961 | 38.2509 GBP | |||
5p ordinary | SWAP | Decreasing Long | 47,397 | 38.2536 GBP | |||
5p ordinary | SWAP | Decreasing Long | 24 | 38.2566 GBP | |||
5p ordinary | SWAP | Decreasing Long | 41 | 38.2600 GBP | |||
5p ordinary | SWAP | Decreasing Long | 184 | 38.2800 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,800 | 38.2844 GBP | |||
5p ordinary | SWAP | Decreasing Long | 12 | 38.3000 GBP | |||
5p ordinary | SWAP | Decreasing Long | 82 | 38.3300 GBP | |||
5p ordinary | CFD | Decreasing Short | 156,401 | 38.1600 GBP | |||
5p ordinary | CFD | Decreasing Short | 14,861 | 38.1930 GBP | |||
5p ordinary | CFD | Decreasing Short | 65,062 | 38.1933 GBP | |||
5p ordinary | CFD | Opening Long | 38,346 | 38.2123 GBP | |||
5p ordinary | CFD | Increasing Long | 457 | 38.2573 GBP | |||
5p ordinary | CFD | Increasing Long | 1,367 | 38.2908 GBP | |||
5p ordinary | CFD | Increasing Long | 2,321 | 38.2994 GBP | |||
5p ordinary | CFD | Decreasing Long | 6,843 | 38.1600 GBP | |||
5p ordinary | CFD | Opening Short | 10,290 | 38.1610 GBP | |||
5p ordinary | CFD | Increasing Short | 8,531 | 38.2117 GBP | |||
5p ordinary | CFD | Increasing Short | 1,307 | 38.2193 GBP | |||
5p ordinary | CFD | Increasing Short | 10,361 | 38.2600 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the exempt principal trader making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jun 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.