
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose |
| SPECTRIS PLC | ||||
| relevant securities this form relates: |
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(c) | Name of the party to the offer with which exempt | SPECTRIS PLC | |||||
| principal trader is connected |
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(d) | Date position held/dealing undertaken: |
| 15 Jul 2025 | ||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
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| trader making disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 1,836,615 | 1.85% | 799,931 | 0.81% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 636,854 | 0.64% | 1,642,099 | 1.65% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 2,473,469 | 2.49% | 2,442,030 | 2.46% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security |
| securities | paid/received | paid/received | |||
5p ordinary | Purchase | 190,369 | 39.8600 GBP | 39.7500 GBP | |||
5p ordinary | Sale | 135,393 | 39.8440 GBP | 39.7562 GBP | |||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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5p ordinary | SWAP | Decreasing Short | 1,803 | 39.7586 GBP | |||
5p ordinary | SWAP | Decreasing Short | 360 | 39.7594 GBP | |||
5p ordinary | SWAP | Decreasing Short | 32,444 | 39.7600 GBP | |||
5p ordinary | SWAP | Decreasing Short | 4,065 | 39.7633 GBP | |||
5p ordinary | SWAP | Decreasing Short | 330 | 39.7662 GBP | |||
5p ordinary | SWAP | Decreasing Short | 24 | 39.7700 GBP | |||
5p ordinary | SWAP | Decreasing Short | 289 | 39.7736 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,995 | 39.7769 GBP | |||
5p ordinary | SWAP | Decreasing Short | 5 | 39.7800 GBP | |||
5p ordinary | SWAP | Decreasing Short | 67 | 39.7811 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,135 | 39.7825 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,456 | 39.7845 GBP | |||
5p ordinary | SWAP | Decreasing Short | 19 | 39.7926 GBP | |||
5p ordinary | SWAP | Decreasing Short | 294 | 39.8002 GBP | |||
5p ordinary | SWAP | Decreasing Short | 5,361 | 39.8004 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,735 | 39.8115 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,552 | 39.8130 GBP | |||
5p ordinary | SWAP | Decreasing Short | 368 | 39.8131 GBP | |||
5p ordinary | SWAP | Decreasing Short | 60 | 39.8200 GBP | |||
5p ordinary | SWAP | Decreasing Short | 3 | 39.8400 GBP | |||
5p ordinary | SWAP | Increasing Short | 15,085 | 39.7600 GBP | |||
5p ordinary | SWAP | Increasing Short | 2,803 | 39.7619 GBP | |||
5p ordinary | SWAP | Increasing Short | 2,381 | 39.7635 GBP | |||
5p ordinary | SWAP | Increasing Short | 458 | 39.7683 GBP | |||
5p ordinary | SWAP | Increasing Short | 3,629 | 39.7718 GBP | |||
5p ordinary | SWAP | Increasing Short | 7,266 | 39.7755 GBP | |||
5p ordinary | SWAP | Increasing Short | 75 | 39.7760 GBP | |||
5p ordinary | SWAP | Increasing Short | 4,665 | 39.7764 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,166 | 39.7785 GBP | |||
5p ordinary | SWAP | Increasing Short | 48 | 39.7800 GBP | |||
5p ordinary | SWAP | Increasing Short | 256 | 39.7806 GBP | |||
5p ordinary | SWAP | Increasing Short | 5,116 | 39.7835 GBP | |||
5p ordinary | SWAP | Increasing Short | 531 | 39.7898 GBP | |||
5p ordinary | SWAP | Increasing Short | 160 | 39.7955 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,624 | 39.7995 GBP | |||
5p ordinary | SWAP | Increasing Short | 8 | 39.8050 GBP | |||
5p ordinary | SWAP | Increasing Short | 18,155 | 39.8062 GBP | |||
5p ordinary | SWAP | Increasing Short | 3,381 | 39.8085 GBP | |||
5p ordinary | SWAP | Increasing Short | 486 | 39.8093 GBP | |||
5p ordinary | SWAP | Increasing Short | 2,878 | 39.8094 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,291 | 39.8151 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,973 | 39.8156 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,533 | 39.8166 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,063 | 39.8253 GBP | |||
5p ordinary | SWAP | Increasing Short | 22,651 | 39.8274 GBP | |||
5p ordinary | SWAP | Increasing Short | 605 | 39.8285 GBP | |||
5p ordinary | SWAP | Increasing Short | 6,857 | 39.8295 GBP | |||
5p ordinary | CFD | Increasing Long | 1,357 | 39.7576 GBP | |||
5p ordinary | CFD | Increasing Long | 9,549 | 39.7579 GBP | |||
5p ordinary | CFD | Increasing Long | 25,976 | 39.7600 GBP | |||
5p ordinary | CFD | Increasing Long | 6,052 | 39.8175 GBP | |||
5p ordinary | CFD | Increasing Long | 11,000 | 39.8260 GBP | |||
5p ordinary | CFD | Increasing Long | 45 | 39.8268 GBP | |||
5p ordinary | CFD | Decreasing Long | 283 | 39.7500 GBP | |||
5p ordinary | CFD | Decreasing Long | 23,769 | 39.7600 GBP | |||
5p ordinary | CFD | Decreasing Long | 510 | 39.7788 GBP | |||
5p ordinary | CFD | Decreasing Long | 5,911 | 39.7852 GBP | |||
5p ordinary | CFD | Decreasing Long | 16 | 39.8037 GBP | |||
5p ordinary | CFD | Decreasing Long | 23,355 | 39.8128 GBP | |||
5p ordinary | CFD | Decreasing Long | 151 | 39.8278 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 Jul 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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